13F-HR filed by Patriot Financial Group Insurance Agency, LLC
Patriot Financial Group Insurance Agency, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-22, with 1,441 holding rows worth $266,637,000.
- Accession
- 0001694883-20-000001
- Filer
- CIK 1694883
- Filed
- 2020-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,445 entries on the cover page, a total value of $266,637,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $266,621,000 with VALUE read as thousands by filing date, 13F file number 028-17988. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMTC CORP | 832682207 | COM NEW | 13,250 | $45,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 162 | $44,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 500 | $44,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,400 | $44,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 594 | $44,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,492 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,135 | $43,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 280 | $42,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 890 | $42,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $42,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 450 | $41,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 346 | $41,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 247 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 405 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1,385 | $41,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 192 | $41,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 295 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 216 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,505 | $40,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 528 | $39,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,061 | $39,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 388 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 823 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 293 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 473 | $38,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 343 | $38,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,289 | $38,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 600 | $38,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 834 | $38,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,525 | $38,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,135 | $38,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 806 | $38,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,343 | $38,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 18 | $37,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 244 | $37,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 432 | $37,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 3,453 | $37,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 600 | $37,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 202 | $36,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 284 | $36,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 743 | $36,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 667 | $36,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 179 | $35,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 885 | $35,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,211 | $35,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 415 | $35,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $35,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 505 | $35,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,156 | $35,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 823 | $35,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,365 | $35,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 2,825 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 795 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 2,112 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,104 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 713 | $35,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 709 | $35,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,070 | $35,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,101 | $35,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,300 | $35,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,403 | $35,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 940 | $34,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 200 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 210 | $34,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 495 | $34,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,350 | $34,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 666 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 393 | $33,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 184 | $33,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 790 | $33,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 211 | $33,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 603 | $33,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,865 | $33,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,663 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 704 | $32,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 167 | $32,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 263 | $32,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,022 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 373 | $32,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,000 | $32,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,060 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 221 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 568 | $32,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,000 | $32,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,000 | $32,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 439 | $31,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 304 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,000 | $31,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 750 | $31,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 317 | $30,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 776 | $30,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 202 | $30,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,600 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 298 | $30,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 710 | $29,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 480 | $29,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 471 | $29,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,750 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 448 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 489 | $29,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,650 | $28,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,011 | $28,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 700 | $28,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 129 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 911 | $28,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,860 | $28,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,100 | $28,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,850 | $28,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 613 | $27,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 300 | $27,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 456 | $27,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 719 | $27,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 228 | $27,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 841 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 895 | $27,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 330 | $27,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 301 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 739 | $27,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,700 | $27,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,064 | $27,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 551 | $27,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 125 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 882 | $26,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 448 | $26,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 200 | $26,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 848 | $25,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 269 | $25,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 916 | $25,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 213 | $25,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,062 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 784 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 500 | $25,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 383 | $24,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 207 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 128 | $24,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 200 | $24,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,000 | $24,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,826 | $24,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 566 | $24,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,000 | $24,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 819 | $23,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 544 | $23,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 279 | $23,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $23,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 421 | $23,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 76 | $23,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,055 | $23,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,902 | $23,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,000 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 550 | $23,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 633 | $23,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 469 | $22,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,200 | $22,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 240 | $22,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 702 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 352 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 289 | $22,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,500 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 710 | $22,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 203 | $22,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 600 | $22,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,500 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 510 | $22,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 815 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 655 | $21,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 779 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 530 | $21,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 990 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 396 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 693 | $21,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,000 | $21,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 280 | $20,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 380 | $20,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 336 | $20,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 217 | $20,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 153 | $20,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 35 | $20,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 863 | $20,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 393 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 446 | $20,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 332 | $20,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 490 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 603 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 386 | $20,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 5,500 | $20,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,403 | $20,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 39 | $19,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 358 | $19,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 317 | $19,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 273 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 919 | $19,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 128 | $19,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 171 | $19,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 900 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 385 | $19,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,500 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 811 | $19,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 777 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 517 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 540 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 445 | $19,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,000 | $19,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,250 | $19,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 554 | $19,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,364 | $19,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 162 | $18,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 121 | $18,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 467 | $18,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $18,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,035 | $18,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 300 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 970 | $18,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,500 | $18,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $18,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 120 | $18,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 240 | $18,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,530 | $18,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 125 | $17,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 785 | $17,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 500 | $17,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 83 | $17,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 135 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 736 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 900 | $17,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,650 | $17,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 650 | $17,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 150 | $17,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,007 | $17,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 665 | $17,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 982 | $16,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 303 | $16,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 367 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 156 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 164 | $16,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 549 | $16,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 117 | $15,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 156 | $15,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 294 | $15,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 148 | $15,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 266 | $15,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $15,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $15,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 224 | $15,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 804 | $15,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150 | $15,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 175 | $15,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 313 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 150 | $15,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,600 | $15,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 331 | $15,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,150 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 600 | $15,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 235 | $14,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 180 | $14,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 226 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 710 | $14,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 106 | $14,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 165 | $14,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 333 | $14,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 542 | $14,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 857 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 131 | $14,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 40 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 164 | $14,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 326 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 269 | $14,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 50 | $14,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,150 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 305 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,900 | $14,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 82 | $13,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 510 | $13,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 138 | $13,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $13,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 138 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 161 | $13,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 411 | $13,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 696 | $13,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $13,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,885 | $13,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,700 | $13,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,100 | $13,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 112 | $13,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 2,750 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 131 | $13,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 47 | $12,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 67 | $12,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 199 | $12,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 476 | $12,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 600 | $12,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 111 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 124 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 213 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 85 | $12,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 500 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 771 | $12,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 235 | $12,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 273 | $12,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 903 | $12,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 355 | $12,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,750 | $12,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,733 | $12,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 120 | $11,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 105 | $11,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 257 | $11,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 218 | $11,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 70 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 113 | $11,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 30 | $11,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 142 | $11,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 355 | $11,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 67 | $11,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 163 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,133 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 153 | $11,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 236 | $11,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 800 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 729 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,255 | $11,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 709 | $11,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 555 | $11,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 320 | $11,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 1,200 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 269 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 212 | $10,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 180 | $10,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 339 | $10,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 50 | $10,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 150 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 103 | $10,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 236 | $10,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 68 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 657 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 160 | $10,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 94 | $10,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 266 | $10,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 699 | $10,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 63 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 106 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 172 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 318 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 252 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 441 | $10,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 68 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 47 | $9,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 56 | $9,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 452 | $9,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 116 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 91 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 659 | $9,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 59 | $9,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 450 | $9,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 47 | $9,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 108 | $9,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 37 | $9,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 172 | $9,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 450 | $9,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 500 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $9,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 802 | $9,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 679 | $9,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 357 | $9,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 301 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 327 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 327 | $9,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 900 | $9,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 533 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $9,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $9,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 112 | $8,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 266 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 470 | $8,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 112 | $8,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 550 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 33 | $8,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 92 | $8,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 43 | $8,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 400 | $8,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 46 | $8,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,297 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200 | $8,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 128 | $8,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 559 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,795 | $8,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 609 | $8,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 245 | $8,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 200 | $8,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,000 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 307 | $8,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 7,750 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 155 | $7,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 217 | $7,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $7,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 100 | $7,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 150 | $7,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39 | $7,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 215 | $7,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 200 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 122 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 401 | $7,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 187 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 101 | $7,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 150 | $7,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 500 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 50 | $7,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 301 | $7,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 60 | $7,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,580 | $7,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 351 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 156 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 181 | $7,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 100 | $7,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 175 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 240 | $7,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 257 | $7,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,093 | $7,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,389 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 102 | $7,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 200 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,433 | $7,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 250 | $7,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 101 | $6,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 181 | $6,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 80 | $6,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 95 | $6,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 60 | $6,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 46 | $6,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 196 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 65 | $6,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 206 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 39 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 500 | $6,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 314 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 100 | $6,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 200 | $6,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 480 | $6,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 109 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 100 | $6,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 154 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 56 | $6,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 149 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 27 | $6,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 500 | $6,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,500 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,150 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $6,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 700 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 250 | $6,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 500 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22 | $5,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 156 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 100 | $5,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 104 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 539 | $5,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 500 | $5,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 263 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 95 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,615 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $5,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 150 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 138 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 701 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 41 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 25 | $5,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 750 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 150 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 118 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 65 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 64 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $5,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 100 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 121 | $5,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $5,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 144 | $5,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 591 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,012 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 138 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 51 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $5,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 340 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 200 | $5,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 195 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 152 | $5,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 167 | $4,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 82 | $4,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 86 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694883-20-000001 | this filing | 2020-01-22 | acceptance time not in the bulk data set |