13F-HR filed by Fusion Family Wealth, LLC
Fusion Family Wealth, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 227 holding rows worth $295,443,000.
- Accession
- 0001696209-17-000004
- Filer
- CIK 1696209
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 227 entries on the cover page, a total value of $295,443,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,443,000 with VALUE read as thousands by filing date, 13F file number 028-17657. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 983,184 | $42,680,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 143,306 | $33,069,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 601,760 | $28,848,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 128,533 | $18,695,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 138,202 | $15,884,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 324,968 | $14,159,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 112,250 | $12,954,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 78,455 | $11,087,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 488,796 | $10,514,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 189,041 | $10,511,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 463,932 | $9,933,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 339,545 | $9,351,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 430,585 | $9,124,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 143,271 | $8,258,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 116,782 | $8,002,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 315,404 | $6,614,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 136,422 | $5,866,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30,048 | $4,417,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 163,531 | $3,493,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 163,608 | $3,477,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 95,804 | $2,863,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 19,410 | $1,833,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 145,619 | $1,793,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 67,839 | $1,743,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 65,440 | $1,673,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 64,536 | $1,671,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 57,648 | $1,503,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 58,065 | $1,480,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 39,043 | $1,203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 8,435 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,658 | $524,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,442 | $478,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,836 | $461,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,970 | $420,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 19,765 | $417,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,088 | $410,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 17,562 | $365,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,989 | $356,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 7,436 | $355,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,360 | $322,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,840 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,874 | $263,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,019 | $258,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,679 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,033 | $242,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,299 | $222,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,767 | $221,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,183 | $218,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 592 | $193,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,625 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 3,476 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 3,711 | $172,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,392 | $169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,014 | $169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,262 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,550 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,452 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,203 | $143,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 9,445 | $142,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 715 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,370 | $128,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,515 | $126,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 676 | $124,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 819 | $121,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,780 | $121,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,100 | $105,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 690 | $82,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 314 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,387 | $80,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 600 | $77,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,264 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,910 | $74,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,275 | $74,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,423 | $70,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,300 | $68,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 426 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,283 | $66,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,425 | $63,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 511 | $62,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $62,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 536 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,545 | $56,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 88 | $55,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 600 | $54,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 854 | $53,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 435 | $51,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 350 | $51,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 465 | $50,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 770 | $49,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 956 | $48,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,310 | $47,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 3,055 | $45,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 278 | $43,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,400 | $43,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 125 | $42,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 650 | $42,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 358 | $40,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 410 | $38,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 275 | $38,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 488 | $36,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 440 | $36,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,644 | $36,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 869 | $35,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 700 | $34,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 200 | $33,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 288 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,344 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,295 | $33,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 221 | $32,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 200 | $31,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 562 | $31,000 | thousands by filing date | |
| VTI | 922908769 | COM | 243 | $31,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 1,229 | $31,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 800 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 280 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 876 | $30,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 600 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,000 | $29,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 335 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 170 | $27,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,086 | $27,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 664 | $26,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 108 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,550 | $26,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 382 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 675 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 905 | $23,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 325 | $22,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 99 | $18,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 17 | $17,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 200 | $17,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 185 | $17,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 200 | $17,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $16,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 220 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $14,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $14,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 107 | $13,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 291 | $13,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 100 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 618 | $13,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 516 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 82 | $12,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 450 | $12,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,904 | $12,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 74 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 608 | $11,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15 | $10,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 400 | $10,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 192 | $10,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 45 | $10,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 97 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 397 | $10,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9 | $9,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 62 | $9,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 128 | $9,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 156 | $8,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 239 | $8,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 131 | $8,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 449 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 755 | $8,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7 | $7,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 125 | $7,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 37 | $7,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 600 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 120 | $6,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 119 | $6,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 50 | $6,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 228 | $6,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 339 | $6,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 62 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 384 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 76 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 29 | $5,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 312 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 46 | $5,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3 | $5,000 | thousands by filing date | |
| MGC | 921910873 | COM | 50 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 104 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 150 | $4,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 100 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 42 | $3,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 45 | $3,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 50 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 34 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 78 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 15 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 66 | $3,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 88 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22 | $2,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 52 | $2,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50 | $2,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 18 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 30 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 300 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 27 | $2,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 39 | $1,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 20 | $1,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 40 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 30 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 50 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 16 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 4 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 46 | $1,000 | thousands by filing date | |
| SANDSTON CORP | 800111106 | Common | 13 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696209-17-000004 | this filing | 2017-10-30 | acceptance time not in the bulk data set |