13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-15, with 98 holding rows worth $132,198,000.
- Accession
- 0001696778-19-000002
- Filer
- CIK 1696778
- Filed
- 2019-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 209 entries on the cover page, a total value of $132,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,198,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerPCJ Investment Counsel Ltd.028-12690
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 9,128,000 | $25,899,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4,824,000 | $11,641,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 8,287,000 | $10,322,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,086,000 | $8,421,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 3,209,000 | $7,853,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,324,000 | $4,995,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,500,000 | $4,956,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 67,444 | $3,838,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,078,000 | $3,482,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,500,000 | $3,434,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,009 | $2,811,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,288,000 | $2,624,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 77,000 | $2,320,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,792,000 | $1,986,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 168,000 | $1,873,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,358,000 | $1,743,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,411,000 | $1,620,000 | thousands by filing date | principal |
| MEDICINES COMPANY | 584688955 | COM | 218,200 | $1,618,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 145,111 | $1,436,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,143 | $1,395,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,562,000 | $1,312,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 140,300 | $1,191,000 | thousands by filing date | put |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,158,000 | $1,148,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 113,996 | $1,110,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $1,106,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,000 | $1,013,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 128,100 | $999,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,771 | $967,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 200,000 | $961,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,598 | $933,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,400 | $886,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17,950 | $754,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 204,256 | $754,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 52,609 | $754,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 42,000 | $735,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 111,300 | $690,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 370,579 | $678,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 201,847 | $585,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,994 | $573,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 27,820 | $565,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 28,504 | $560,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,607 | $553,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,769 | $446,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 32,838 | $437,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 592,768 | $434,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 79,902 | $417,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 142,500 | $414,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 41,647 | $413,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,601 | $394,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 64,375 | $390,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 129,863 | $377,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 107,000 | $368,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 31,389 | $351,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 91,900 | $348,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,863 | $347,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 168,500 | $336,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 76,200 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 8,502 | $310,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200,000 | $265,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 150,586 | $248,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 120,000 | $232,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,388 | $221,000 | thousands by filing date | |
| INSMED INC | 457669957 | COM PAR $.01 | 95,500 | $206,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 25,951 | $206,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 87,400 | $200,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,211 | $197,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 50,292 | $111,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 89,632 | $108,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,042 | $107,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 73,800 | $99,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 34,448 | $96,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,948 | $91,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907958 | Cmn | 157,100 | $88,000 | thousands by filing date | put |
| NANOVIBRONIX INC | 63008J108 | COM | 20,000 | $72,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 26,947 | $53,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 91,800 | $52,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 8,800 | $48,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 13,500 | $48,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,128 | $42,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 705 | $39,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 39,500 | $38,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 18,099 | $32,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 59,056 | $22,000 | thousands by filing date | |
| KBR INC | 48242W956 | PUT | 44,100 | $20,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T908 | CALL | 40,000 | $13,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 27,035 | $12,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,309 | $12,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 17,000 | $9,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 8,178 | $6,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V907 | COM | 20,000 | $5,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 700 | $4,000 | thousands by filing date | call |
| INTRA CELLULAR THERAPIES INC | 46116X901 | CALL | 101,100 | $2,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 13,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUALCOMM INC | 747525903 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 0 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354957 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC | G48833900 | CALL | 14,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-19-000002 | this filing | 2019-02-15 | acceptance time not in the bulk data set |