13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 115 holding rows worth $268,775,000.
- Accession
- 0001696778-21-000005
- Filer
- CIK 1696778
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 115 entries on the cover page, a total value of $268,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,777,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerAIGH Capital Management LLC028-20823
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,841,000 | $12,886,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 7,763,000 | $11,768,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 5,480,000 | $11,133,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,202,000 | $10,924,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,087,000 | $8,159,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 2,544,000 | $7,716,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 4,548,000 | $7,526,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,311,000 | $7,464,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 3,090,000 | $7,415,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 3,028,000 | $7,356,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 793,709 | $7,318,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 2,384,000 | $6,637,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 2,864,000 | $5,652,000 | thousands by filing date | principal |
| DZS INC | 268211109 | COMMON STOCK | 252,752 | $5,245,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 2,124,000 | $4,954,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 3,964,000 | $4,953,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 469,174 | $4,612,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,934,000 | $4,609,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 138,974 | $4,554,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 146,687 | $4,389,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 348,703 | $4,376,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 104,140 | $4,266,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 311,669 | $4,117,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 2,685,000 | $4,029,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 207,743 | $3,777,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,537,000 | $3,703,000 | thousands by filing date | principal |
| LIVENT CORP | 53814LAB4 | BOND | 1,523,000 | $3,666,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 465,169 | $3,354,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 851,413 | $3,274,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 1,769,000 | $3,127,000 | thousands by filing date | principal |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 590,730 | $3,119,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 24,245 | $3,077,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,089 | $3,045,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 33,834 | $2,896,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 57,319 | $2,525,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 343,126 | $2,525,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 92,279 | $2,482,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 261,610 | $2,402,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 31,120 | $2,361,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 334,684 | $2,175,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 36,066 | $2,161,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,386,000 | $2,121,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,362,000 | $2,069,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 934 | $2,044,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 283,368 | $2,009,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 178,600 | $1,822,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 87,910 | $1,813,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 222,053 | $1,763,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 12,718 | $1,652,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 231,372 | $1,578,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 73,561 | $1,459,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 37,346 | $1,376,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 95,323 | $1,368,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,038,000 | $1,363,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,048 | $1,355,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,321,000 | $1,351,000 | thousands by filing date | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 122,626 | $1,328,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 127,333 | $1,159,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 13,114 | $1,118,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,842 | $1,065,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 13,653 | $1,058,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,673 | $1,040,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 251,286 | $1,023,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 68,154 | $1,009,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 163,994 | $1,002,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 59,267 | $995,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 311,684 | $982,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 286,598 | $977,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 744,200 | $967,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 54,445 | $939,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 27,279 | $882,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 116,684 | $870,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,975 | $859,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 143,135 | $832,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 105,413 | $780,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 68,130 | $767,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 90,968 | $745,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,298 | $717,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 708,000 | $714,000 | thousands by filing date | principal |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 79,672 | $680,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,727 | $679,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 99,266 | $676,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 215,030 | $647,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 73,909 | $642,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 175,300 | $577,000 | thousands by filing date | put |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 82,886 | $569,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 397,742 | $545,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 88,690 | $458,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 424,800 | $450,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 33,572 | $427,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,448 | $403,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 6,455 | $345,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,042 | $330,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 17,915 | $304,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,745 | $286,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 410 | $242,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,253 | $242,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,847 | $241,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 18,750 | $233,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,900 | $220,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,900 | $217,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,200 | $197,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 194,560 | $176,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 21,900 | $100,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X901 | CALL | 70,500 | $88,000 | thousands by filing date | call |
| ALARM COM HLDGS INC | 011642955 | COM | 11,100 | $24,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 68,800 | $22,000 | thousands by filing date | put |
| CARNIVAL CORP | 143658950 | PUT | 73,600 | $21,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 33,600 | $13,000 | thousands by filing date | put |
| GUESS? INC | 401617955 | COM | 47,800 | $7,000 | thousands by filing date | put |
| CINEMARK HLDGS INC | 17243V952 | PUT | 41,700 | $6,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W953 | COM | 15,800 | $6,000 | thousands by filing date | put |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 64,000 | $3,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 59,100 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464288954 | PUT | 40,500 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-21-000005 | this filing | 2021-08-16 | acceptance time not in the bulk data set |