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Disclosery

13F-HR filed by Worth Venture Partners, LLC

Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 189 holding rows worth $205,044,516.

Accession
0001696778-23-000002
Filer
CIK 1696778
Filed
2023-05-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A holdings report, 194 entries on the cover page, a total value of $205,044,516 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,044,516 with VALUE read as dollars as filed, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerDLD Asset Management, LP 028-17749
  • included managerAIGH Capital Management LLC 028-20823
  • included managerPB INVESTMENT PARTNERS, L.P. 028-21878

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CINEMARK HLDGS INC17243VAB8NOTE 4.500% 8/12,148,000$27,374,912dollars as filedprincipal
PALO ALTO NETWORKS INC697435AD7NOTE 0.750% 7/03,211,000$7,203,838dollars as filedprincipal
UNITED STATES STL CORP912909AT5NOTE 5.000%11/03,514,000$7,181,913dollars as filedprincipal
BLOOMIN BRANDS INC094235AB4NOTE 5.000% 5/02,947,000$6,777,142dollars as filedprincipal
INDIE SEMICONDUCTOR INC45569U101CLASS A COM608,167$6,416,162dollars as filed
WORLD WRESTLING ENTMT INC98156QAB4BOND1,527,000$5,605,197dollars as filedprincipal
FTI CONSULTING INC302941AP4NOTE 2.000% 8/12,454,000$4,807,570dollars as filedprincipal
AVIAT NETWORKS INC05366Y201COMMON STOCK135,256$4,660,922dollars as filed
SCPHARMACEUTICALS INC810648105COM510,648$4,631,577dollars as filed
TELA BIO INC872381108COM409,649$4,358,665dollars as filed
ADTRAN HOLDINGS INC00486H105COM265,692$4,213,875dollars as filed
LIVENT CORP53814LAB4BOND1,399,000$3,641,037dollars as filedprincipal
TRANSPHORM INC89386L100COM884,802$3,530,360dollars as filed
ANI PHARMACEUTICALS INC00182C103COM85,558$3,398,364dollars as filed
TRANSOCEAN INC893830BW8DEB 4.625% 9/31,600,000$3,308,500dollars as filedprincipal
CHART INDS INC16115QAE0NOTE 1.000%11/11,430,000$3,129,698dollars as filedprincipal
GUESS INC401617AD7BOND2,897,000$3,033,449dollars as filedprincipal
SILICOM LTDM84116108ORD74,896$2,807,102dollars as filed
BIODESIX INC09075X108COM1,360,192$2,529,957dollars as filed
PARSONS CORP DEL70202LAB8BOND2,110,000$2,341,256dollars as filedprincipal
CAMBIUM NETWORKS CORPORATIONG17766109COMMON STOCK-FO130,461$2,311,769dollars as filed
MARINUS PHARMACEUTICALS INC56854Q200COM NEW328,735$2,268,272dollars as filed
CTI BIOPHARMA CORP12648L601COM516,589$2,169,674dollars as filed
Progressive Corporation743315103COM14,982$2,143,325dollars as filed
HILTON GRAND VACATIONS INC COM43283X105Stock47,905$2,128,419dollars as filed
FRANKLIN COVEY CO353469109COMMON STOCK55,174$2,122,544dollars as filed
DIGITAL TURBINE INC25400W102COM NEW166,130$2,053,367dollars as filed
CARVANA CO CL A146869102Stock199,596$1,954,045dollars as filed
VERADIGM INC01988PAF5BOND1,632,000$1,854,034dollars as filedprincipal
LUMENTUM HLDGS INC55024UAB5NOTE 0.250% 3/11,746,000$1,849,669dollars as filedprincipal
ONEMAIN HLDGS INC COM68268W103Stock48,433$1,795,896dollars as filed
APOLLO GLOBAL MGMT INC COM03769M106Stock27,503$1,737,089dollars as filed
CALAMP CORP128126109COMMON STOCK481,629$1,729,048dollars as filed
PARATEK PHARMACEUTICALS INC699374302Equity657,885$1,671,028dollars as filed
PATRICK INDS INC703343AG8NOTE 1.750%12/01,804,000$1,651,788dollars as filedprincipal
CAPITAL ONE FINL CORP14040H105COM16,743$1,610,007dollars as filed
CARNIVAL CORP143658BT8BOND1,220,000$1,539,457dollars as filedprincipal
ENVESTNET INC29404KAE6NOTE 0.750% 8/11,625,000$1,474,281dollars as filedprincipal
EVERSPIN TECHNOLOGIES INC30041T104COMMON STOCK209,362$1,425,755dollars as filed
INTEGRA LIFESCIENCES HLDGS C457985AM1NOTE 0.500% 8/11,455,000$1,424,309dollars as filedprincipal
RAYMOND JAMES FINL INC COM754730109Stock14,720$1,372,934dollars as filed
Merck & Co.,Inc.58933Y105COM12,900$1,372,431dollars as filed
GSK PLC SPONSORED ADR37733W204ADR38,300$1,362,714dollars as filed
IONIS PHARMACEUTICALS INC462222AB6NOTE 0.125%12/11,455,000$1,349,149dollars as filedprincipal
PROGRESS SOFTWARE CORP743312AB6NOTE 1.000% 4/11,188,000$1,303,088dollars as filedprincipal
LCI INDS501812AB7NOTE 1.125% 5/11,418,000$1,298,090dollars as filedprincipal
NATERA INC632307AB0BOND769,000$1,254,191dollars as filedprincipal
MIDDLEBY CORP596278AB7NOTE 1.000% 9/0968,000$1,205,680dollars as filedprincipal
BK TECHNOLOGIES CORP05587G203COMMON STOCK416,011$1,185,631dollars as filed
BRAINSTORM CELL THERAPEUTICS10501E201COM358,938$1,184,495dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A836,962$1,180,116dollars as filed
CVD EQUIP CORP126601103COM82,139$1,092,449dollars as filed
Pfizer Inc.717081103COM25,700$1,048,560dollars as filed
ITERIS INC NEW46564T107COM212,700$997,563dollars as filed
WINNEBAGO INDS INC974637AB6BOND898,000$996,567dollars as filedprincipal
COGNITION THERAPEUTICS INC19243B102COM501,719$993,404dollars as filed
AIRGAIN INC00938A104COM178,308$957,514dollars as filed
NUVASIVE INC670704AJ4NOTE 0.375% 3/11,066,000$955,096dollars as filedprincipal
BROADWIND INC11161T207CMN246,000$944,640dollars as filed
DZS INC268211109COMMON STOCK115,333$909,977dollars as filed
INFINERA CORP45667G103COMMON STOCK114,534$888,784dollars as filed
Bristol-Myers Squibb Company110122108COM12,800$887,168dollars as filed
Bank of America Corp060505104COM30,887$883,368dollars as filed
PG&E CORP69331C140CONV6,111$875,668dollars as filed
SCYNEXIS INC811292200COM NEW285,327$855,981dollars as filed
ETSY INC29786AAJ5NOTE 0.125%10/0582,000$836,276dollars as filedprincipal
SOUTHWESTAIRLSCO844741108STOK24,251$789,128dollars as filed
ENVESTNET INC29404K106COM12,961$760,422dollars as filed
VAREX IMAGING CORP92214XAB2NOTE 4.000% 6/0679,000$747,961dollars as filedprincipal
MARKELGROUPINC570535104STOK581$742,175dollars as filed
MEDICENNA THERAPEUTICS F58490H107FOREIGN CANADIAN1,053,808$684,975dollars as filed
THERATECHNOLOGIES INC COM88338H100COM846,654$684,450dollars as filed
NEUROCRINE BIOSCIENCES INC64125C109COM6,393$647,099dollars as filed
WEAVE COMMUNICATIONS INC94724R108COM128,701$639,644dollars as filed
AMYRIS INC03236MAJ0BOND2,013,000$595,722dollars as filedprincipal
MICROCHIP TECHNOLOGY INC. COM595017104Stock7,070$592,325dollars as filed
BOOKING HOLDINGS INC09857LAN8NOTE 0.750% 5/0388,000$582,970dollars as filedprincipal
SPRUCE BIOSCIENCES INC85209E109COM270,624$581,465dollars as filed
IDEAL PWR INC451622203COM NEW52,588$549,545dollars as filed
IMAX CORP45245EAJ8NOTE 0.500% 4/0573,000$545,797dollars as filedprincipal
COYA THERAPEUTICS INC22407B108CMN137,758$542,767dollars as filed
Y-mAbs Therapeutics Inc984241109Common Stock104,487$523,480dollars as filed
DISH NETWORK CORPORATION25470MAF6NOTE 12/1966,000$520,070dollars as filedprincipal
FRANKLIN WIRELESS CORP355184102COM98,826$492,153dollars as filed
PURE STORAGE INC74624MAB8NOTE 0.125% 4/1485,000$489,474dollars as filedprincipal
CELLECTAR BIOSCIENCES INC15117F807COM336,600$484,704dollars as filed
NETSTREIT CORP64119V303COM25,302$462,521dollars as filed
CTO REALTY GROWTH INC22948Q101REIT26,302$453,973dollars as filed
ABEONA THERAPEUTICS INC00289Y206COM NEW160,511$452,641dollars as filed
NVE CORP COM NEW629445206Stock5,358$444,660dollars as filed
PTC THERAPEUTICS INC69366J200COM8,956$433,829dollars as filed
DESKTOP METAL INC25058X105COM CL A184,497$424,343dollars as filed
NERDY INC64081V109CL A COM98,400$411,312dollars as filed
WOLFSPEED INC977852102COM6,111$396,909dollars as filed
KWESST MICRO SYSTEMS INC501506604COM NEW147,353$394,906dollars as filed
NOVOCURE LTDG6674U108ORD SHS6,400$384,896dollars as filed
FENNEC PHARMACEUTICALS INC31447P100COMMON STOCK45,438$378,044dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW84,869$377,667dollars as filed
APYX MEDICAL CORPORATION03837C106COM129,771$373,740dollars as filed
RVL PHARMACEUTICALS PLCG6S41R101COM322,829$368,025dollars as filed
VICI PPTYS INC COM925652109REIT11,257$367,203dollars as filed
LIFE STORAGE INC53223X107COM2,625$344,111dollars as filed
SUN CMNTYS INC COM866674104REIT2,384$335,858dollars as filed
TYLER TECHNOLOGIES INC COM902252105Stock904$320,595dollars as filed
BIOMARIN PHARMACEUTICAL INC09061G101COM3,239$314,960dollars as filed
KITE REALTY GROUP TRUST COM NEW49803T300REIT14,800$309,616dollars as filed
VAIL RESORTS INC COM91879Q109Stock1,302$304,251dollars as filed
TFF PHARMACEUTICALS INC87241J104COM427,824$293,188dollars as filed
PROSOMNUS INC50535E108COMMON54,998$287,090dollars as filed
EQUITY RESIDENTIAL29476L107SH BEN INT4,682$280,920dollars as filed
VERIS RESIDENTIAL INC554489104COM18,888$276,520dollars as filed
PLYMOUTH INDL REIT INC COM729640102REIT12,800$268,928dollars as filed
NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN637870106REIT6,400$267,392dollars as filed
SIMON PPTY GROUP INC NEW COM828806109REIT2,350$263,130dollars as filed
DISH NETWORK CORP-A25470M959COM90,900$258,353dollars as filedput
BIOCARDIA INC09060U507COM125,600$246,176dollars as filed
EQUITY COMMONWEALTH294628102COM SH BEN INT11,853$245,476dollars as filed
EQUITY LIFESTYLE PROPERTIES COM29472R108REIT3,625$243,346dollars as filed
OPERA LTD SPONSORED ADS68373M107ADR22,900$232,893dollars as filed
ARCUS BIOSCIENCES INC03969F109COM12,700$231,648dollars as filed
SIX FLAGS ENTERTAINMENT CORP83001A102COM8,669$231,549dollars as filed
SOLENO THERAPEUTICS INC834203309COM103,913$222,374dollars as filed
WHITESTONE REIT966084204COM23,850$219,420dollars as filed
JBG SMITH PPTYS COM46590V100REIT14,300$215,358dollars as filed
Adverum Biotechnologies, Inc.00773U108Common Stock298,560$214,187dollars as filed
BRANDYWINE RLTY TR105368203SH BEN INT NEW43,500$205,755dollars as filed
HIGHWOODS PPTYS INC COM431284108REIT8,700$201,753dollars as filed
PARABELLUM ACQUISITION CORP69901P109COM CL A39,221$201,008dollars as filed
CAPSTONE GREEN ENERGY CORP.14067D508Common Stock150,904$200,702dollars as filed
EASTERLY GOVERNMENT PROPERTIES27616P103COMMON STOCK14,300$196,482dollars as filed
ZETA GLOBAL HOLDINGS CORP CL A98956A105Stock18,000$194,940dollars as filed
CARDLYTICS INC14161W105COM51,616$175,236dollars as filed
ASURE SOFTWARE INC04649U102COMMON STOCK11,300$163,850dollars as filed
SAREPTA THERAPEUTICS INC803607950COM12,800$155,520dollars as filedput
RIBBON COMMUNICATIONS INC762544104COMMON STOCK45,000$153,900dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW23,200$147,784dollars as filed
MYOMO INC62857J201COM NEW245,580$147,348dollars as filed
DOCGO INC256086109COM13,900$120,235dollars as filed
QNITY ELECTRONICS INC817323207COM56,800$113,600dollars as filed
GRITSTONE BIO INC39868T105COM38,379$106,694dollars as filed
NOKIA CORP654902204SPONSORED ADR20,000$98,200dollars as filed
LANTRONIX INC516548203COMMON STOCK21,612$93,796dollars as filed
AMYRIS INC03236M950PUT170,900$90,930dollars as filedput
WAYFAIR INC94419L951PUT40,900$87,659dollars as filedput
CANTALOUPE INC138103106COM13,500$76,950dollars as filed
FiscalNote Holdings Inc337655104Common Stock33,100$73,813dollars as filed
IVERIC BIO INC46583P902Equity Call115,500$68,930dollars as filedcall
CERAGON NETWORKS LTD ORDM22013102Stock39,000$65,130dollars as filed
COMMSCOPE HLDG CO INC20337X109COM10,000$63,700dollars as filed
PTC THERAPEUTICS INC69366J950PUT12,800$63,360dollars as filedput
ARCUS BIOSCIENCES INC03969F909COM25,800$61,146dollars as filedcall
KWESST MICRO SYSTEMS INC501506133*W EXP 09/01/202147,353$58,941dollars as filed
CARNIVAL CORP143658950PUT137,100$57,582dollars as filedput
GEO GROUP INC36162J956COM103,500$56,925dollars as filedput
VACCINEX INC918640103CMN138,795$55,449dollars as filed
MEREO BIOPHARMA GROUP PLC589492107CMN76,513$54,087dollars as filed
POWERFLEET INC73931J109COMMON STOCK13,932$47,787dollars as filed
CASA SYS INC14713L102COM36,500$46,355dollars as filed
APELLIS PHARMACEUTICALS INC03753U906CALL19,200$44,480dollars as filedcall
CINEMARK HLDGS INC17243V952PUT179,900$40,600dollars as filedput
BRIDGEBIO PHARMA INC10806X902COM25,600$39,680dollars as filedcall
MIROMATRIX MED INC60471P108COM21,800$36,624dollars as filed
MDXHEALTH SA58286E102ADR10,400$33,696dollars as filed
AMYRIS INC03236M900CALL172,400$32,485dollars as filedcall
SAVERONE 2014 LTD80516T113*W EXP 06/02/202141,364$31,029dollars as filed
EMCORE CORP290846203COM23,700$27,255dollars as filed
ASTRAZENECA PLC-SPONS ADR046353958COM25,600$26,880dollars as filedput
SOUTHWEST AIRLS CO844741958PUT27,300$26,057dollars as filedput
NOVOCURE LTDG6674U908ORD SHS25,600$25,920dollars as filedcall
BEYOND MEAT INC08862EAB5NOTE 3/197,000$24,570dollars as filedprincipal
IMEDIA BRANDS INC452465206COM CL A41,000$20,894dollars as filed
ASTRAZENECA PLC-SPONS ADR046353908COM19,300$19,879dollars as filedcall
MICROCHIP TECHNOLOGY INC.595017954PUT12,400$18,647dollars as filedput
ISHARES TR4642889513 7 YR TREAS BD93,100$18,200dollars as filedput
HERBALIFE LTDG4412G951COM SHS22,200$11,100dollars as filedput
PRAXIS PRECISION MEDICINES I74006W108COM12,810$10,363dollars as filed
ALLSCRIPTS HEALTHCARE SOLUTI01988P958COM19,500$8,775dollars as filedput
GUESS? INC401617955COM31,700$7,055dollars as filedput
ARCUS BIOSCIENCES INC03969F959COM12,700$6,350dollars as filedput
MERCK & CO INC58933Y955PUT12,900$5,676dollars as filedput
NEUROCRINE BIOSCIENCES INC64125C959COM12,800$4,480dollars as filedput
PFIZER INC717081953PUT25,700$2,570dollars as filedput
IMAX CORP45245E959COM14,900$2,300dollars as filedput
GSK PLC37733W954SPONSORED ADR25,500$1,913dollars as filedput
BARCLAYS PLC06738E954PUT16,000$1,600dollars as filedput
SPDR SERIES TRUST78464A950PUT12,900$1,548dollars as filedput
ACLARIS THERAPEUTICS INC00461U905COM25,600$1,280dollars as filedcall
BRISTOL-MYERS SQUIBB CO110122958COM12,800$1,280dollars as filedput
IVERIC BIO INC46583P952COM25,700$643dollars as filedput

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001696778-23-000002this filing2023-05-15acceptance time not in the bulk data set