13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 379 holding rows worth $838,041,000.
- Accession
- 0001697723-17-000003
- Filer
- CIK 1697723
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 379 entries on the cover page, a total value of $838,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $838,041,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 643,033 | $142,792,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,174,638 | $48,536,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,206,931 | $35,773,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 198,890 | $21,780,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 285,489 | $15,034,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 232,795 | $15,011,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 286,726 | $14,015,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 111,289 | $13,924,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 117,908 | $13,168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 166,872 | $11,074,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 44,608 | $10,858,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 370,930 | $10,857,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 400,245 | $10,002,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 151,617 | $9,802,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 123,846 | $9,160,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 107,856 | $8,430,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 143,448 | $7,950,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 303,262 | $7,700,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 699,613 | $7,640,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 66,562 | $7,330,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 193,223 | $7,290,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 140,455 | $7,262,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 137,624 | $6,887,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 139,325 | $6,817,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 63,780 | $6,654,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 81,307 | $6,564,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43,496 | $6,264,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65,241 | $5,767,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 92,115 | $5,597,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 112,373 | $5,330,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 48,926 | $5,287,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 104,671 | $5,103,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 56,933 | $4,962,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 131,193 | $4,880,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 35,279 | $4,856,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 157,546 | $4,701,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 54,555 | $4,588,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 98,638 | $4,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 77,905 | $4,141,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 49,482 | $4,121,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 100,741 | $4,113,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,464 | $3,898,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,171 | $3,866,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 30,872 | $3,626,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 32,830 | $3,604,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 45,414 | $3,501,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 49,274 | $3,455,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 76,981 | $3,453,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 45,596 | $3,396,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 146,608 | $3,393,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 61,173 | $3,347,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 45,552 | $3,303,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 27,460 | $3,241,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 38,743 | $3,239,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 56,799 | $3,190,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,013 | $3,147,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,863 | $3,042,000 | thousands by filing date | |
| VTI | 922908769 | COM | 24,427 | $3,040,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 43,660 | $3,009,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105,078 | $2,838,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 28,225 | $2,616,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,302 | $2,508,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 51,680 | $2,474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 88,315 | $2,470,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 38,330 | $2,457,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 71,537 | $2,403,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 93,777 | $2,399,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 81,114 | $2,372,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,079 | $2,313,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18,167 | $2,308,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 37,946 | $2,192,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 23,823 | $2,131,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,785 | $2,103,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,257 | $2,099,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,840 | $2,080,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,742 | $2,042,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,401 | $2,023,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,353 | $1,972,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 45,887 | $1,774,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,674 | $1,769,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18,947 | $1,756,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,325 | $1,738,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 152,142 | $1,702,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 59,176 | $1,700,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,012 | $1,696,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,819 | $1,681,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,724 | $1,669,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 67,605 | $1,668,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 21,325 | $1,660,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 31,782 | $1,658,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 19,712 | $1,641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 60,166 | $1,580,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 62,767 | $1,574,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 42,112 | $1,569,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 20,997 | $1,558,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 44,199 | $1,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 33,608 | $1,531,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,492 | $1,525,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,153 | $1,519,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 25,242 | $1,511,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,476 | $1,492,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 19,221 | $1,476,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,319 | $1,473,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50,337 | $1,472,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 23,334 | $1,472,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 46,633 | $1,460,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,643 | $1,430,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 10,060 | $1,428,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 119,290 | $1,427,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 43,032 | $1,409,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 31,960 | $1,378,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 24,840 | $1,368,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 26,485 | $1,302,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,724 | $1,287,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 46,186 | $1,279,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,111 | $1,277,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,794 | $1,253,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 25,790 | $1,236,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,643 | $1,234,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,470 | $1,221,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 53,776 | $1,219,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 21,400 | $1,211,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 46,514 | $1,175,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,923 | $1,173,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,960 | $1,173,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,201 | $1,156,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 25,349 | $1,142,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 31,838 | $1,112,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,196 | $1,108,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,575 | $1,102,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,381 | $1,101,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 30,978 | $1,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 38,553 | $1,084,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 49,860 | $1,073,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 35,318 | $1,069,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 109,771 | $1,066,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 63,880 | $1,064,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 36,107 | $1,052,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 59,996 | $1,049,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 18,309 | $1,048,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 103,853 | $1,046,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VVF6 | MTNF 6/0 | 1,035,000 | $1,036,000 | thousands by filing date | principal |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 16,474 | $1,035,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,244 | $1,026,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,730 | $1,017,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 41,982 | $1,003,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 158,076 | $1,002,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,903 | $977,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 18,890 | $964,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 33,532 | $963,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,092 | $956,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 54,099 | $955,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 71,796 | $950,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 24,454 | $948,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,103 | $947,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 241,935 | $941,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 33,207 | $928,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,981 | $924,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,847 | $915,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,621 | $912,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 31,188 | $909,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,838 | $907,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 99,031 | $906,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,166 | $903,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,815 | $897,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,514 | $894,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,685 | $860,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 37,102 | $847,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 135,275 | $843,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 9,108 | $836,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,451 | $835,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 11,340 | $834,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,326 | $833,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 47,592 | $832,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,196 | $820,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 42,039 | $800,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 16,407 | $794,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 41,912 | $792,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,035 | $791,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,864 | $784,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 40,604 | $776,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 22,648 | $772,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,023 | $771,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,206 | $763,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,083 | $756,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,418 | $747,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 14,960 | $742,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 16,983 | $739,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,789 | $736,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,619 | $736,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19,213 | $732,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 8,733 | $724,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,118 | $721,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,300 | $687,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 735 | $683,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,328 | $672,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 32,001 | $661,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,446 | $656,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,889 | $651,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,908 | $648,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 69,577 | $638,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 12,658 | $637,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,509 | $635,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 67,598 | $633,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 18,349 | $631,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 30,126 | $626,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 50,975 | $609,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 90,123 | $606,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,772 | $602,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 8,029 | $601,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,592 | $597,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 35,120 | $591,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 12,186 | $577,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,594 | $575,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,992 | $564,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,920 | $559,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 21,386 | $559,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,196 | $557,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,957 | $556,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,210 | $543,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,455 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,229 | $537,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 62,006 | $534,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 39,687 | $534,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,416 | $522,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,342 | $521,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,501 | $521,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,884 | $511,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $509,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,361 | $498,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 21,925 | $497,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,903 | $487,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,626 | $477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,725 | $472,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,268 | $466,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,535 | $464,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,427 | $464,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,383 | $463,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,104 | $461,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 27,423 | $460,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 59,227 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,936 | $453,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,343 | $451,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,681 | $449,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,886 | $444,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,672 | $443,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 50,000 | $442,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,934 | $434,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 475 | $432,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,409 | $431,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 26,562 | $427,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,877 | $423,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 13,629 | $421,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,304 | $418,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,421 | $410,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,909 | $409,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,358 | $406,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,725 | $404,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,752 | $403,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,294 | $401,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,664 | $399,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,164 | $397,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,152 | $395,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 23,355 | $377,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,442 | $372,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,297 | $367,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,192 | $367,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,725 | $366,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,975 | $359,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,818 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,503 | $356,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,725 | $352,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 27,944 | $352,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,239 | $351,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 28,860 | $348,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 11,126 | $347,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,561 | $341,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,056 | $337,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 62,279 | $336,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 22,182 | $334,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,931 | $333,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 23,644 | $333,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,375 | $330,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,477 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,468 | $322,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,107 | $321,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,762 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,751 | $316,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,127 | $316,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,305 | $314,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,039 | $312,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,420 | $311,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,710 | $311,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,882 | $307,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,629 | $305,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,768 | $304,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,247 | $302,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,556 | $300,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,130 | $300,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,612 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,073 | $296,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,524 | $294,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,236 | $287,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,473 | $285,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,700 | $283,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,566 | $282,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,966 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 894 | $277,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,313 | $275,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 21,245 | $273,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 740 | $268,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 12,057 | $268,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 32,934 | $268,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,140 | $267,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,864 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,830 | $267,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,329 | $259,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,861 | $257,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,294 | $255,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,979 | $252,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,794 | $250,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,264 | $249,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,189 | $248,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,673 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,820 | $246,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,386 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,959 | $242,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,333 | $240,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,789 | $239,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,009 | $236,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,273 | $234,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,081 | $229,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,690 | $224,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,575 | $223,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,574 | $223,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,490 | $223,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,718 | $223,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,242 | $223,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,141 | $223,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,852 | $220,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,799 | $219,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,884 | $219,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,770 | $218,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,606 | $218,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,110 | $217,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 22,214 | $216,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,196 | $214,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,106 | $213,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,750 | $213,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,115 | $213,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,505 | $211,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,442 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,299 | $210,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,905 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,941 | $207,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 8,179 | $207,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 443 | $204,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,393 | $203,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,739 | $201,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,336 | $201,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 7,876 | $200,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 15,470 | $197,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,856 | $186,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,176 | $186,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,607 | $178,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,710 | $171,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,126 | $169,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 16,821 | $146,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,911 | $145,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,409 | $135,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,412 | $129,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 165,640 | $116,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,581 | $101,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,160 | $91,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,437 | $84,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,655 | $75,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 89,950 | $64,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 14,063 | $40,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-17-000003 | this filing | 2017-08-14 | acceptance time not in the bulk data set |