13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 117 holding rows worth $203,598,000.
- Accession
- 0001696778-20-000004
- Filer
- CIK 1696778
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 250 entries on the cover page, a total value of $203,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,598,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 14,535,000 | $27,769,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 7,325,000 | $25,733,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 5,000,000 | $17,819,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,207,000 | $16,153,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 7,021,000 | $13,118,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,540,000 | $9,342,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,840,000 | $8,097,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,415,000 | $6,339,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,560,000 | $4,181,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 367,391 | $3,406,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 548,700 | $2,960,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 78,540 | $2,698,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 180,681 | $2,520,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,280,000 | $2,428,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 51,000 | $2,409,000 | thousands by filing date | |
| ANTERIX INC | 03676C900 | COM | 439,800 | $2,310,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 106,847 | $2,293,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 1,821,000 | $2,053,000 | thousands by filing date | principal |
| CYBEROPTICS CORP COM | 232517102 | Stock | 62,700 | $2,020,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 267,586 | $1,878,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 471,128 | $1,663,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 154,222 | $1,656,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 102,000 | $1,342,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 35,550 | $1,305,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 175,526 | $1,292,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 855,000 | $1,174,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,961 | $1,140,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,569,000 | $1,134,000 | thousands by filing date | principal |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 88,397 | $1,111,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 101,867 | $1,067,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 53,151 | $1,035,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 333,685 | $1,034,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 72,550 | $1,013,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 212,950 | $983,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 370,617 | $885,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 137,425 | $883,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 124,487 | $819,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 127,333 | $802,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 127,983 | $751,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 107,926 | $735,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 185,153 | $700,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 439 | $699,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,828 | $683,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 302,000 | $675,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 178,500 | $664,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6,751 | $659,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 21,623 | $649,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 639,000 | $638,000 | thousands by filing date | principal |
| ROSS STORES INC | 778296903 | CALL | 42,100 | $627,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 143,676 | $626,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 243,706 | $624,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 38,608 | $613,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 139,617 | $607,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 246,100 | $604,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 185,277 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 76,500 | $586,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 176,019 | $569,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 180,100 | $567,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 9,013 | $564,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,746 | $555,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,915 | $550,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 158,787 | $544,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 76,500 | $530,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 399,126 | $511,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC | 67103H907 | CALL | 92,000 | $474,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 225,138 | $473,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,653 | $461,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,590 | $458,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,327 | $446,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 255,000 | $403,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y957 | COM | 59,000 | $395,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 214,040 | $391,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 462,198 | $370,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C906 | CALL | 126,600 | $360,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 53,200 | $349,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 258,249 | $341,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,500 | $303,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 35,350 | $295,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,248 | $292,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 17,298 | $281,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 76,361 | $272,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A907 | CALL | 254,200 | $267,000 | thousands by filing date | call |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 25,500 | $262,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 6,925 | $261,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 32,869 | $259,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,040 | $255,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 107,880 | $243,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS PLC | 05337M954 | COM | 115,500 | $243,000 | thousands by filing date | put |
| CTO REALTY GROWTH INC | 22948P103 | COM | 5,848 | $231,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,053 | $227,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 17,275 | $227,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 35,069 | $224,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 39,352 | $208,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 15,379 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,673 | $201,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,825 | $200,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 40,783 | $190,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,807 | $182,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 23,847 | $171,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 201,900 | $166,000 | thousands by filing date | put |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 34,639 | $160,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 24,203 | $158,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139904 | COM NEW | 41,400 | $123,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC | 43283X905 | COM | 48,000 | $101,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC | 253393952 | COM | 41,100 | $100,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 353,800 | $87,000 | thousands by filing date | put |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 302,644 | $82,000 | thousands by filing date | |
| ACORDA THERAPEUTICS ORD | 00484M956 | Cmn | 102,500 | $66,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 70,600 | $39,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 42,700 | $31,000 | thousands by filing date | put |
| AMGEN INC | 031162950 | COM | 107,000 | $21,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 31,300 | $20,000 | thousands by filing date | put |
| BOOKING HOLDINGS INC | 09857L958 | PUT | 100 | $15,000 | thousands by filing date | put |
| RETROPHIN INC | 761299956 | PUT | 42,800 | $12,000 | thousands by filing date | put |
| KBR INC | 48242W956 | PUT | 40,300 | $7,000 | thousands by filing date | put |
| QUALCOMM INC | 747525903 | CALL | 41,700 | $4,000 | thousands by filing date | call |
| QUALCOMM INC | 747525953 | PUT | 51,900 | $3,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-20-000004 | this filing | 2020-08-14 | acceptance time not in the bulk data set |