13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 607 holding rows worth $1,817,314,000 by the sum of the rows.
- Accession
- 0001697723-18-000005
- Filer
- CIK 1697723
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 609 entries on the cover page, a total value of $3,213,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,817,314,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,213,084,000, 77% more than the sum of the rows, $1,817,314,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| V F CORP COM | 918204108 | Stock | 2,644 | $247,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,727 | $247,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,506 | $246,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,602 | $244,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,934 | $244,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 19,204 | $244,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,069 | $243,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,463 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 5,039 | $243,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,662 | $242,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,517 | $241,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,020 | $240,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 972 | $237,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,254 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,982 | $235,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,218 | $234,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,085 | $233,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,963 | $232,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,342 | $232,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,270 | $232,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,809 | $231,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,862 | $231,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 401 | $230,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 8,242 | $230,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,320 | $229,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,104 | $229,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,076 | $227,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,107 | $226,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,661 | $225,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,016 | $224,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,930 | $223,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 31,679 | $223,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,661 | $222,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,402 | $219,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,658 | $219,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,277 | $217,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,135 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,437 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,274 | $215,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 21,484 | $215,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,471 | $213,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,268 | $213,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 8,473 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,280 | $212,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,463 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 998 | $211,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,067 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,628 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,535 | $211,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,530 | $211,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,002 | $210,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,285 | $210,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,346 | $209,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,234 | $209,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,227 | $207,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,568 | $206,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,814 | $206,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 1,189 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 8,976 | $205,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,625 | $204,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,369 | $204,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,935 | $202,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,000 | $201,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,084 | $195,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,162 | $186,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,578 | $186,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 24,471 | $178,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,870 | $172,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,656 | $160,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,525 | $159,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,967 | $158,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,159 | $158,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,867 | $144,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,005 | $143,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,327 | $133,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,963 | $121,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 57,381 | $119,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,863 | $91,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,100 | $84,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,623 | $78,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,715 | $66,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 35,950 | $63,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 27,597 | $58,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,835 | $53,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,291 | $43,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 40,000 | $40,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 38,130 | $38,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,162 | $32,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,406 | $28,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 24,654 | $28,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 15,000 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,245 | $14,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,000 | $12,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 939 | $11,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $9,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 21,000 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,400 | $5,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 400 | $3,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $2,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $1,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 200 | $1,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $1,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-18-000005 | this filing | 2018-11-14 | acceptance time not in the bulk data set |