13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 88 holding rows worth $204,174,000.
- Accession
- 0001696778-20-000001
- Filer
- CIK 1696778
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 178 entries on the cover page, a total value of $204,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,174,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,698,000 | $29,396,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 20,812,000 | $28,031,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 10,121,080 | $19,510,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 5,844,000 | $15,741,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,500,000 | $14,754,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 4,207,000 | $8,050,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,742,000 | $7,568,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,381,000 | $7,426,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,500,000 | $6,810,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,500,000 | $6,072,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 4,514,000 | $4,704,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,760,000 | $3,683,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,500,000 | $3,637,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,825,000 | $3,387,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 38,800 | $3,248,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225908 | COM | 180,600 | $3,124,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 79,800 | $1,945,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 23,000 | $1,945,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 55,650 | $1,740,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000,000 | $1,561,000 | thousands by filing date | principal |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 232,442 | $1,488,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 173,509 | $1,346,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,114 | $1,344,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 94,436 | $1,010,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 232,761 | $980,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,546,091 | $960,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 45,376 | $959,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,758 | $892,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 242,176 | $879,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 62,760 | $875,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 53,575 | $843,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 133,050 | $841,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 214,387 | $840,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 168,000 | $808,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 99,333 | $753,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 124,505 | $704,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 244,186 | $667,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 27,148 | $666,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 91,431 | $652,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 157,500 | $644,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,269 | $634,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,506 | $614,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 542,374 | $602,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 122,156 | $593,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 335,997 | $588,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,072 | $578,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 137,798 | $577,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,541 | $570,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 94,500 | $550,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 75,790 | $521,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 102,390 | $486,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 160,489 | $483,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 22,017 | $478,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 18,137 | $473,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 65,372 | $442,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 123,925 | $416,000 | thousands by filing date | |
| MRI INTERVENTIONS INC | 55347P209 | COM NEW | 86,725 | $416,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 182,600 | $367,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 133,359 | $348,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 153 | $314,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,736 | $304,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,510 | $301,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 525,000 | $290,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,203 | $283,000 | thousands by filing date | |
| NUTANIX INC | 67059N908 | CALL | 32,400 | $259,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,511 | $252,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 375,669 | $246,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,714 | $237,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,683 | $232,000 | thousands by filing date | |
| ANTERIX INC | 03676C900 | COM | 24,700 | $210,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 40,961 | $204,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 22,500 | $126,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 31,498 | $124,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 29,400 | $123,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 22,000 | $117,000 | thousands by filing date | call |
| UNITED STATES STEEL CORP | 912909958 | COM | 146,000 | $95,000 | thousands by filing date | put |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 279,819 | $53,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 16,756 | $47,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 76,600 | $36,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,664 | $27,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 41,000 | $23,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L951 | PUT | 8,600 | $13,000 | thousands by filing date | put |
| RETROPHIN INC | 761299956 | PUT | 21,500 | $13,000 | thousands by filing date | put |
| MEDICINES COMPANY | 584688955 | COM | 443,400 | $12,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 85,900 | $8,000 | thousands by filing date | put |
| MEDICINES COMPANY | 584688905 | COM | 100 | $4,000 | thousands by filing date | call |
| AXOVANT GENE THERAPIES LTD | G0750W903 | CALL | 27,700 | $2,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-20-000001 | this filing | 2020-02-14 | acceptance time not in the bulk data set |