13F-HR/A filed by Perennial Advisors, LLC
Perennial Advisors, LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-04-27, with 196 holding rows worth $113,115,000 by the sum of the rows.
- Accession
- 0001697360-17-000003
- Filer
- CIK 1697360
- Filed
- 2017-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 197 entries on the cover page, a total value of $120,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,115,000 with VALUE read as thousands by filing date, 13F file number 028-17700. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $120,439,000, 6% more than the sum of the rows, $113,115,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 33,143 | $3,839,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,735 | $3,771,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 32,358 | $3,439,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,852 | $3,346,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,461 | $3,009,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,720 | $2,996,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,305 | $2,950,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,688 | $2,921,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 27,639 | $2,854,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,955 | $2,845,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 37,717 | $2,794,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 35,124 | $2,788,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 32,512 | $2,786,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 69,813 | $2,598,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,317 | $2,472,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,876 | $2,418,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,508 | $2,412,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 26,796 | $2,253,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,918 | $2,252,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 27,369 | $2,135,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14,720 | $2,117,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,869 | $2,097,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 18,950 | $1,965,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 81,825 | $1,911,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 26,178 | $1,865,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 26,720 | $1,796,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,044 | $1,768,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,791 | $1,724,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 23,351 | $1,690,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11,575 | $1,633,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 52,998 | $1,602,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,760 | $1,597,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,042 | $1,587,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,151 | $1,580,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,401 | $1,571,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 30,686 | $1,520,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,535 | $1,442,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,927 | $1,374,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 81,717 | $1,348,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 92,023 | $1,309,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,401 | $1,112,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 21,476 | $1,103,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,492 | $1,049,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 25,125 | $1,032,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,487 | $1,003,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 19,525 | $991,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,948 | $987,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 28,275 | $976,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,244 | $933,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,956 | $917,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 7,156 | $760,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,461 | $640,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 13,441 | $631,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,145 | $593,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,442 | $582,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,110 | $541,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 37,430 | $528,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,303 | $484,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,649 | $429,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,361 | $352,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,116 | $329,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,742 | $319,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 393 | $311,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,199 | $299,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,227 | $276,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,502 | $268,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,640 | $237,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,133 | $228,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,000 | $212,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,892 | $211,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,429 | $209,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,951 | $187,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,200 | $185,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,200 | $173,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,675 | $165,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,093 | $150,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,750 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,925 | $137,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,844 | $136,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,250 | $118,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,525 | $118,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 7,772 | $117,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,300 | $106,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,058 | $106,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,000 | $101,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,100 | $87,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,800 | $87,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,469 | $86,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 917 | $78,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,008 | $70,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,500 | $68,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 472 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,024 | $59,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,080 | $58,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 750 | $54,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,350 | $45,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 880 | $43,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 331 | $38,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 465 | $37,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 435 | $36,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 500 | $35,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 159 | $34,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $30,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 250 | $30,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 855 | $30,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,100 | $30,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 175 | $29,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 322 | $29,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 461 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 300 | $27,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 235 | $27,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 350 | $26,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 397 | $25,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 323 | $25,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 194 | $23,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 238 | $22,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 330 | $22,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 57 | $22,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 375 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 370 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 450 | $21,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 15 | $21,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 290 | $20,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 260 | $20,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 175 | $20,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 70 | $20,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,200 | $20,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 148 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 700 | $19,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 75 | $18,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 150 | $18,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 400 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 500 | $18,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 100 | $18,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 358 | $17,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 173 | $16,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 190 | $16,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 140 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $16,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 130 | $14,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 110 | $14,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 500 | $14,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $13,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 395 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 250 | $13,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 196 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 375 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 619 | $13,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,000 | $13,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,050 | $13,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 289 | $12,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 211 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 160 | $12,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 258 | $12,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 250 | $11,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 58 | $11,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 391 | $11,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,300 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 425 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 140 | $10,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 205 | $10,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 189 | $10,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 450 | $10,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 135 | $9,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 125 | $9,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 115 | $9,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,500 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 100 | $8,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 76 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 75 | $8,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 360 | $8,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 100 | $8,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 240 | $8,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $7,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 150 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 248 | $7,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60 | $5,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 542 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30 | $4,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 47 | $4,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 41 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 40 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $3,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 71 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 40 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 123 | $3,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 101 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 18 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 54 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697360-17-000002 | superseded | 2017-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001697360-17-000003 | this filing | 2017-04-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001697360-17-000005 | base | 2017-04-27 | acceptance time not in the bulk data set |