13F-HR filed by Patriot Financial Group Insurance Agency, LLC
Patriot Financial Group Insurance Agency, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 1,426 holding rows worth $231,763,000.
- Accession
- 0001694883-19-000004
- Filer
- CIK 1694883
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,428 entries on the cover page, a total value of $231,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,763,000 with VALUE read as thousands by filing date, 13F file number 028-17988. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PPL CORP COM | 69351T106 | Stock | 1,139 | $35,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,552 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 713 | $35,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 205 | $35,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 1,300 | $35,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 374 | $35,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,000 | $35,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 470 | $34,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 514 | $34,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 169 | $34,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 493 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,550 | $34,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 666 | $34,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,773 | $34,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,403 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 654 | $34,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 343 | $33,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 413 | $33,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 216 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,439 | $33,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,350 | $33,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,000 | $33,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,360 | $33,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,070 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 463 | $33,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 803 | $33,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 865 | $32,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 135 | $32,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 177 | $32,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 277 | $32,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,501 | $32,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 509 | $32,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 492 | $32,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,000 | $32,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,000 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,637 | $31,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 773 | $30,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 600 | $30,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 220 | $30,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 752 | $30,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 650 | $30,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 515 | $29,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 810 | $29,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 269 | $29,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,353 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 331 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,018 | $29,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 494 | $29,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,060 | $29,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 147 | $28,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 496 | $28,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,039 | $28,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 263 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 357 | $28,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 129 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,104 | $28,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 3,300 | $28,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 1,110 | $28,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,000 | $28,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 485 | $27,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 228 | $27,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 925 | $27,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 105 | $27,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 930 | $27,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 600 | $27,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,000 | $27,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 612 | $26,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 231 | $26,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 50 | $26,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 350 | $26,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,100 | $26,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 269 | $25,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 439 | $25,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 380 | $25,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 254 | $25,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 724 | $25,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 719 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 901 | $25,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 491 | $25,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 300 | $25,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 115 | $25,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,436 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 500 | $25,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 548 | $24,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 597 | $24,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 288 | $24,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,650 | $24,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 596 | $24,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 203 | $24,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 476 | $24,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 416 | $24,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 139 | $24,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $24,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,500 | $24,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,158 | $24,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 350 | $24,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 332 | $24,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 500 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,400 | $24,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,600 | $24,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 168 | $23,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 784 | $23,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 255 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 677 | $23,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 154 | $23,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 401 | $23,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 450 | $23,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 270 | $23,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 279 | $23,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 200 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 300 | $23,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,038 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 793 | $23,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,740 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,826 | $23,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 280 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 452 | $23,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 819 | $22,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 400 | $22,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,089 | $22,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 248 | $22,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 244 | $22,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 710 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 223 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 562 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 524 | $22,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 111 | $21,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,222 | $21,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $21,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 403 | $21,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,470 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 350 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 708 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 285 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 678 | $21,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,500 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 693 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 550 | $21,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 380 | $20,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 73 | $20,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,072 | $20,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 124 | $20,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 225 | $20,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,000 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 653 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 700 | $20,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 211 | $20,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,598 | $20,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,200 | $20,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 11,600 | $20,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 157 | $19,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 163 | $19,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,000 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 919 | $19,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 60 | $19,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 532 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 591 | $19,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,250 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 830 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 102 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 603 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 496 | $19,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 3,809 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 840 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 817 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 556 | $19,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 358 | $18,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 280 | $18,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 345 | $18,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 162 | $18,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 102 | $18,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 472 | $18,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 134 | $18,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,037 | $18,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 127 | $18,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 900 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 385 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 323 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 955 | $18,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,500 | $18,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 157 | $18,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,852 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 517 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 540 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 456 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 445 | $18,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,000 | $18,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 282 | $18,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,150 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 291 | $17,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 144 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 736 | $17,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 120 | $17,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,200 | $17,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 494 | $17,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 335 | $17,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 184 | $16,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 224 | $16,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 120 | $16,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 106 | $16,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,183 | $16,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,650 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 167 | $16,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 150 | $16,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,007 | $16,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 850 | $16,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 328 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 300 | $16,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,510 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 511 | $16,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 461 | $16,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,000 | $16,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 38 | $15,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 102 | $15,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 278 | $15,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 549 | $15,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 497 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 360 | $15,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 309 | $15,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 493 | $15,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 112 | $15,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,600 | $15,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 82 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 312 | $15,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,500 | $15,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 126 | $14,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 180 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 82 | $14,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 148 | $14,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 133 | $14,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 276 | $14,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $14,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 184 | $14,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 168 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 158 | $14,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 300 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 450 | $14,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,100 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 150 | $14,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 327 | $14,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 790 | $14,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 204 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 538 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,900 | $14,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 312 | $14,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 500 | $13,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 266 | $13,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 600 | $13,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,700 | $13,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 700 | $13,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 928 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 131 | $13,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 568 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 300 | $13,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,150 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 265 | $13,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 115 | $12,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 194 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 285 | $12,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 329 | $12,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $12,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 84 | $12,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 734 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $12,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55 | $12,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 777 | $12,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 175 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 213 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 818 | $12,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 655 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 200 | $12,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 121 | $11,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 69 | $11,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 103 | $11,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 337 | $11,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 142 | $11,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 201 | $11,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 153 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 302 | $11,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 85 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,255 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 500 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 63 | $11,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 300 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 212 | $10,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 180 | $10,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 174 | $10,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 116 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 167 | $10,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 257 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 110 | $10,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 203 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 450 | $10,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 9 | $10,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 500 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 657 | $10,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 500 | $10,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 479 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 392 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 333 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 380 | $10,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,100 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 200 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 300 | $10,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 600 | $10,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 700 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 106 | $10,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 555 | $10,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 266 | $10,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 885 | $10,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 1,200 | $10,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 318 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $10,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 62 | $9,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 68 | $9,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 270 | $9,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 50 | $9,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 542 | $9,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 51 | $9,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 401 | $9,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 30 | $9,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 243 | $9,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 225 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 210 | $9,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 357 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 188 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 327 | $9,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 533 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 94 | $9,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 600 | $9,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 569 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 175 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,668 | $9,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 210 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 376 | $9,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 200 | $9,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 700 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 266 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 111 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 669 | $8,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 700 | $8,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 450 | $8,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 500 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 373 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 219 | $8,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 255 | $8,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 540 | $8,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,580 | $8,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 609 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $8,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 407 | $8,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,000 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 303 | $8,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 303 | $8,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,684 | $8,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,554 | $8,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 229 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 153 | $7,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 416 | $7,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 100 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 550 | $7,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 43 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 167 | $7,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 87 | $7,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 215 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 101 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 156 | $7,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 135 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,014 | $7,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 262 | $7,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,012 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 205 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 240 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $7,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 4,350 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 232 | $6,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 67 | $6,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 50 | $6,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 100 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 101 | $6,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 103 | $6,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 69 | $6,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $6,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 42 | $6,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 53 | $6,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 69 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 144 | $6,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 128 | $6,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 204 | $6,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 701 | $6,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100 | $6,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 94 | $6,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 60 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 129 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 206 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 266 | $6,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 205 | $6,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 500 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $6,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 297 | $6,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 127 | $6,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 207 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 32 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 424 | $6,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 500 | $6,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 105 | $6,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 500 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 63 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 102 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 200 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,300 | $6,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 250 | $6,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 937 | $6,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 52 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 106 | $5,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 153 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 106 | $5,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 195 | $5,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 475 | $5,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 124 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 80 | $5,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 91 | $5,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 263 | $5,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 64 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 55 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 29 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 159 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 15 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 31 | $5,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 247 | $5,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 200 | $5,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 69 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 41 | $5,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 200 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 150 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 100 | $5,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 402 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 91 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 64 | $5,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 380 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 83 | $5,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 152 | $5,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 38 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 112 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 100 | $5,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 144 | $5,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 60 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 109 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 300 | $5,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 841 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 138 | $5,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 100 | $5,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 182 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 51 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 200 | $5,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 455 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 116 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 111 | $4,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 18 | $4,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 86 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 574 | $4,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 600 | $4,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 156 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 242 | $4,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 100 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 304 | $4,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 97 | $4,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 138 | $4,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 40 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 150 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 29 | $4,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 41 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 80 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 54 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20 | $4,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 494 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 56 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 70 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 142 | $4,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 40 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 60 | $4,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 41 | $4,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 86 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694883-19-000004 | this filing | 2019-08-07 | acceptance time not in the bulk data set |