13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 189 holding rows worth $246,887,000.
- Accession
- 0001697723-17-000001
- Filer
- CIK 1697723
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 189 entries on the cover page, a total value of $246,887,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,887,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 246,583 | $26,646,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 119,246 | $24,482,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 454,921 | $16,623,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 35,185 | $7,916,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 98,772 | $5,066,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 106,618 | $4,821,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 44,097 | $4,770,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 94,592 | $4,613,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 89,942 | $3,825,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,794 | $3,742,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 49,121 | $3,129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 106,363 | $2,944,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 59,420 | $2,793,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 49,519 | $2,789,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 51,779 | $2,764,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 56,409 | $2,665,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,961 | $2,483,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,850 | $2,424,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,431 | $2,250,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 45,268 | $2,199,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,202 | $2,092,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26,539 | $1,999,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,694 | $1,940,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 40,156 | $1,907,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 38,076 | $1,863,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 42,177 | $1,790,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,981 | $1,764,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,568 | $1,741,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,752 | $1,738,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,741 | $1,715,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 39,396 | $1,633,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 63,919 | $1,613,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 32,773 | $1,612,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,637 | $1,571,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,171 | $1,566,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 124,345 | $1,508,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,223 | $1,491,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,082 | $1,379,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 38,298 | $1,370,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,995 | $1,367,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 26,338 | $1,320,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 37,494 | $1,218,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 35,334 | $1,203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 42,293 | $1,183,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 16,581 | $1,133,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 41,057 | $1,128,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,040 | $1,100,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 31,417 | $1,100,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 30,062 | $1,096,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 10,879 | $1,060,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,487 | $1,042,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 69,790 | $1,041,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,577 | $1,038,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 17,410 | $1,000,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,644 | $997,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,361 | $975,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 39,192 | $957,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,818 | $954,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,871 | $948,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,189 | $942,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,373 | $892,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,485 | $886,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 53,345 | $876,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 27,707 | $872,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 29,671 | $870,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 44,855 | $868,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 27,857 | $867,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,336 | $866,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 11,710 | $860,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,660 | $858,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,545 | $854,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,095 | $842,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 24,083 | $839,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,957 | $838,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 20,575 | $832,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 15,859 | $824,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,226 | $820,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 26,341 | $816,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,047 | $810,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 18,715 | $809,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 16,615 | $801,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 33,673 | $801,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 26,228 | $796,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,106 | $792,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 233,760 | $790,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,156 | $785,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 9,745 | $784,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 51,434 | $781,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 87,750 | $766,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,169 | $765,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 15,687 | $761,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 50,421 | $748,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 80,259 | $726,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 12,054 | $703,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 24,477 | $674,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,783 | $670,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,113 | $658,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,460 | $650,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,176 | $634,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,687 | $632,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 27,059 | $632,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,951 | $623,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,089 | $620,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,361 | $617,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 751 | $563,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,573 | $556,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,425 | $556,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5,540 | $555,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,199 | $544,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,262 | $543,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,366 | $539,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,298 | $538,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,960 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,136 | $492,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,768 | $491,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 9,355 | $489,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 6,617 | $488,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $488,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,605 | $484,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,705 | $475,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,092 | $467,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 18,599 | $465,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,608 | $448,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,757 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,729 | $419,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,015 | $415,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,679 | $414,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,379 | $408,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,002 | $402,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,420 | $401,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,123 | $401,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,628 | $398,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,993 | $388,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,877 | $386,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,249 | $383,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 15,112 | $377,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,110 | $377,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,763 | $350,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,012 | $348,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 11,597 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,475 | $342,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,909 | $341,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,728 | $341,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,701 | $325,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,553 | $325,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,051 | $322,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,679 | $317,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,721 | $302,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,214 | $302,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 16,809 | $302,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,192 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,908 | $294,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,337 | $291,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,192 | $289,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,512 | $284,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,880 | $280,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,281 | $278,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,063 | $272,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,240 | $263,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,902 | $262,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,579 | $262,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,543 | $261,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,145 | $259,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,257 | $256,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,375 | $255,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,987 | $246,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,787 | $244,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,226 | $243,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,978 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,958 | $241,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,933 | $239,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,236 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,396 | $233,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,170 | $233,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,622 | $230,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,746 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,274 | $223,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,827 | $222,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,666 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,395 | $216,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,803 | $214,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,982 | $207,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 11,614 | $204,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,617 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,826 | $177,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,873 | $167,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,318 | $148,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 17,037 | $144,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,230 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-17-000001 | this filing | 2017-02-14 | acceptance time not in the bulk data set |