13F-HR filed by Fusion Family Wealth, LLC
Fusion Family Wealth, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 273 holding rows worth $372,718,000.
- Accession
- 0001696209-18-000004
- Filer
- CIK 1696209
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 273 entries on the cover page, a total value of $372,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $372,718,000 with VALUE read as thousands by filing date, 13F file number 028-17657. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,133,477 | $49,046,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 176,787 | $47,211,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 679,766 | $36,830,000 | thousands by filing date | |
| INVESCO QQQ TR | 04609E107 | UNIT SER 1 | 124,938 | $23,212,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 504,172 | $20,671,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 174,766 | $19,602,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 856,446 | $18,054,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 858,579 | $17,734,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 870,838 | $17,504,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 771,572 | $17,183,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 94,154 | $15,308,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 184,663 | $13,903,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 215,680 | $13,551,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 77,266 | $10,316,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 201,537 | $5,121,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 201,711 | $5,092,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 14 | $4,480,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 54,806 | $3,342,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 19,366 | $3,180,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,553 | $3,059,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 47,353 | $2,068,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11,254 | $1,196,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 531 | $1,064,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,634 | $974,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,466 | $956,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,511 | $744,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,518 | $742,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,791 | $662,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,791 | $623,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,900 | $604,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,961 | $570,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,000 | $522,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 24,019 | $506,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,271 | $500,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,088 | $497,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 17,939 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,618 | $450,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,975 | $437,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,486 | $435,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 16,949 | $430,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,669 | $420,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,724 | $387,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,146 | $362,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,299 | $358,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 45,000 | $335,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,976 | $333,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,941 | $309,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,415 | $307,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,840 | $307,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,000 | $306,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 252 | $301,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 13,929 | $282,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,204 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,861 | $252,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,194 | $240,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,581 | $239,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,034 | $225,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 592 | $218,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,321 | $217,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,471 | $203,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 9,691 | $203,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 156 | $188,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 8,854 | $184,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,164 | $173,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,570 | $167,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,015 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,177 | $150,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,861 | $149,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,210 | $146,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 8,745 | $146,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,675 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,200 | $143,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 372 | $139,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 4,200 | $135,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,383 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,300 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,783 | $129,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,417 | $127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,426 | $124,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 525 | $116,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 924 | $113,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 5,602 | $111,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,133 | $110,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,457 | $108,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 3,000 | $108,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 756 | $105,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,575 | $101,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,254 | $95,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 982 | $92,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,709 | $91,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 567 | $88,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 7,250 | $87,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,026 | $85,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 3,438 | $85,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,275 | $79,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 468 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 796 | $78,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 214 | $76,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,040 | $73,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,275 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,372 | $65,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 29,000 | $64,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,276 | $60,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 282 | $58,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,644 | $57,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,180 | $56,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 750 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,545 | $55,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 536 | $54,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 88 | $54,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 650 | $54,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,890 | $52,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8,000 | $51,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 3,055 | $49,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 389 | $48,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 149 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 375 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 650 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,130 | $45,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 275 | $44,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 377 | $43,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,500 | $43,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 580 | $41,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 500 | $40,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 400 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,323 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,041 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 876 | $38,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 525 | $37,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $37,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 700 | $36,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,217 | $36,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 600 | $36,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 576 | $36,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $35,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 600 | $35,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 290 | $34,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 150 | $33,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 283 | $32,000 | thousands by filing date | |
| VTI | 922908769 | COM | 214 | $32,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,768 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,400 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 878 | $31,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 412 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 798 | $30,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 1,229 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 280 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 170 | $29,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 164 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,000 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 250 | $28,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 382 | $27,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 335 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,550 | $26,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 256 | $25,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 566 | $25,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 450 | $24,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 300 | $24,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 444 | $23,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 800 | $23,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 686 | $23,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 209 | $22,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 191 | $22,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 582 | $22,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 400 | $21,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 210 | $20,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 375 | $20,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 150 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 500 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 103 | $19,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,878 | $19,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,500 | $19,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 97 | $18,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,859 | $17,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 315 | $17,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 211 | $16,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 479 | $16,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 415 | $16,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 115 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 245 | $15,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 300 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 618 | $14,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 97 | $13,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 270 | $12,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 74 | $12,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $12,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 450 | $12,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 310 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 41 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $11,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 37 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 110 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 449 | $10,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 50 | $9,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 115 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 131 | $8,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 258 | $8,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 150 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 755 | $8,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 435 | $8,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 218 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 120 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 40 | $7,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 25 | $7,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50 | $7,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3 | $6,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 80 | $6,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 126 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 29 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 232 | $6,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 30 | $5,000 | thousands by filing date | |
| MGC | 921910873 | COM | 50 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 139 | $5,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 62 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 58 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 228 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 88 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 190 | $5,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 202 | $5,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 3,000 | $5,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 57 | $4,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 122 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 150 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 62 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 278 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 800 | $4,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 40 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 78 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 63 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 104 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 300 | $3,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50 | $2,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 18 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 27 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 68 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 100 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 99 | $2,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 29 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 12 | $1,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 80 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 57 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 20 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1 | $1,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3 | $1,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 40 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 4 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 22 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 28 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 45 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 33 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 36 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 6 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 50 | $1,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 100 | $1,000 | thousands by filing date | |
| SCOLR PHARMA INC | 78402X107 | COM | 500 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 5 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 1,001 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 46 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696209-18-000004 | this filing | 2018-11-07 | acceptance time not in the bulk data set |