13F-HR filed by Mascoma Wealth Management LLC
Mascoma Wealth Management LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-07, with 416 holding rows worth $149,761,000.
- Accession
- 0001695664-17-000005
- Filer
- CIK 1695664
- Filed
- 2017-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 416 entries on the cover page, a total value of $149,761,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,769,000 with VALUE read as thousands by filing date, 13F file number 028-17607. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 353,592 | $17,800,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 170,569 | $12,121,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 352,665 | $10,474,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 168,247 | $8,493,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 225,767 | $6,924,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 56,843 | $6,229,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,608 | $4,959,000 | thousands by filing date | |
| IJH | 464287507 | COM | 27,284 | $4,881,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 191,542 | $4,648,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,344 | $4,580,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 86,995 | $4,375,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 14 | $3,846,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 44,065 | $3,271,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 40,176 | $3,219,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 99,078 | $2,881,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 41,862 | $2,686,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,974 | $2,378,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 52,153 | $1,986,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 36,431 | $1,968,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,709 | $1,927,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,023 | $1,853,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 33,617 | $1,735,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,582 | $1,563,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,111 | $1,532,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,196 | $1,066,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,105 | $1,044,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,798 | $871,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 34,734 | $840,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 72,932 | $837,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,680 | $754,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,187 | $749,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,508 | $708,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 67,393 | $690,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 37,681 | $595,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,415 | $570,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,777 | $556,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,250 | $556,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,298 | $546,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,829 | $527,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,901 | $475,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 35,645 | $471,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 13,400 | $467,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,600 | $449,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,832 | $445,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,197 | $414,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,000 | $391,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,895 | $388,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,652 | $385,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,500 | $377,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,000 | $360,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,242 | $357,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,376 | $337,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,597 | $327,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,585 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,136 | $294,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,942 | $279,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,233 | $272,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,000 | $271,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,236 | $263,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,506 | $257,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,200 | $247,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,957 | $246,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,595 | $245,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,140 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 729 | $243,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,320 | $236,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,429 | $232,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,062 | $230,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,580 | $217,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,307 | $208,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,239 | $204,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,515 | $204,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,399 | $201,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,010 | $198,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,728 | $192,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,000 | $187,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,900 | $187,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,000 | $187,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,150 | $185,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 746 | $172,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,044 | $171,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,400 | $170,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,475 | $168,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,607 | $167,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,996 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,455 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,403 | $165,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 750 | $157,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,148 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,500 | $148,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,265 | $147,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,236 | $143,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 928 | $141,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,719 | $135,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,105 | $133,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 4,500 | $133,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,396 | $131,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,769 | $129,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 830 | $126,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 651 | $122,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 375 | $116,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,510 | $116,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 806 | $114,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 866 | $114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,400 | $114,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,000 | $113,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 625 | $111,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,325 | $108,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 430 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,300 | $104,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 455 | $103,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 854 | $102,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,905 | $99,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 839 | $99,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,949 | $98,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,105 | $97,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,000 | $95,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,662 | $92,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 586 | $89,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,750 | $88,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 6,950 | $87,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 955 | $86,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,500 | $85,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 505 | $84,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 700 | $82,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,312 | $81,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 925 | $80,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,500 | $72,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 880 | $71,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,008 | $68,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,000 | $68,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 763 | $65,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 525 | $64,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 724 | $62,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 427 | $62,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 188 | $61,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,520 | $61,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,000 | $61,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,000 | $61,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 367 | $58,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,000 | $58,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,187 | $57,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 806 | $57,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 256 | $55,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 645 | $52,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 554 | $51,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,211 | $51,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,500 | $50,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,000 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 600 | $49,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 700 | $48,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 195 | $47,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 619 | $47,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 480 | $46,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,000 | $45,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 900 | $44,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 690 | $44,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 500 | $43,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 779 | $42,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,440 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 250 | $41,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,235 | $41,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 740 | $40,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 165 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,000 | $39,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,000 | $39,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,330 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 825 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 750 | $37,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 244 | $36,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 700 | $36,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 323 | $35,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 430 | $35,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 180 | $35,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 530 | $35,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,200 | $34,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,000 | $34,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 500 | $33,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 187 | $32,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 824 | $32,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,500 | $32,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,420 | $32,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,400 | $31,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 300 | $30,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 560 | $30,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,484 | $30,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 590 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $30,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 707 | $29,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 190 | $29,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,500 | $29,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 185 | $28,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 579 | $28,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 440 | $28,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,500 | $28,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,800 | $28,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 540 | $27,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 504 | $27,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 465 | $27,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,000 | $27,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 300 | $27,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 240 | $26,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 339 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,000 | $26,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 180 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,300 | $25,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 170 | $24,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 128 | $24,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $24,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 800 | $24,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 320 | $24,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 270 | $23,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 315 | $23,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,600 | $23,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $23,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 186 | $23,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 214 | $23,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 346 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 580 | $23,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 115 | $22,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 147 | $22,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $22,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 283 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 215 | $22,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 412 | $22,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 329 | $21,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 542 | $20,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 85 | $20,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 45 | $20,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,400 | $20,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 264 | $20,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 253 | $19,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 500 | $19,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 253 | $19,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 500 | $19,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 700 | $19,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 233 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 330 | $18,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 130 | $18,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 140 | $18,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 383 | $18,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $17,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 215 | $17,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 300 | $17,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 328 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 350 | $17,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 316 | $16,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 700 | $16,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 264 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 125 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,175 | $15,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $15,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 175 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 160 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 250 | $14,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 500 | $14,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 180 | $13,000 | thousands by filing date | |
| VTI | 922908769 | COM | 103 | $13,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 570 | $13,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 100 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 372 | $13,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,000 | $13,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 599 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 200 | $12,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $12,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 250 | $12,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 95 | $11,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 173 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 207 | $11,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 730 | $11,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 694 | $11,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 97 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 105 | $10,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 110 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,000 | $9,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 175 | $9,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 500 | $9,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 328 | $9,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 280 | $9,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300 | $9,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 348 | $9,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 179 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 41 | $8,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 207 | $8,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 443 | $8,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 140 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 222 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 150 | $8,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 48 | $8,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 255 | $7,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 128 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 173 | $7,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 400 | $7,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 29 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 186 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 177 | $7,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 187 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70 | $6,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 39 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 87 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 600 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 55 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 310 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 166 | $6,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 200 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 53 | $5,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 40 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 100 | $5,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100 | $5,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 100 | $5,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 145 | $5,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 336 | $5,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 135 | $5,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 158 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 125 | $5,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 134 | $5,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 240 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 50 | $4,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 108 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 50 | $4,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 16 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 100 | $4,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 70 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 42 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 68 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 50 | $4,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,000 | $4,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 3,000 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 82 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 167 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 54 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 27 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15 | $3,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 126 | $3,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 70 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 191 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 62 | $3,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,000 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,000 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,000 | $3,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,000 | $3,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 30 | $2,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 29 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 93 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 500 | $2,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 21 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 133 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 35 | $2,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 21 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 107 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 48 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50 | $2,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 140 | $2,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 500 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 3 | $2,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 76 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11 | $1,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 14 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 16 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 283 | $1,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 52 | $1,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 9 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 56 | $1,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 42 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 42 | $1,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dow Chemical Company | 260543103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001695664-17-000005 | this filing | 2017-11-07 | acceptance time not in the bulk data set |