13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 642 holding rows worth $1,439,162,000.
- Accession
- 0001697723-19-000002
- Filer
- CIK 1697723
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 643 entries on the cover page, a total value of $1,439,162,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,439,162,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LTC PPTYS INC COM | 502175102 | REIT | 5,727 | $262,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,514 | $261,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 68,925 | $261,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,858 | $260,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,259 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,318 | $259,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,606 | $259,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 23,982 | $258,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,484 | $258,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,973 | $258,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,191 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,455 | $258,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,750 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,332 | $257,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,583 | $257,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,802 | $256,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,584 | $255,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,985 | $254,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,455 | $253,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,668 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,593 | $251,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,504 | $251,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 712 | $250,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,951 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,514 | $249,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 11,530 | $249,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,685 | $248,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,110 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,147 | $248,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 6,119 | $248,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,397 | $247,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 43,594 | $247,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,200 | $246,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,060 | $246,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,388 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,672 | $244,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,097 | $243,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,440 | $242,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,735 | $240,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,401 | $240,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,243 | $239,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,065 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,421 | $239,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,125 | $239,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,104 | $238,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,686 | $238,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,516 | $238,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,002 | $237,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,135 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,916 | $236,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,140 | $235,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,214 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,871 | $234,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,285 | $234,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,464 | $233,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 25,259 | $232,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,674 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,884 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,322 | $230,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,530 | $229,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,056 | $229,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,752 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,326 | $229,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,629 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,198 | $228,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,580 | $227,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,827 | $227,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,944 | $224,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,311 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,722 | $222,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,512 | $221,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,824 | $218,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,524 | $217,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,468 | $215,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,474 | $215,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 314 | $215,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 10,113 | $215,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 7,712 | $214,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,788 | $212,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,558 | $211,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,773 | $211,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 864 | $210,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,922 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,759 | $208,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,133 | $207,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,014 | $205,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 10,013 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 9,754 | $205,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 759 | $205,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,927 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,697 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,771 | $202,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 804 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,078 | $201,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,005 | $200,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,274 | $200,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,000 | $200,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 23,897 | $200,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 2,516 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,717 | $197,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 20,825 | $189,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 23,837 | $188,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 30,083 | $183,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,005 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,992 | $174,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,609 | $169,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,709 | $166,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 178,960 | $164,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 16,537 | $158,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,052 | $153,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,508 | $146,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,028 | $134,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,462 | $133,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,192 | $132,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,252 | $125,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 32,055 | $112,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,355 | $98,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,100 | $91,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 59,005 | $87,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,180 | $79,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,703 | $66,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,956 | $66,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,271 | $58,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $55,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,316 | $51,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 43,143 | $39,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 20,000 | $23,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 37,871 | $23,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,556 | $19,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 15,400 | $19,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,000 | $15,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,000 | $12,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,000 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,551 | $7,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 400 | $4,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 800 | $3,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 200 | $2,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 800 | $2,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $2,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 200 | $1,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-19-000002 | this filing | 2019-05-14 | acceptance time not in the bulk data set |