13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 167 holding rows worth $183,620,191.
- Accession
- 0001696778-23-000003
- Filer
- CIK 1696778
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 173 entries on the cover page, a total value of $183,620,191 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,620,200 with VALUE read as dollars as filed, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD ASSET MANAGEMENT, LP
- included managerAIGH CAPITAL MANAGEMENT, LLC
- included managerPB INVESTMENT PARTNERS, L.P.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 3,652,000 | $9,401,937 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,377,000 | $8,623,894 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 3,552,000 | $8,571,464 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 2,467,000 | $6,784,188 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 71,571 | $6,412,046 | dollars as filed | |
| LIVENT CORP | 53814LAB4 | BOND | 1,811,000 | $5,814,261 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,919,000 | $5,511,437 | dollars as filed | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 512,337 | $5,220,714 | dollars as filed | |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 2,147,000 | $4,842,827 | dollars as filed | principal |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 513,835 | $4,830,049 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 87,472 | $4,708,618 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 130,576 | $4,357,321 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 413,241 | $4,186,131 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,101,680 | $3,745,712 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 3,014,000 | $3,465,573 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 2,401,000 | $3,291,531 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 2,516,000 | $3,236,268 | dollars as filed | principal |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 499,400 | $2,761,682 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 2,670,000 | $2,588,298 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 2,262,000 | $2,495,014 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,478,000 | $2,428,845 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,624,000 | $2,397,680 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 1,990,000 | $2,217,707 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 2,409,000 | $2,206,463 | dollars as filed | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 48,433 | $2,116,038 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 27,503 | $2,112,505 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 1,972,000 | $2,074,445 | dollars as filed | principal |
| Progressive Corporation | 743315103 | COM | 15,247 | $2,018,245 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 214,212 | $1,972,893 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 44,323 | $1,936,029 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 17,661 | $1,931,584 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,029,000 | $1,881,289 | dollars as filed | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 39,541 | $1,796,743 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 809,000 | $1,613,834 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 917,000 | $1,562,052 | dollars as filed | principal |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 309,462 | $1,556,594 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 1,263,491 | $1,554,094 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 104,651 | $1,495,463 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,358,000 | $1,452,890 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 976,000 | $1,438,526 | dollars as filed | principal |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 81,951 | $1,357,109 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 13,035 | $1,352,642 | dollars as filed | |
| CLENE INC | 185634102 | COM | 1,482,593 | $1,304,534 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 33,200 | $1,183,248 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 40,273 | $1,155,432 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 835 | $1,154,955 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 918,000 | $1,145,021 | dollars as filed | principal |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 845,962 | $1,142,049 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 73,841 | $1,123,860 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 850,000 | $1,022,922 | dollars as filed | principal |
| AIRGAIN INC | 00938A104 | COM | 180,358 | $973,933 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 247,700 | $946,214 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 237,022 | $938,607 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 508,719 | $930,956 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 816,000 | $838,236 | dollars as filed | principal |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 93,252 | $823,415 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 445,981 | $798,306 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,733 | $786,952 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 612,000 | $726,536 | dollars as filed | principal |
| BRAINSWAY LTD | 10501L106 | CMN | 317,598 | $720,947 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 846,654 | $713,454 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 64,023 | $711,296 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 680,000 | $684,744 | dollars as filed | principal |
| NVE CORP COM NEW | 629445206 | Stock | 6,934 | $675,649 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 159,311 | $642,023 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 83,739 | $617,156 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 313,509 | $611,343 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 408,000 | $606,808 | dollars as filed | principal |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 277,624 | $596,892 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 146,493 | $596,227 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 370,683 | $589,386 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,398 | $582,225 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 18,098 | $568,820 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 513,510 | $544,321 | dollars as filed | |
| AMYRIS INC | 03236MAJ0 | BOND | 2,641,000 | $528,995 | dollars as filed | principal |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 1,088,938 | $524,495 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 148,528 | $479,745 | dollars as filed | |
| MYOMO INC | 62857J201 | COM NEW | 1,119,317 | $464,203 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 26,802 | $459,386 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 38,664 | $456,235 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 43,053 | $399,532 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 90,858 | $389,781 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 98,826 | $368,621 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 175,563 | $361,660 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,200 | $339,568 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 51,616 | $326,213 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 14,000 | $322,280 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 5,789 | $302,302 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,284 | $297,971 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,430 | $296,323 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 26,800 | $291,048 | dollars as filed | |
| PROSOMNUS INC | 50535E108 | COMMON | 96,349 | $289,047 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 41,853 | $285,437 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,100 | $282,123 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 7,776 | $280,636 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 87,169 | $274,582 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 28,150 | $273,055 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,350 | $271,378 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 13,603 | $270,292 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 31,190 | $269,482 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 42,451 | $264,470 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 55,500 | $258,075 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,053 | $244,194 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 943 | $237,410 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,598 | $233,899 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,900 | $228,137 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 14,300 | $215,072 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 14,300 | $207,350 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,733 | $188,315 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 22,000 | $187,880 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q900 | COM NEW | 44,200 | $186,450 | dollars as filed | call |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 389,110 | $182,882 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 150,754 | $180,905 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 14,300 | $173,888 | dollars as filed | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 137,200 | $166,091 | dollars as filed | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 58,671 | $163,692 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 44,670 | $162,599 | dollars as filed | |
| AMYRIS INC | 03236M950 | PUT | 333,100 | $158,910 | dollars as filed | put |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 278,654 | $156,074 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 15,936 | $149,002 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 24,588 | $147,528 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 65,278 | $145,570 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 10,900 | $144,316 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 65,397 | $137,334 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 32,378 | $136,311 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F909 | COM | 67,300 | $132,705 | dollars as filed | call |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 101,550 | $128,969 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 7,211 | $128,861 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 15,978 | $127,185 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 22,998 | $124,649 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,668 | $116,388 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 11,763 | $110,219 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 89,494 | $109,183 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,450 | $92,614 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 43,772 | $85,355 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 26,432 | $79,296 | dollars as filed | |
| ISHARES TR | 464288951 | 3 7 YR TREAS BD | 91,800 | $73,400 | dollars as filed | put |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 110,600 | $72,283 | dollars as filed | call |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 47,200 | $68,440 | dollars as filed | call |
| KWESST MICRO SYSTEMS INC | 501506133 | *W EXP 09/01/202 | 147,353 | $66,309 | dollars as filed | |
| SPDR SERIES TRUST | 78464A950 | PUT | 35,400 | $55,106 | dollars as filed | put |
| VACCINEX INC | 918640103 | CMN | 138,795 | $49,411 | dollars as filed | |
| ACLARION INC | 655187110 | *W EXP 04/21/202 | 178,416 | $44,978 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 74,000 | $39,590 | dollars as filed | principal |
| MIROMATRIX MED INC | 60471P108 | COM | 21,800 | $38,150 | dollars as filed | |
| GEO GROUP INC | 36162J956 | COM | 124,500 | $36,988 | dollars as filed | put |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 136,000 | $36,552 | dollars as filed | principal |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 11,750 | $35,485 | dollars as filed | |
| MDXHEALTH SA | 58286E102 | ADR | 10,400 | $35,464 | dollars as filed | |
| GILEAD SCIENCES INC | 375558903 | COM | 23,400 | $32,994 | dollars as filed | call |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 141,364 | $21,205 | dollars as filed | |
| CINEMARK HLDGS INC | 17243V952 | PUT | 224,200 | $19,930 | dollars as filed | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,000 | $16,724 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F955 | COM | 10,900 | $13,898 | dollars as filed | put |
| APELLIS PHARMACEUTICALS INC | 03753U956 | Equity Put | 21,800 | $13,898 | dollars as filed | put |
| ISHARES TR | 464287905 | CALL | 124,800 | $11,856 | dollars as filed | call |
| BARCLAYS PLC | 06738E954 | PUT | 51,300 | $10,630 | dollars as filed | put |
| WAYFAIR INC | 94419L951 | PUT | 35,000 | $9,678 | dollars as filed | put |
| CARNIVAL CORP | 143658950 | PUT | 175,400 | $8,770 | dollars as filed | put |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 23,400 | $7,683 | dollars as filed | put |
| NOVARTIS AG | 66987V909 | SPONSORED ADR | 10,900 | $7,085 | dollars as filed | call |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 27,900 | $6,278 | dollars as filed | put |
| ARCUS BIOSCIENCES INC | 03969F959 | COM | 10,900 | $4,088 | dollars as filed | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 11,800 | $3,304 | dollars as filed | put |
| UNIQURE NV | N90064901 | CALL | 54,600 | $1,913 | dollars as filed | call |
| GSK PLC | 37733W954 | SPONSORED ADR | 33,200 | $1,660 | dollars as filed | put |
| GUESS? INC | 401617955 | COM | 11,800 | $1,180 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-23-000003 | this filing | 2023-08-14 | acceptance time not in the bulk data set |