13F-HR filed by Mascoma Wealth Management LLC
Mascoma Wealth Management LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-30, with 378 holding rows worth $135,932,000.
- Accession
- 0001695664-17-000002
- Filer
- CIK 1695664
- Filed
- 2017-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 379 entries on the cover page, a total value of $135,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,932,000 with VALUE read as thousands by filing date, 13F file number 028-17607. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 24,551 | $20,526,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 274,604 | $12,418,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 215,698 | $9,258,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 146,132 | $8,946,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 469,107 | $8,209,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 27,168 | $6,113,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 56,379 | $6,092,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 175,268 | $5,351,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 53,166 | $4,388,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 14 | $3,418,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,721 | $3,095,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 27,059 | $2,725,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,119 | $2,217,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 43,576 | $2,211,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,800 | $2,086,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,269 | $2,010,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 55,632 | $1,474,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 26,031 | $1,413,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,817 | $1,369,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,960 | $1,295,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,739 | $1,245,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 24,700 | $1,208,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,957 | $1,050,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,836 | $903,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,820 | $898,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,910 | $891,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,680 | $773,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,117 | $699,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,232 | $659,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,011 | $622,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 19,952 | $572,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,415 | $568,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,230 | $560,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,915 | $549,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,000 | $464,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 13,400 | $411,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,650 | $396,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,000 | $392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,895 | $353,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,036 | $339,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,500 | $335,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,400 | $315,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,566 | $314,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,076 | $312,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,342 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,291 | $291,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,331 | $273,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,550 | $267,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,299 | $256,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,131 | $243,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,455 | $241,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,060 | $239,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,233 | $236,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,083 | $228,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,000 | $221,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,060 | $220,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,000 | $219,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,304 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 779 | $207,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,200 | $207,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,367 | $204,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,824 | $204,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,499 | $200,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,900 | $198,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,058 | $195,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,364 | $194,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,705 | $193,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,693 | $182,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,724 | $180,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,348 | $171,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,000 | $171,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,050 | $169,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,235 | $166,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,010 | $162,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,330 | $162,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,396 | $161,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,322 | $160,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,557 | $160,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,960 | $156,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,440 | $154,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,390 | $152,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,689 | $148,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 6,173 | $146,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,486 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,500 | $144,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,917 | $136,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,287 | $135,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,114 | $131,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,475 | $124,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,149 | $120,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,500 | $120,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,148 | $119,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,055 | $116,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,097 | $115,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,220 | $113,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,505 | $111,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,339 | $111,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,700 | $111,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,510 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,400 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,833 | $106,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 866 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,300 | $100,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 375 | $94,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,262 | $93,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,500 | $91,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 430 | $88,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 651 | $87,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,244 | $86,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,813 | $85,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 455 | $85,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 580 | $83,000 | thousands by filing date | |
| VTI | 922908769 | COM | 714 | $82,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,250 | $82,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,625 | $80,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,060 | $79,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,055 | $78,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 520 | $76,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 700 | $75,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 658 | $73,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,500 | $73,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 600 | $72,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 400 | $71,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 880 | $67,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,000 | $67,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 380 | $63,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,032 | $63,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 525 | $62,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 338 | $62,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,001 | $62,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,500 | $61,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,600 | $59,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 833 | $59,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 188 | $57,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,242 | $57,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 833 | $57,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 624 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 925 | $55,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $53,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,520 | $53,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 472 | $49,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 554 | $48,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 645 | $47,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,500 | $47,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400 | $46,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 4,500 | $46,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 320 | $45,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 367 | $45,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 200 | $45,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 600 | $44,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 370 | $43,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 700 | $43,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 8,800 | $42,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 730 | $41,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,000 | $41,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 619 | $41,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,500 | $41,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 910 | $41,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,030 | $40,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 165 | $40,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 550 | $40,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,023 | $40,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 483 | $38,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 740 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 250 | $38,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 475 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,000 | $37,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 660 | $37,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 480 | $37,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 300 | $35,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 415 | $34,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 579 | $34,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,000 | $34,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 824 | $34,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 600 | $34,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 270 | $33,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 530 | $31,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 244 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $30,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 458 | $29,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,354 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 400 | $29,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 549 | $28,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,352 | $28,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 771 | $28,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,400 | $28,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,350 | $28,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 295 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 187 | $27,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,500 | $27,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 154 | $26,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 253 | $26,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 500 | $26,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 190 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 235 | $24,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 500 | $24,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 190 | $24,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,500 | $24,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 444 | $24,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 198 | $23,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 440 | $23,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 206 | $23,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 185 | $22,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 300 | $22,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 412 | $22,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 250 | $22,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $21,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 214 | $21,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 193 | $20,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 270 | $20,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 147 | $20,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 204 | $20,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $20,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 328 | $20,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 240 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 199 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 300 | $19,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,500 | $19,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400 | $19,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,000 | $19,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 750 | $19,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 504 | $18,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 170 | $18,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 125 | $18,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 315 | $18,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 375 | $18,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,000 | $18,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $18,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 100 | $18,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 469 | $18,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 115 | $17,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 45 | $17,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 500 | $17,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 130 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,175 | $16,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 300 | $15,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 140 | $15,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 340 | $15,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $15,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 235 | $15,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 300 | $15,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 500 | $15,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 85 | $15,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 570 | $14,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 480 | $14,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 200 | $14,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 125 | $14,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 632 | $14,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $13,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 320 | $13,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 115 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 409 | $12,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $12,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 911 | $12,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 248 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 160 | $11,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 200 | $11,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $11,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 130 | $11,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 211 | $11,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 234 | $11,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 207 | $10,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 155 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 170 | $10,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 443 | $10,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $10,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300 | $10,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400 | $9,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 137 | $9,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 222 | $9,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 140 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 105 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,000 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 105 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 328 | $8,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 200 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 155 | $7,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 288 | $7,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 128 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 207 | $7,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 348 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,000 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200 | $6,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 100 | $6,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 38 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 222 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 310 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 665 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $6,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 74 | $5,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 173 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $5,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 87 | $5,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 70 | $5,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 405 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 44 | $5,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 145 | $5,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 156 | $5,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 200 | $5,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 29 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 53 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 50 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 40 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 58 | $4,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 135 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 55 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 62 | $4,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 134 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 240 | $4,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $4,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 34 | $4,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 52 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 50 | $3,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 16 | $3,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 22 | $3,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 126 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 39 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 107 | $3,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $3,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 112 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $3,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,000 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,000 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,000 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,000 | $3,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,000 | $3,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 3,000 | $3,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $2,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 29 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 29 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 500 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 20 | $2,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 120 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 191 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 48 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 100 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 509 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 260 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 3 | $2,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11 | $1,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 21 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 15 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 66 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 140 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 38 | $1,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 38 | $1,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001695664-17-000002 | this filing | 2017-01-30 | acceptance time not in the bulk data set |