13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 115 holding rows worth $121,912,000.
- Accession
- 0001696778-20-000006
- Filer
- CIK 1696778
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 220 entries on the cover page, a total value of $121,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,912,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 7,848,000 | $11,440,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,434,000 | $9,190,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 4,731,000 | $8,374,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,652,000 | $6,212,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 290,813 | $4,991,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,278,000 | $4,683,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 4,338,000 | $3,501,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 47,526 | $3,076,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,920,000 | $2,820,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 78,540 | $2,672,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 180,681 | $2,589,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,497,000 | $2,588,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 168,299 | $2,558,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 106,847 | $2,483,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 62,700 | $1,997,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 175,486 | $1,922,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 130,602 | $1,742,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 267,586 | $1,517,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 397,600 | $1,497,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 132,017 | $1,485,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 41,179 | $1,334,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 175,526 | $1,308,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 671 | $1,148,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 768,000 | $1,117,000 | thousands by filing date | principal |
| A10 NETWORKS INC | 002121101 | COM | 171,120 | $1,090,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 175,451 | $1,087,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 304,369 | $1,077,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 116,540 | $1,061,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 107,201 | $1,056,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,836 | $1,024,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 136,863 | $1,010,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 50,876 | $980,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 172,537 | $933,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 225,106 | $927,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 77,038 | $907,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 110,100 | $816,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 82,789 | $799,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 268,682 | $798,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 166,495 | $759,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 71,542 | $733,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 250,518 | $722,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 16,407 | $721,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 44,870 | $701,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 62,282 | $694,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,072 | $640,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,749 | $621,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 127,333 | $619,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 46,600 | $614,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 9,987 | $609,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 408,840 | $605,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 177,585 | $578,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 119,538 | $575,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,121 | $571,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 214,093 | $567,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 227,273 | $566,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 248,675 | $562,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,034 | $558,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 127,983 | $550,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 88,360 | $528,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,447 | $526,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,528 | $519,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 245,738 | $504,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 71,283 | $489,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 226,720 | $476,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,260 | $470,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 204,000 | $454,000 | thousands by filing date | principal |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 543,769 | $422,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 27,840 | $421,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,290 | $402,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 763,473 | $390,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 38,250 | $390,000 | thousands by filing date | |
| SUN BIOPHARMA INC | 86664M206 | COM NEW | 123,635 | $372,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 122,478 | $349,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 22,071 | $343,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 7,348 | $324,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,322 | $319,000 | thousands by filing date | |
| ANTERIX INC | 03676C900 | COM | 511,900 | $316,000 | thousands by filing date | call |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 39,524 | $307,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 8,725 | $293,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 26,525 | $290,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 10,053 | $268,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 22,598 | $263,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,371 | $259,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,107 | $256,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 31,900 | $254,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 101,999 | $250,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 291,750 | $236,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 175,350 | $218,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 258,249 | $218,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 27,645 | $210,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 27,400 | $206,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 23,154 | $201,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 105,600 | $194,000 | thousands by filing date | put |
| ROSS STORES INC | 778296903 | CALL | 10,800 | $190,000 | thousands by filing date | call |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 42,887 | $182,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 22,679 | $175,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 35,677 | $158,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,500 | $153,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243V952 | PUT | 115,200 | $95,000 | thousands by filing date | put |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 24,277 | $92,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,663 | $90,000 | thousands by filing date | |
| GUESS? INC | 401617955 | COM | 124,500 | $90,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 136,000 | $84,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW | 61174X959 | PUT | 16,200 | $70,000 | thousands by filing date | put |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 284,914 | $40,000 | thousands by filing date | principal |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 38,300 | $37,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A907 | CALL | 145,700 | $25,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 115,200 | $24,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R901 | Cmn | 27,800 | $24,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y957 | COM | 18,300 | $22,000 | thousands by filing date | put |
| STAMPS.COM INC CMN STK | 852857950 | Cmn | 6,800 | $17,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 76,800 | $16,000 | thousands by filing date | put |
| CEL SCI CORP | 150837957 | PUT | 17,000 | $9,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 49,900 | $5,000 | thousands by filing date | put |
| NIO INC | 62914V956 | OPTION | 70,600 | $3,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-20-000006 | this filing | 2020-11-16 | acceptance time not in the bulk data set |