13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 104 holding rows worth $162,444,000.
- Accession
- 0001696778-20-000002
- Filer
- CIK 1696778
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 198 entries on the cover page, a total value of $162,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,444,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 23,726,000 | $22,925,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 9,119,000 | $21,172,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 5,700,000 | $16,703,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 7,179,000 | $11,065,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,760,000 | $8,741,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,540,000 | $8,079,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,757,000 | $5,753,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 4,927,000 | $5,244,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,814,000 | $5,191,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,605,000 | $4,157,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 4,838,000 | $3,854,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,275,000 | $3,070,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,223,000 | $2,405,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,425,000 | $1,987,000 | thousands by filing date | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 105,750 | $1,914,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 325,000 | $1,852,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 620,344 | $1,619,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 471,128 | $1,437,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 208,144 | $1,278,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 43,561 | $1,176,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 72,150 | $1,140,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 62,700 | $1,073,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 143,646 | $1,063,000 | thousands by filing date | |
| ALLOT LTD | M0854Q955 | SHS | 109,082 | $1,031,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 130,272 | $963,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 234,625 | $903,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 75,089 | $890,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 82,063 | $871,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 196,727 | $848,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,389 | $846,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 62,231 | $834,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 280,443 | $799,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 570,000 | $778,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,120 | $771,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 53,912 | $755,000 | thousands by filing date | |
| ANTERIX INC | 03676C900 | COM | 118,700 | $706,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 162,411 | $674,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,224 | $640,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 1,140,000 | $630,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,049 | $613,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 129,166 | $564,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 145,550 | $551,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 713,621 | $550,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,044 | $545,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 333,389 | $520,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 127,333 | $509,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,327 | $496,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 78,590 | $488,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 114,592 | $483,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,272 | $481,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 158,914 | $468,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 157,142 | $454,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 21,908 | $452,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS PLC | 05337M904 | COM | 267,500 | $447,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 98,864 | $444,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 143,750 | $432,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 121,858 | $393,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 181,270 | $392,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,718 | $388,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 85,425 | $358,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 19,500 | $356,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,268 | $320,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 105,842 | $296,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,920 | $290,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 80,911 | $290,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 124,500 | $284,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,604 | $272,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 65,372 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,577 | $237,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 109,607 | $236,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 148,491 | $219,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 311,415 | $218,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 177,900 | $215,000 | thousands by filing date | put |
| BIOLASE INC | 090911207 | COM NEW | 563,949 | $212,000 | thousands by filing date | |
| ACORDA THERAPEUTICS ORD | 00484M956 | Cmn | 100,200 | $208,000 | thousands by filing date | put |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 304,347 | $208,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 18,236 | $201,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 48,535 | $200,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 34,639 | $164,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 67,050 | $163,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 16,600 | $160,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 20,750 | $152,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 362,330 | $150,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 35,350 | $131,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R907 | COM | 119,500 | $120,000 | thousands by filing date | call |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 162,000 | $118,000 | thousands by filing date | |
| RETROPHIN INC | 761299956 | PUT | 71,800 | $106,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS PLC | 05337M954 | COM | 58,800 | $103,000 | thousands by filing date | put |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 102,794 | $99,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 46,896 | $78,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 30,300 | $76,000 | thousands by filing date | put |
| NIO INC | 62914V956 | OPTION | 234,400 | $68,000 | thousands by filing date | put |
| IDEAL PWR INC | 451622203 | COM NEW | 33,525 | $65,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 50,800 | $64,000 | thousands by filing date | put |
| NUTANIX INC | 67059N908 | CALL | 34,900 | $49,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 51,104 | $48,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U956 | Equity Put | 11,700 | $47,000 | thousands by filing date | put |
| KBR INC | 48242W956 | PUT | 39,100 | $39,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C906 | CALL | 41,500 | $24,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 12,100 | $15,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 14,900 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287905 | CALL | 25,500 | $5,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D903 | OPTION | 166,900 | $4,000 | thousands by filing date | call |
| QUALCOMM INC | 747525903 | CALL | 41,500 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-20-000002 | this filing | 2020-05-15 | acceptance time not in the bulk data set |