13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-15, with 171 holding rows worth $133,201,000.
- Accession
- 0001696778-18-000002
- Filer
- CIK 1696778
- Filed
- 2018-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 172 entries on the cover page, a total value of $133,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,201,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerPCJ Investment Counsel Ltd.028-12690
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 9,128,000 | $33,332,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 6,225,000 | $24,161,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,300,000 | $4,673,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 2,500,000 | $4,092,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,596,000 | $3,883,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 41,119 | $3,516,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,405,000 | $3,275,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,204,000 | $3,258,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,000,000 | $2,963,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33,000 | $2,579,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,974,000 | $2,536,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 82,000 | $2,475,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,574 | $1,782,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 118,900 | $1,669,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,085,000 | $1,644,000 | thousands by filing date | principal |
| AIRGAIN INC | 00938A104 | COM | 106,815 | $1,404,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 301,594 | $1,360,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,541 | $1,300,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,450,000 | $1,242,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,775 | $1,216,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 29,728 | $1,206,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 54,909 | $1,013,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,944 | $1,001,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 450,000 | $997,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 155,719 | $963,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 15,573 | $866,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 95,000 | $660,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 100,000 | $655,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,920 | $630,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 60,000 | $594,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 43,447 | $584,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,473 | $576,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 34,238 | $569,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 29,704 | $561,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,816 | $558,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,747 | $529,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,334 | $503,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 20,000 | $479,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,226 | $472,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,473 | $429,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 67,778 | $418,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 67,175 | $415,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,987 | $413,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 8,315 | $407,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 95,000 | $387,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 50,000 | $359,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,610 | $358,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,150 | $355,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 68,300 | $355,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 29,749 | $354,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,500 | $342,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,228 | $337,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 8,880 | $328,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 40,000 | $324,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,440 | $322,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,111 | $320,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 49,827 | $306,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,000 | $300,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100,000 | $300,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,060 | $294,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 32,848 | $290,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 98,100 | $288,000 | thousands by filing date | put |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 75,000 | $279,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,826 | $274,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,057 | $273,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 22,500 | $257,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 84,836 | $247,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 230,000 | $230,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 44,000 | $209,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 60,000 | $207,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,209 | $207,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,524 | $205,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,550 | $202,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 76,400 | $178,000 | thousands by filing date | put |
| CORREVIO PHARMA CORP | 22026V105 | COM | 43,000 | $173,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 70,000 | $167,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,431,809 | $167,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 5,626 | $166,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,237 | $164,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,060 | $149,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 120 | $143,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 40,000 | $138,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 35,000 | $133,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 30,000 | $132,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,010 | $131,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,056 | $129,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,731 | $129,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $123,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,599 | $121,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 46,854 | $119,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 17,600 | $117,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,895 | $115,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 700 | $114,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,364 | $107,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,280 | $106,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 3,920 | $106,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 390 | $104,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,280 | $104,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 32,000 | $101,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 600 | $97,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 20,000 | $97,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,000 | $94,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 84,600 | $94,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 77 | $93,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 39,300 | $93,000 | thousands by filing date | call |
| NANOVIBRONIX INC | 63008J108 | COM | 20,000 | $92,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 5,999 | $88,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,114 | $88,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20,000 | $87,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 515 | $85,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,002 | $82,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 358 | $82,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 344 | $81,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,905 | $80,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,612 | $78,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,090 | $77,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 106,000 | $77,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,560 | $76,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 449 | $74,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,229 | $73,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 12,608 | $73,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 810 | $69,000 | thousands by filing date | |
| TIDEWATER MIDSTREAM AND INFR | 886453109 | COM | 60,877 | $65,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,203 | $63,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,820 | $63,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,904 | $60,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 48,200 | $60,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 30,200 | $60,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $54,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,220 | $54,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 720 | $52,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,928 | $52,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,590 | $51,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 15,700 | $51,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 828 | $48,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 256 | $47,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 4,207 | $47,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 25,100 | $46,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 59,104 | $44,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,624 | $42,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 81,600 | $39,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287908 | COM | 6,600 | $39,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 651 | $36,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 720 | $34,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 4,523 | $34,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,700 | $33,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $32,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 8,400 | $26,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,631 | $25,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 18,000 | $22,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 62,500 | $22,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,100 | $22,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 31,400 | $20,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 153,600 | $19,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 2,400 | $16,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 12,000 | $15,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 27,013 | $14,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,900 | $13,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 170 | $10,000 | thousands by filing date | put |
| Perion Network Ltd | M78673114 | COM | 2,645 | $8,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 78,800 | $6,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 6,800 | $6,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 400 | $4,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 62,900 | $3,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,500 | $2,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 700 | $2,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 50,000 | $2,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,700 | $1,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,600 | $1,000 | thousands by filing date | call |
| GTX INC DEL | 40052B207 | COM NEW | 400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696778-18-000002 | this filing | 2018-11-15 | acceptance time not in the bulk data set |