13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 459 holding rows worth $1,469,575,000.
- Accession
- 0001697723-18-000004
- Filer
- CIK 1697723
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 459 entries on the cover page, a total value of $1,469,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,469,575,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 895,513 | $223,439,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,442,109 | $98,720,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,295,413 | $55,573,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 627,587 | $49,153,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 391,473 | $47,650,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 865,780 | $44,061,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 520,825 | $35,093,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 320,028 | $34,285,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 623,694 | $32,064,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,272,983 | $31,481,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 436,267 | $22,400,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,365,226 | $21,665,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 260,528 | $21,637,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 837,359 | $21,001,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 105,674 | $19,561,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 241,387 | $19,021,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 131,617 | $16,680,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 134,498 | $15,958,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 179,310 | $15,867,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 459,030 | $14,817,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 231,839 | $14,525,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 214,869 | $12,875,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 417,448 | $12,786,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 126,511 | $12,475,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 44,380 | $12,039,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 227,719 | $11,958,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 68,502 | $11,758,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 107,590 | $11,439,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 124,570 | $10,306,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 163,318 | $10,211,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 80,114 | $10,129,000 | thousands by filing date | |
| VTI | 922908769 | COM | 66,516 | $9,341,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 33,912 | $9,260,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 161,227 | $8,571,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100,308 | $8,372,000 | thousands by filing date | |
| IJH | 464287507 | COM | 41,402 | $8,064,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 53,354 | $7,993,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 70,294 | $7,665,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 231,767 | $7,442,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 171,460 | $7,236,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,151 | $7,055,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 89,350 | $6,682,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 63,018 | $6,421,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 87,436 | $6,074,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,978 | $6,044,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,975 | $6,027,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 204,318 | $5,688,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,972 | $5,436,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 109,114 | $5,213,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,477 | $5,154,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 101,147 | $5,089,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100,649 | $4,596,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 151,671 | $4,588,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 27,395 | $4,486,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 195,884 | $4,486,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 55,002 | $4,480,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 53,175 | $4,205,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 51,195 | $3,996,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 33,857 | $3,821,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 84,209 | $3,693,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,562 | $3,692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 110,003 | $3,662,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 115,398 | $3,508,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 60,183 | $3,467,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,995 | $3,354,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 38,541 | $3,301,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 31,185 | $3,238,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,523 | $3,084,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 54,200 | $3,078,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,693 | $3,040,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 45,942 | $3,028,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,728 | $2,993,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 82,489 | $2,993,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 82,442 | $2,946,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,953 | $2,941,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 33,701 | $2,936,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 80,163 | $2,833,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 39,488 | $2,829,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 23,769 | $2,828,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 60,314 | $2,793,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 49,615 | $2,785,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 14,416 | $2,785,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,044 | $2,784,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20,113 | $2,729,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,107 | $2,725,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 212,853 | $2,712,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 88,216 | $2,706,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,703 | $2,581,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,262 | $2,567,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 243,969 | $2,464,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 28,857 | $2,455,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,217 | $2,405,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 70,956 | $2,262,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,329 | $2,229,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,139 | $2,169,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 61,585 | $2,148,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 76,094 | $2,145,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 529,212 | $2,112,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 25,352 | $2,047,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 29,858 | $2,014,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 140,222 | $1,908,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 26,610 | $1,862,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 29,409 | $1,857,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 26,898 | $1,834,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 16,380 | $1,815,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 36,486 | $1,814,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 23,182 | $1,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 34,002 | $1,808,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,371 | $1,746,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 10,273 | $1,743,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,879 | $1,729,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 48,285 | $1,713,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,594 | $1,601,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,079 | $1,600,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,916 | $1,568,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,581 | $1,549,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 85,655 | $1,544,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 86,899 | $1,529,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,404 | $1,517,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 61,333 | $1,484,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,064 | $1,440,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,628 | $1,428,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 53,180 | $1,414,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,410,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,583 | $1,402,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,814 | $1,390,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,136 | $1,374,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 26,793 | $1,366,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 27,066 | $1,356,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,024 | $1,350,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 24,431 | $1,337,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,626 | $1,332,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,310 | $1,326,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,106 | $1,312,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,971 | $1,290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 69,292 | $1,279,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 26,835 | $1,264,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 51,843 | $1,260,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,541 | $1,250,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 30,757 | $1,240,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,749 | $1,206,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 16,176 | $1,204,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 18,535 | $1,201,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 31,714 | $1,196,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 68,773 | $1,175,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,676 | $1,174,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,268 | $1,170,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,263 | $1,136,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,572 | $1,136,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,792 | $1,129,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 18,089 | $1,128,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,022 | $1,120,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,003 | $1,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,685 | $1,109,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,003 | $1,102,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 16,039 | $1,096,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,041 | $1,092,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 44,083 | $1,086,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,553 | $1,072,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,528 | $1,065,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,078 | $1,062,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 34,271 | $1,050,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,493 | $1,043,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 36,475 | $1,041,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 57,991 | $1,035,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,326 | $1,029,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,865 | $1,017,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 16,423 | $1,002,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,852 | $978,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,905 | $960,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,051 | $954,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 19,193 | $946,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,566 | $944,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,049 | $941,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 37,356 | $916,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,185 | $900,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,843 | $899,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 17,006 | $896,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,166 | $893,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 56,402 | $881,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 4,709 | $877,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,217 | $871,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 17,214 | $865,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,798 | $861,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,193 | $858,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 13,898 | $842,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,554 | $841,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 15,028 | $839,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 9,900 | $839,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 18,793 | $834,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,658 | $827,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,116 | $814,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 36,824 | $813,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,713 | $811,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 10,680 | $810,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 28,161 | $805,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,145 | $803,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,715 | $799,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 10,495 | $795,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,417 | $790,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 26,045 | $789,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,157 | $784,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 34,038 | $784,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 23,903 | $777,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,293 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,344 | $752,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 13,669 | $745,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 25,186 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 12,494 | $741,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,689 | $739,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,606 | $734,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 20,722 | $728,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 22,901 | $721,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,200 | $715,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,452 | $707,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,390 | $706,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 19,675 | $702,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,611 | $701,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,319 | $699,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,270 | $690,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,997 | $689,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 6,889 | $687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,908 | $676,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 29,390 | $667,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 39,108 | $666,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,963 | $664,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,947 | $657,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 54,525 | $655,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 2,538 | $647,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,057 | $640,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,133 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 13,045 | $623,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 30,057 | $623,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,920 | $618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21,984 | $610,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,505 | $605,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,659 | $603,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,498 | $597,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,402 | $596,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 54,252 | $585,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,609 | $571,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,915 | $571,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,144 | $569,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 14,445 | $565,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,481 | $552,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,953 | $551,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,635 | $536,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,348 | $533,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,716 | $531,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 13,168 | $527,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,363 | $519,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,736 | $519,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,588 | $509,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,840 | $508,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,133 | $507,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,362 | $507,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,224 | $503,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,662 | $502,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,234 | $501,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,589 | $498,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,529 | $496,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,369 | $492,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,886 | $476,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,324 | $475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,165 | $468,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 41,991 | $465,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,910 | $458,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 17,897 | $458,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,445 | $452,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,597 | $451,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,524 | $449,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 29,570 | $448,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,684 | $446,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,984 | $445,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,347 | $445,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,165 | $442,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,223 | $432,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,020 | $428,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,400 | $426,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,697 | $424,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,580 | $422,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 22,001 | $420,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 28,443 | $416,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,701 | $415,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,487 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,914 | $408,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,036 | $404,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,237 | $396,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,279 | $391,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,361 | $390,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,864 | $389,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,532 | $386,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,054 | $385,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,091 | $379,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,677 | $378,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,197 | $378,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 7,392 | $376,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,549 | $375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,931 | $374,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,980 | $372,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,640 | $368,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,312 | $365,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,663 | $365,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,967 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,918 | $362,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,670 | $361,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,420 | $360,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,025 | $356,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 19,175 | $354,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 18,525 | $353,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,296 | $350,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,389 | $344,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 9,489 | $342,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,617 | $332,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,972 | $325,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,799 | $323,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,710 | $318,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,334 | $317,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 21,709 | $317,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,000 | $312,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,853 | $311,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 7,465 | $311,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,375 | $310,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,323 | $310,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,263 | $310,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,700 | $309,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 9,015 | $309,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,538 | $305,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,755 | $303,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 22,839 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,960 | $301,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,099 | $301,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,709 | $299,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,861 | $298,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,114 | $298,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,866 | $297,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,873 | $297,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,809 | $293,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,820 | $292,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,801 | $291,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,359 | $291,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,754 | $288,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,736 | $286,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,965 | $284,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,480 | $281,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,928 | $280,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,288 | $280,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,501 | $280,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,247 | $280,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,378 | $279,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,218 | $279,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,432 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 14,924 | $273,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,045 | $271,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,273 | $271,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,559 | $271,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,345 | $270,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,443 | $269,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,226 | $268,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,427 | $265,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,414 | $265,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,395 | $264,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,368 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,436 | $261,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,639 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,447 | $260,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,043 | $258,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,525 | $257,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,330 | $253,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 9,521 | $253,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,059 | $251,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 919 | $251,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 612 | $249,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,711 | $248,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,814 | $248,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,018 | $247,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,817 | $246,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,030 | $246,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,099 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,440 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,077 | $242,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,510 | $240,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 8,546 | $239,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,761 | $237,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,602 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 9,535 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,155 | $236,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,737 | $231,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,443 | $231,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,963 | $230,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,749 | $230,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,135 | $230,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,626 | $227,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,567 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,972 | $226,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,833 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,169 | $225,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,216 | $225,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,515 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,971 | $220,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 9,112 | $220,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,273 | $216,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,112 | $214,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 7,538 | $214,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,101 | $214,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 29,048 | $214,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,772 | $212,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,109 | $211,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,006 | $210,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,652 | $210,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,339 | $209,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,783 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 7,073 | $208,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,246 | $207,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,683 | $206,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,519 | $205,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,651 | $205,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,994 | $204,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,986 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,640 | $203,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 2,319 | $203,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,839 | $202,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,552 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,169 | $202,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 25,863 | $192,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,627 | $185,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,178 | $185,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,351 | $179,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 24,974 | $175,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,257 | $167,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,859 | $164,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,336 | $148,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,269 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,067 | $144,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,667 | $140,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,777 | $138,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 10,432 | $131,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,318 | $91,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,100 | $86,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 57,212 | $77,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,388 | $70,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,710 | $66,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 33,250 | $63,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,143 | $49,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,648 | $41,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 40,000 | $41,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,000 | $34,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 400 | $3,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 14,070 | $3,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $2,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 600 | $1,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 400 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 400 | $1,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,000 | $1,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 600 | $1,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-18-000004 | this filing | 2018-08-15 | acceptance time not in the bulk data set |