13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 130 holding rows worth $222,235,000.
- Accession
- 0001696778-21-000006
- Filer
- CIK 1696778
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 130 entries on the cover page, a total value of $222,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,296,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerAIGH Capital Management LLC028-20823
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 6,556,000 | $14,096,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,837,000 | $10,839,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,004,000 | $8,211,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 3,829,000 | $7,272,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 3,191,000 | $7,223,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 793,709 | $5,937,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 246,231 | $5,673,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,422,000 | $5,471,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 77,434 | $5,341,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,110,000 | $4,808,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,630,000 | $4,586,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 138,974 | $4,567,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 331,669 | $4,521,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 1,872,000 | $4,343,000 | thousands by filing date | principal |
| CYBEROPTICS CORP COM | 232517102 | Stock | 116,566 | $4,147,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 472,180 | $3,825,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,478,000 | $3,708,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 609,737 | $3,683,000 | thousands by filing date | |
| NATERA INC | 632307AB0 | BOND | 1,221,000 | $3,667,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 188,738 | $3,541,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,772,000 | $3,226,000 | thousands by filing date | principal |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 625,080 | $3,096,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 2,771,000 | $3,092,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 10,089 | $3,042,000 | thousands by filing date | |
| LIVENT CORP | 53814LAB4 | BOND | 1,020,000 | $2,867,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 454,364 | $2,808,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 221,492 | $2,715,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 708,047 | $2,658,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 177,589 | $2,646,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 31,120 | $2,497,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,303,000 | $2,376,000 | thousands by filing date | principal |
| SILICOM LTD | M84116108 | ORD | 54,325 | $2,350,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,490,000 | $2,284,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 45,759 | $2,177,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,421,000 | $2,150,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 25,354 | $2,128,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 36,976 | $2,046,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 386,475 | $2,044,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 300,760 | $2,000,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 1,630,000 | $1,936,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 389,440 | $1,893,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 978,000 | $1,838,000 | thousands by filing date | principal |
| SCYNEXIS INC | 811292200 | COM NEW | 343,126 | $1,819,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 283,368 | $1,808,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 19,077 | $1,760,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 39,566 | $1,614,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 68,154 | $1,493,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 17,736 | $1,462,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 197,652 | $1,435,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 20,461 | $1,407,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 197,960 | $1,388,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 90,681 | $1,322,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 608,000 | $1,235,000 | thousands by filing date | principal |
| ALLOT LTD | M0854Q105 | SHS | 81,707 | $1,214,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 13,042 | $1,179,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 495 | $1,175,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 81,765 | $1,102,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 95,323 | $1,100,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,842 | $1,097,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 80,675 | $1,017,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 116,684 | $951,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 79,290 | $943,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 54,445 | $903,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 434,407 | $899,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 114,500 | $898,000 | thousands by filing date | put |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 295,518 | $884,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 980,200 | $884,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,975 | $881,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 311,684 | $881,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 204,025 | $839,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 87,810 | $834,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 143,135 | $817,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 100,600 | $811,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,180 | $795,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 490,000 | $786,000 | thousands by filing date | principal |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 90,968 | $780,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,600 | $728,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 62,646 | $716,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 137,574 | $658,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 99,266 | $648,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 29,455 | $639,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 19,878 | $631,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,528 | $610,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 215,030 | $595,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,727 | $574,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 83,249 | $565,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 326,000 | $553,000 | thousands by filing date | principal |
| ALIMERA SCIENCES INC | 016259202 | COM | 127,333 | $537,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 34,566 | $529,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 397,742 | $517,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 33,572 | $511,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 79,672 | $477,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 47,407 | $434,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 7,930 | $426,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 23,750 | $424,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 21,972 | $418,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 174,344 | $384,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 23,154 | $344,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,003 | $286,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 13,020 | $243,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 420 | $230,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,500 | $227,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,900 | $226,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 88,690 | $223,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,100 | $210,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 40,075 | $180,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,300 | $171,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 194,560 | $161,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,663 | $114,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 21,900 | $77,000 | thousands by filing date | put |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 40,075 | $33,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 11,430 | $31,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 36,100 | $31,000 | thousands by filing date | put |
| CASA SYS INC | 14713L952 | PUT | 16,400 | $23,000 | thousands by filing date | put |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 22,900 | $18,000 | thousands by filing date | |
| FISKER INC | 33813J956 | PUT | 26,000 | $18,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 10,100 | $16,000 | thousands by filing date | put |
| VROOM INC | 92918V959 | COM | 13,500 | $16,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 46,400 | $15,000 | thousands by filing date | put |
| CARNIVAL CORP | 143658950 | PUT | 76,400 | $13,000 | thousands by filing date | put |
| ALARM COM HLDGS INC | 011642955 | COM | 10,800 | $11,000 | thousands by filing date | put |
| SKINHEALTH SYSTEMS INC | 88331L958 | COM CL A | 12,200 | $9,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 37,900 | $9,000 | thousands by filing date | put |
| REALOGY HOLDINGS CORP | 75605Y956 | Cmn | 12,200 | $9,000 | thousands by filing date | put |
| ATLAS CORP | Y0436Q959 | PUT | 15,700 | $9,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X901 | CALL | 70,500 | $9,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243V952 | PUT | 31,900 | $6,000 | thousands by filing date | put |
| GUESS? INC | 401617955 | COM | 32,200 | $6,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 36,400 | $5,000 | thousands by filing date | put |
| FLUOR CORP | 343412952 | COM | 12,400 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-21-000006 | this filing | 2021-11-15 | acceptance time not in the bulk data set |