13F-HR filed by Patriot Financial Group Insurance Agency, LLC
Patriot Financial Group Insurance Agency, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-01, with 402 holding rows worth $410,435,000.
- Accession
- 0001694883-22-000006
- Filer
- CIK 1694883
- Filed
- 2022-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 402 entries on the cover page, a total value of $410,435,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $410,435,000 with VALUE read as thousands by filing date, 13F file number 028-17988. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 42,785 | $15,345,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 484,514 | $13,993,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 78,783 | $10,888,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 187,048 | $10,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 319,328 | $8,354,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 84,026 | $7,326,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 199,257 | $7,245,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39,807 | $7,144,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 155,159 | $6,900,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 135,869 | $6,807,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 153,284 | $6,436,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 79,694 | $6,328,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 171,854 | $5,927,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30,445 | $5,723,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,602 | $5,497,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 55,943 | $5,087,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 39,248 | $5,044,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 39,025 | $4,410,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 73,547 | $4,240,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,747 | $3,856,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 156,004 | $3,605,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 42,618 | $3,514,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 43,247 | $3,071,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 67,056 | $2,889,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,182 | $2,814,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,624 | $2,788,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 38,693 | $2,760,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 30,350 | $2,732,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 60,758 | $2,588,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 113,337 | $2,580,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 128,026 | $2,543,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,556 | $2,516,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 58,452 | $2,512,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 149,791 | $2,502,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 62,969 | $2,426,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 45,439 | $2,393,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 80,224 | $2,229,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,752 | $2,173,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 50,216 | $2,054,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 49,919 | $2,048,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 21,231 | $2,045,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 55,527 | $2,026,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,105 | $2,019,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,689 | $1,981,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 32,754 | $1,895,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 48,639 | $1,895,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,930 | $1,838,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,306 | $1,760,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,530 | $1,755,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 81,475 | $1,698,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 26,310 | $1,688,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,094 | $1,630,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 36,316 | $1,602,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 42,502 | $1,577,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 60,980 | $1,573,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,025 | $1,570,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,091 | $1,561,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,520 | $1,555,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 25,902 | $1,554,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 98,010 | $1,535,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,569 | $1,522,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 33,440 | $1,515,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,529 | $1,476,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 36,106 | $1,445,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,035 | $1,433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 31,366 | $1,430,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 51,538 | $1,409,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 55,871 | $1,383,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,521 | $1,370,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,819 | $1,366,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 16,137 | $1,344,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 43,024 | $1,335,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 29,398 | $1,308,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,567 | $1,284,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,644 | $1,281,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 23,934 | $1,269,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 30,114 | $1,260,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 42,697 | $1,252,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,403 | $1,216,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 11,090 | $1,186,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 23,788 | $1,160,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,390 | $1,138,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 37,400 | $1,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 29,174 | $1,120,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 22,199 | $1,116,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 13,116 | $1,094,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,282 | $1,074,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,409 | $1,064,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 14,502 | $1,052,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 5,967 | $1,052,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 21,260 | $1,045,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,107 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 12,154 | $1,032,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,014 | $1,017,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 19,431 | $1,007,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,020 | $1,006,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12,662 | $1,005,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,439 | $979,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,323 | $978,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,142 | $974,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 21,162 | $969,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 9,307 | $967,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,003 | $966,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 7,182 | $957,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,720 | $953,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 14,769 | $953,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 14,173 | $949,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,469 | $941,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 21,769 | $941,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,397 | $934,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,968 | $920,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,170 | $918,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 43,702 | $917,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 28,141 | $915,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,713 | $908,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,890 | $907,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 66,171 | $901,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9,790 | $897,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,217 | $887,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,245 | $877,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,172 | $875,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,153 | $874,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,388 | $862,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,258 | $851,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,834 | $841,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 12,756 | $834,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,082 | $824,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,245 | $822,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,867 | $815,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,372 | $809,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,980 | $803,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,511 | $790,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 17,120 | $774,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 15,968 | $771,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,530 | $767,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,437 | $762,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,409 | $760,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,376 | $755,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 25,592 | $753,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,211 | $750,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 19,763 | $746,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,441 | $736,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,180 | $733,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,257 | $727,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,595 | $725,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,993 | $723,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,418 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 20,756 | $709,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,831 | $707,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,474 | $687,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,868 | $686,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,612 | $678,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 101,800 | $675,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,983 | $672,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 24,910 | $662,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 27,638 | $661,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,631 | $660,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 26,277 | $647,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,916 | $639,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,055 | $636,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 11,695 | $630,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,732 | $625,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,001 | $623,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 15,159 | $619,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,282 | $614,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 12,105 | $612,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,490 | $608,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,915 | $605,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,068 | $603,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 35,342 | $599,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 57,473 | $596,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 13,470 | $591,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 22,532 | $591,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,556 | $586,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,930 | $584,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,832 | $581,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,462 | $575,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,675 | $574,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,457 | $572,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 36,299 | $569,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 19,461 | $567,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,486 | $563,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 21,188 | $563,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,409 | $551,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 331 | $544,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 28,236 | $542,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,732 | $533,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 11,028 | $522,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,191 | $519,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,846 | $517,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 10,468 | $511,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 18,140 | $501,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 17,791 | $499,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,265 | $498,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,992 | $497,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 8,833 | $496,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,192 | $494,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,431 | $487,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 22,183 | $483,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,024 | $482,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,047 | $481,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,555 | $476,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 7,524 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,787 | $470,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 854 | $470,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,923 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,274 | $462,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,020 | $453,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,962 | $451,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,621 | $450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 6,602 | $450,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 20,550 | $443,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,509 | $442,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,696 | $442,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 7,446 | $442,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,386 | $441,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,468 | $432,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,505 | $424,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 15,089 | $419,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,235 | $418,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,076 | $415,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,545 | $412,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,116 | $412,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,223 | $411,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 145,975 | $406,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,613 | $403,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 12,003 | $402,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,647 | $400,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,647 | $399,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 14,903 | $397,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,352 | $394,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,442 | $394,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,715 | $392,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,218 | $389,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,874 | $389,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,717 | $389,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 19,445 | $384,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 11,288 | $384,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,772 | $383,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,551 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 9,013 | $381,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,615 | $376,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 49,492 | $374,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,244 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,876 | $371,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 11,400 | $371,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 13,338 | $369,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 13,749 | $368,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 15,650 | $367,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,301 | $367,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 10,233 | $367,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,727 | $366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 9,288 | $364,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,570 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,560 | $362,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 55,145 | $362,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 12,562 | $360,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,090 | $359,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 12,077 | $358,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 7,510 | $358,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 8,314 | $354,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,499 | $353,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 13,078 | $353,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 6,203 | $350,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 11,394 | $349,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 14,940 | $347,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 9,538 | $345,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 12,274 | $344,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,415 | $343,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,475 | $342,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 28,733 | $341,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 6,626 | $337,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,527 | $337,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,022 | $334,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 11,150 | $334,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,313 | $333,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,946 | $332,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,136 | $332,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,002 | $330,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 29,194 | $326,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,842 | $325,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,698 | $323,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 9,085 | $323,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,295 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,081 | $320,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,644 | $318,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,156 | $317,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 13,238 | $315,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,878 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 16,974 | $313,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 11,209 | $312,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,310 | $310,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,957 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,909 | $310,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,312 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,951 | $309,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 7,788 | $309,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,017 | $302,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,395 | $302,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,156 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,900 | $296,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,989 | $296,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 7,107 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 3,919 | $292,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 4,681 | $290,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 124,088 | $289,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 568 | $288,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,153 | $286,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,782 | $286,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,791 | $284,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,355 | $281,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,455 | $281,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,801 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,715 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 12,607 | $278,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,652 | $275,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,567 | $274,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,461 | $274,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 6,969 | $272,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,941 | $271,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,512 | $267,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,204 | $265,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 9,237 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,267 | $262,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,025 | $260,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 31,424 | $260,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,745 | $259,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,202 | $258,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 17,007 | $257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 11,250 | $256,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 5,421 | $253,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,653 | $253,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,532 | $251,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,775 | $251,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 36,065 | $251,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 17,500 | $249,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 8,306 | $246,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10,686 | $244,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,042 | $243,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,582 | $235,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,710 | $233,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,084 | $232,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,564 | $232,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,520 | $231,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,033 | $230,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,963 | $230,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,816 | $226,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,221 | $225,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,314 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,305 | $222,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 4,075 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 3,556 | $220,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 5,413 | $219,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,478 | $218,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 858 | $216,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 4,635 | $214,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 10,565 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 8,052 | $210,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,631 | $209,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,007 | $207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,451 | $207,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,874 | $206,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,228 | $206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,164 | $205,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,661 | $204,000 | thousands by filing date | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 3,777 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,236 | $202,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,945 | $200,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 16,209 | $186,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 97,401 | $174,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 10,700 | $169,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 11,675 | $168,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,494 | $157,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 59,397 | $147,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 53,792 | $129,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,108 | $129,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 16,825 | $127,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 20,450 | $120,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50,500 | $120,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,095 | $113,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 17,740 | $112,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 23,423 | $94,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 30,594 | $90,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 13,259 | $84,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 11,048 | $80,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,850 | $74,000 | thousands by filing date | |
| KNOW LABS INC | 499238103 | COM NEW | 38,750 | $71,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30,000 | $70,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 39,100 | $59,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,486 | $59,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 13,070 | $40,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,000 | $38,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 36,500 | $34,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 13,852 | $32,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 31,900 | $32,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,852 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 20,000 | $18,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 17,000 | $17,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 19,400 | $16,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,900 | $11,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,400 | $8,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 51,700 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694883-22-000006 | this filing | 2022-11-01 | acceptance time not in the bulk data set |