13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-17, with 101 holding rows worth $126,406,000.
- Accession
- 0001696778-21-000001
- Filer
- CIK 1696778
- Filed
- 2021-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 101 entries on the cover page, a total value of $126,406,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,274,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerAIGH Capital Management LLC028-20823
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,625,000 | $6,955,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,614,000 | $6,051,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 146,971 | $5,611,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,543,000 | $5,156,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 3,061,000 | $5,149,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 465,169 | $4,270,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 207,618 | $3,791,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,610,000 | $3,673,000 | thousands by filing date | principal |
| CLOUDERA INC | 18914U100 | COM | 253,400 | $3,525,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 19,005 | $3,344,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,776,000 | $3,308,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 2,904,000 | $3,259,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 168,299 | $3,223,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 1,497,000 | $3,217,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 585,833 | $3,193,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 165,608 | $3,004,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 19,969 | $2,996,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 169,041 | $2,821,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,884,000 | $2,387,000 | thousands by filing date | principal |
| AIRGAIN INC | 00938A104 | COM | 128,105 | $2,278,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 156,274 | $2,088,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 59,382 | $2,028,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46,364 | $1,940,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 469,878 | $1,842,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 826,000 | $1,798,000 | thousands by filing date | principal |
| A10 NETWORKS INC | 002121101 | COM | 171,376 | $1,690,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 174,870 | $1,429,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 68,542 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 1,476 | $1,255,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 425,351 | $1,199,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 191,093 | $1,196,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 111,740 | $1,176,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 89,124 | $1,171,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 344,702 | $1,151,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 112,712 | $1,114,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 449,046 | $1,091,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,211 | $1,022,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 225,106 | $975,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,630 | $924,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 119,538 | $901,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 620,000 | $877,000 | thousands by filing date | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 162,875 | $862,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 369 | $822,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,429 | $760,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 46,082 | $750,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 44,700 | $742,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 109,864 | $739,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,863 | $737,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,048 | $720,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 789,341 | $678,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 9,527 | $673,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 47,682 | $664,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 250,518 | $656,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 510,200 | $653,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 99,297 | $627,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 177,810 | $622,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,813 | $546,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 127,333 | $537,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 87,932 | $534,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 101,082 | $523,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 233,947 | $512,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,513 | $508,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,755 | $443,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 13,605 | $436,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,824 | $398,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,489 | $397,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 9,280 | $391,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 88,690 | $386,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 146,162 | $365,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 360,556 | $328,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 256,500 | $290,000 | thousands by filing date | put |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 16,420 | $287,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 71,283 | $287,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 806 | $285,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 18,821 | $282,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 329,420 | $247,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 24,900 | $243,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,626 | $233,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,200 | $230,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,853 | $214,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 50,387 | $208,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,457 | $201,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,947 | $186,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 380,100 | $139,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 11,055 | $112,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 88,690 | $96,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 12,590 | $87,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 21,794 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288954 | PUT | 103,800 | $64,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V900 | CALL | 114,000 | $60,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 102,500 | $26,000 | thousands by filing date | put |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 55,900 | $24,000 | thousands by filing date | put |
| CINEMARK HLDGS INC | 17243V952 | PUT | 130,700 | $18,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 74,900 | $12,000 | thousands by filing date | put |
| VERITONE INC | 92347M950 | COM | 14,600 | $7,000 | thousands by filing date | put |
| GUESS? INC | 401617955 | COM | 80,900 | $7,000 | thousands by filing date | put |
| LIVENT CORP | 53814L958 | COM | 10,300 | $2,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 27,500 | $1,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 49,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 18,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIO INC | 62914V956 | OPTION | 71,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-21-000001 | this filing | 2021-02-17 | acceptance time not in the bulk data set |