13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 98 holding rows worth $180,609,000.
- Accession
- 0001696778-19-000005
- Filer
- CIK 1696778
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 197 entries on the cover page, a total value of $180,609,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,613,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,163,000 | $32,250,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 6,380,000 | $24,719,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 7,829,000 | $13,553,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,930,000 | $13,206,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,578,000 | $10,102,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,610,000 | $9,113,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,056,000 | $8,177,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 4,561,000 | $7,766,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 5,650,000 | $5,661,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 3,312,000 | $4,915,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 3,000,000 | $2,944,000 | thousands by filing date | principal |
| COHERENT INC | 192479103 | COM | 18,524 | $2,527,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 257,689 | $2,351,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27,300 | $2,339,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 30,000 | $1,980,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 151,074 | $1,963,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,414 | $1,775,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 913 | $1,712,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,500,000 | $1,688,000 | thousands by filing date | principal |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 207,809 | $1,481,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,725 | $1,456,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,103,000 | $1,227,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 116,000 | $1,201,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 35,619 | $1,157,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28,600 | $1,104,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 98,339 | $975,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 50,809 | $930,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 218,600 | $895,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 138,357 | $853,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 59,972 | $849,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,191 | $806,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 157,949 | $790,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,543 | $779,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 104,725 | $755,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 112,384 | $737,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 431,100 | $722,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,114 | $706,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 233,880 | $690,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 71,372 | $683,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,225 | $680,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 132,514 | $657,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,131,341 | $651,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 76,572 | $646,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 227,943 | $595,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 44,498 | $590,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 87,908 | $545,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 136,810 | $488,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 326,507 | $483,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 154,994 | $460,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 30,721 | $441,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 104,359 | $433,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,030 | $414,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 447,669 | $397,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 296,623 | $359,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,450 | $317,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 265,553 | $316,000 | thousands by filing date | |
| RETROPHIN INC | 761299956 | PUT | 185,800 | $289,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,011 | $279,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 162,800 | $272,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 55,964 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 50,000 | $259,000 | thousands by filing date | put |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 524,663 | $252,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 87,257 | $249,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,343 | $232,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,490 | $223,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 87,513 | $215,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 22,000 | $204,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 377,080 | $193,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 264,117 | $172,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 30,000 | $169,000 | thousands by filing date | call |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 71,786 | $139,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,257 | $107,000 | thousands by filing date | |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 23,300 | $106,000 | thousands by filing date | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,064 | $102,000 | thousands by filing date | |
| INTRA CELLULAR THERAPIES INC | 46116X901 | CALL | 51,200 | $99,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L306 | COM | 39,241 | $99,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 14,358 | $92,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,435 | $84,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,167 | $79,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,322 | $79,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 88,446 | $65,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 19,925 | $58,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 23,627 | $56,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 16,012 | $49,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L958 | PUT | 1,000 | $30,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 321 | $20,000 | thousands by filing date | |
| TRANSDIGM GROUP INC | 893641950 | PUT | 7,485 | $19,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 28,979 | $15,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 14,030 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 10,500 | $5,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 21,100 | $5,000 | thousands by filing date | put |
| AMGEN INC | 031162950 | COM | 6,800 | $5,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L954 | PUT | 14,500 | $4,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 34 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 700 | $1,000 | thousands by filing date | call |
| SAVARA INC | 805111901 | COM | 8,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T908 | CALL | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-19-000005 | this filing | 2019-08-14 | acceptance time not in the bulk data set |