13F-HR filed by Patriot Financial Group Insurance Agency, LLC
Patriot Financial Group Insurance Agency, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-30, with 993 holding rows worth $167,546,000.
- Accession
- 0001694883-18-000009
- Filer
- CIK 1694883
- Filed
- 2018-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 994 entries on the cover page, a total value of $167,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,546,000 with VALUE read as thousands by filing date, 13F file number 028-17988. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,093 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 556 | $18,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,900 | $18,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 274 | $17,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 190 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 324 | $17,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 280 | $17,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 306 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 736 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 363 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 362 | $17,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,059 | $17,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 200 | $17,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 324 | $16,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 150 | $16,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 647 | $16,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 195 | $16,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 148 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 231 | $16,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 140 | $16,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 212 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 943 | $16,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 157 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 495 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 467 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 385 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 409 | $16,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 592 | $16,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,513 | $16,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $16,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,600 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 511 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 600 | $16,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 386 | $15,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 308 | $15,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 342 | $15,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 82 | $15,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 200 | $15,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 82 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 170 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 94 | $15,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 150 | $15,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 777 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 425 | $15,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 203 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 300 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 312 | $15,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 323 | $15,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 400 | $15,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 461 | $15,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 42 | $14,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 85 | $14,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 834 | $14,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $14,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 210 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 142 | $14,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 65 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 180 | $14,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 78 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 450 | $14,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,700 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 150 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 300 | $14,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100 | $14,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 150 | $14,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 260 | $14,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 790 | $14,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 653 | $14,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 200 | $14,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 200 | $14,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 174 | $13,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 102 | $13,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 238 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 161 | $13,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 150 | $13,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 120 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 360 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 335 | $13,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 175 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 449 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,072 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 200 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 492 | $13,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 300 | $13,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 110 | $12,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 359 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 111 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 289 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 90 | $12,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 45 | $12,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 600 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 98 | $12,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 312 | $12,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 626 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 609 | $12,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 840 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 302 | $12,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 602 | $12,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 609 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 530 | $12,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 209 | $12,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 300 | $12,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $11,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 324 | $11,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 75 | $11,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 437 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 182 | $11,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 266 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 213 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,255 | $11,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 503 | $11,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 112 | $11,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 766 | $11,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 96 | $10,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 45 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 132 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 51 | $10,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 100 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 308 | $10,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 77 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 639 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 300 | $10,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 181 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 364 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 174 | $10,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 395 | $10,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 366 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 261 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 231 | $10,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 700 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,580 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 100 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 352 | $10,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 106 | $10,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 318 | $10,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 401 | $10,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,600 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 589 | $10,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 342 | $10,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $9,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 200 | $9,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 103 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 212 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 160 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 202 | $9,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 75 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 260 | $9,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,400 | $9,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 105 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,150 | $9,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,204 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 51 | $9,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 56 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 117 | $9,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 74 | $8,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 333 | $8,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $8,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 112 | $8,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 366 | $8,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 450 | $8,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 327 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 293 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 373 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $8,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 18 | $8,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 105 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 305 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 205 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $8,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 500 | $8,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 200 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $8,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,684 | $8,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 420 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 30 | $7,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20 | $7,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 42 | $7,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 141 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 151 | $7,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $7,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 100 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 300 | $7,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 400 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 56 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 211 | $7,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 440 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 101 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 122 | $7,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 450 | $7,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 67 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 303 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $7,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 300 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 67 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 234 | $6,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 250 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 117 | $6,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 295 | $6,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 115 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 350 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 186 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 500 | $6,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 500 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 283 | $6,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 500 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 147 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 65 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 102 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 126 | $6,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 793 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 54 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 100 | $5,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 91 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 29 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 85 | $5,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 101 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 65 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 550 | $5,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 38 | $5,000 | thousands by filing date | |
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| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $5,000 | thousands by filing date | |
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| HYD | 92189F361 | ETF | 145 | $5,000 | thousands by filing date | |
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| Chubb Limited | H1467J104 | COM | 30 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 26 | $4,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 20 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 60 | $4,000 | thousands by filing date | |
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| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 77 | $4,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 29 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 70 | $4,000 | thousands by filing date | |
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| AVNET INC COM | 053807103 | Stock | 100 | $4,000 | thousands by filing date | |
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| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 117 | $4,000 | thousands by filing date | |
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| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 66 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 55 | $4,000 | thousands by filing date | |
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| TOOTSIE ROLL INDS INC | 890516107 | COM | 140 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 500 | $4,000 | thousands by filing date | |
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| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 250 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 200 | $4,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 648 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 90 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 150 | $4,000 | thousands by filing date | |
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| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 205 | $4,000 | thousands by filing date | |
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| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,799 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,000 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 53 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 20 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 62 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,500 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 67 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 93 | $3,000 | thousands by filing date | |
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| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 57 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 29 | $3,000 | thousands by filing date | |
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| ISHARES TR | 464288430 | ASIA 50 ETF | 50 | $3,000 | thousands by filing date | |
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| CLEARWATER PAPER CORP | 18538R103 | COM | 100 | $3,000 | thousands by filing date | |
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| ASTEC INDS INC | 046224101 | COM | 50 | $3,000 | thousands by filing date | |
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| WYNN RESORTS LTD | 983134107 | COM | 25 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 500 | $3,000 | thousands by filing date | |
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| CZR | 127686103 | Stock | 340 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 91 | $3,000 | thousands by filing date | |
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| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22 | $2,000 | thousands by filing date | |
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| F5 INC COM | 315616102 | Stock | 10 | $2,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 25 | $2,000 | thousands by filing date | |
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| GENWORTH FINL INC | 37247D106 | COM SHS | 500 | $2,000 | thousands by filing date | |
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| ISHARES TR | 464288521 | CRE U S REIT ETF | 49 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 150 | $2,000 | thousands by filing date | |
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| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 117 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 47 | $2,000 | thousands by filing date | |
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| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 255 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 200 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10 | $1,000 | thousands by filing date | |
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| PHILLIPS 66 COM | 718546104 | Stock | 1 | $1,000 | thousands by filing date | |
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| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5 | $1,000 | thousands by filing date | |
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| ONE GAS INC COM | 68235P108 | Stock | 18 | $1,000 | thousands by filing date | |
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| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $1,000 | thousands by filing date | |
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| SNAP INC | 83304A106 | CL A | 10 | $1,000 | thousands by filing date | |
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| V2X INC | 92242T101 | COM | 6 | $1,000 | thousands by filing date | |
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| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50 | $1,000 | thousands by filing date | |
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| UNDER ARMOUR INC | 904311206 | CL C | 53 | $1,000 | thousands by filing date | |
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| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 29 | $1,000 | thousands by filing date | |
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| FIREEYE INC | 31816Q101 | COM | 71 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $1,000 | thousands by filing date | |
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| PERSPECTA INC | 715347100 | COM | 14 | $1,000 | thousands by filing date | |
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| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2 | $1,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 6 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4 | $1,000 | thousands by filing date | |
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| KOPIN CORP | 500600101 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 9 | $1,000 | thousands by filing date | |
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| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 215 | $1,000 | thousands by filing date | |
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| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 405 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 215 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 375 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2 | $1,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 430 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 100 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 150 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 5 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 100 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 66 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 12 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 50 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 500 | $1,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 31 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 17 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 250 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 14 | $1,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287101 | S&P 100 ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694883-18-000009 | this filing | 2018-10-30 | acceptance time not in the bulk data set |