13F-HR filed by NVWM, LLC
NVWM, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-29, with 397 holding rows worth $163,309,000.
- Accession
- 0001697274-19-000005
- Filer
- CIK 1697274
- Filed
- 2019-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 398 entries on the cover page, a total value of $163,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,231,000 with VALUE read as thousands by filing date, 13F file number 028-18692. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 46,857 | $6,515,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,705 | $5,848,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,837 | $4,925,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,952 | $4,693,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,122 | $3,812,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,473 | $3,522,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 54,256 | $3,158,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 27,294 | $3,070,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,748 | $2,969,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,546 | $2,560,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,995 | $2,443,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64,191 | $2,429,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,527 | $2,231,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,641 | $2,139,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 43,602 | $2,132,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,134 | $2,130,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,480 | $2,122,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,975 | $2,116,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 52,093 | $2,109,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 36,570 | $2,046,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 44,564 | $2,009,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,174 | $1,779,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,561 | $1,754,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 123,544 | $1,742,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,764 | $1,634,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,385 | $1,633,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9,955 | $1,583,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,000 | $1,539,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,020 | $1,530,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,717 | $1,509,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,321 | $1,426,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,641 | $1,377,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,300 | $1,337,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,354 | $1,165,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,339 | $1,111,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,413 | $1,072,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,118 | $1,057,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,368 | $1,034,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,020 | $1,014,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,592 | $1,009,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,551 | $989,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,473 | $984,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,310 | $964,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 36,915 | $944,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,472 | $944,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,025 | $923,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,270 | $917,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,913 | $913,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,474 | $882,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,785 | $868,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 8,739 | $860,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,178 | $839,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,210 | $838,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,096 | $818,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,632 | $816,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,066 | $809,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 27,823 | $807,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,544 | $806,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,275 | $804,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 39,999 | $793,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,931 | $782,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,309 | $778,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,610 | $776,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30,246 | $775,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,510 | $775,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,649 | $768,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,212 | $762,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,169 | $762,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,192 | $758,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,325 | $750,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 15,607 | $723,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,726 | $722,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,341 | $722,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,220 | $715,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,639 | $704,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,354 | $704,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,361 | $699,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,391 | $698,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 18,751 | $695,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,315 | $694,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,223 | $692,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,702 | $683,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,618 | $669,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,458 | $657,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,375 | $655,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 6,094 | $655,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,878 | $651,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,248 | $645,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,441 | $645,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,518 | $644,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,124 | $644,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 8,100 | $643,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,236 | $639,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,660 | $625,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,436 | $625,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,595 | $621,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,705 | $614,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,245 | $607,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,819 | $604,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,302 | $604,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,740 | $603,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,100 | $594,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,624 | $589,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,897 | $564,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,750 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,424 | $553,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,541 | $548,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,422 | $536,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,844 | $529,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 11,041 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,761 | $514,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,475 | $513,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,322 | $509,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,744 | $500,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,269 | $481,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,741 | $481,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 15,994 | $479,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,922 | $477,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,322 | $476,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,673 | $454,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,160 | $448,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,706 | $443,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,331 | $440,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,705 | $440,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,852 | $431,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,164 | $424,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 10,283 | $422,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,814 | $411,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,112 | $402,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,394 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10,768 | $361,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 9,782 | $349,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,690 | $334,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,521 | $327,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,167 | $325,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,364 | $322,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,532 | $320,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $312,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,163 | $311,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,181 | $307,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 20,765 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,043 | $295,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,369 | $262,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,182 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,549 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,094 | $204,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17,964 | $192,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,632 | $190,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,651 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,775 | $176,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,775 | $157,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,137 | $157,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 6,280 | $148,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 22,172 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,401 | $139,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,852 | $134,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 665 | $134,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,405 | $131,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,395 | $126,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,878 | $124,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,335 | $119,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,518 | $116,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 400 | $106,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20,298 | $103,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,021 | $102,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,625 | $100,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 705 | $98,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,300 | $98,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,263 | $95,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 230 | $92,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 395 | $91,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 4,500 | $85,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,110 | $82,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 639 | $79,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 3,450 | $79,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 878 | $78,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 975 | $75,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 450 | $74,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 916 | $73,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 287 | $69,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 291 | $68,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 404 | $66,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,300 | $64,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 400 | $59,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 875 | $59,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 425 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 621 | $58,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,000 | $57,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 790 | $56,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 400 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 465 | $56,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 610 | $55,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,319 | $55,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 650 | $53,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,600 | $53,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 800 | $52,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,500 | $51,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 750 | $50,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 19,821 | $49,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,000 | $48,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 343 | $46,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 3,600 | $46,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 2,510 | $46,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 186 | $45,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 45,075 | $45,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 700 | $45,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 300 | $43,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 114 | $43,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 775 | $42,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 242 | $39,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,654 | $39,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 38,280 | $38,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 480 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 325 | $37,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 200 | $36,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,118 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,536 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 813 | $33,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 623 | $32,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,472 | $32,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 590 | $30,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 29,680 | $30,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,120 | $30,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 850 | $30,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 208 | $29,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 50 | $29,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,046 | $29,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,963 | $29,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 693 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 387 | $28,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 26,581 | $27,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 475 | $27,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 185 | $25,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 554 | $25,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 18,512 | $24,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 410 | $24,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 110 | $24,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 278 | $23,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $21,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 225 | $21,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 169 | $21,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 184 | $20,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 224 | $20,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,063 | $20,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 425 | $20,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,062 | $19,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 18,974 | $19,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 165 | $19,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 19,460 | $19,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 115 | $18,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 83 | $16,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,554 | $16,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 676 | $16,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 94 | $15,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 325 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 265 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 637 | $15,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 2,489 | $15,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 330 | $14,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 490 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 187 | $14,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 275 | $13,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 116 | $13,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 77 | $13,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 85 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 461 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,430 | $13,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 96 | $12,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $12,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 11,652 | $12,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 207 | $11,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 35 | $11,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 745 | $11,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,333 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 340 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 253 | $10,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 60 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 175 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 160 | $9,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 650 | $9,000 | thousands by filing date | |
| Royal Dutch Shell Class B | G7690A118 | COM | 300 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 190 | $8,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 150 | $8,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 850 | $8,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $8,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 100 | $8,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 158 | $8,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 115 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 118 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 180 | $8,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 125 | $8,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 344 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 865 | $8,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 376 | $8,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 187 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 156 | $7,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 31 | $7,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $7,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 59 | $7,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 40 | $7,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 100 | $6,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 28 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 63 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 80 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,250 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 100 | $5,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32 | $5,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 50 | $5,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 300 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 86 | $5,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 200 | $5,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 88 | $5,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 25 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 83 | $4,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 50 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 50 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 46 | $4,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 50 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 68 | $3,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 112 | $3,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 506 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 75 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 50 | $3,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 323 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 50 | $3,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100 | $3,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 56 | $3,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 500 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 800 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 132 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25 | $2,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50 | $2,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15 | $2,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 29 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 33 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 18 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 100 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,040 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25 | $1,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 12 | $1,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 45 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 63 | $1,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 75 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 30 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 52 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 29 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 11 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 50 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 50 | $1,000 | thousands by filing date | |
| HUSKY ENERGY INC | 448055103 | COM | 200 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,000 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCA PICS & PRDTN CO INTL INC COM | 17253V109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMARK INTERNATIONAL INC COM NEW | 257055202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PRECIOUS MINERAL COM | 460188105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECKLERMEDIA CORP COM | 58400W103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK PLUS CORP | 64122D506 | COMMON | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRA INVENTIONS CORP | 88103B106 | INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aura Systems, Inc. | 051526200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE INC | 518414107 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS MAGNUM AMERIS INC COM | 68404C102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIVIDA HLDGS INC COM | 71880G100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN BIO MEDICA INC | 024600108 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIABILITY INC COM | 759903107 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIND WKS PWR CORP COM | 97315W105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697274-19-000005 | this filing | 2019-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001697274-19-000006 | base | 2019-11-08 | acceptance time not in the bulk data set |