13F-HR filed by Patriot Financial Group Insurance Agency, LLC
Patriot Financial Group Insurance Agency, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 945 holding rows worth $135,151,000.
- Accession
- 0001694883-18-000005
- Filer
- CIK 1694883
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 945 entries on the cover page, a total value of $135,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,151,000 with VALUE read as thousands by filing date, 13F file number 028-17988. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 289,177 | $13,837,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 826,151 | $5,990,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 173,581 | $4,560,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 75,637 | $3,790,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,087 | $3,348,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 30,534 | $3,016,000 | thousands by filing date | |
| VTI | 922908769 | COM | 22,238 | $2,949,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,974 | $1,808,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 61,505 | $1,783,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,247 | $1,630,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 47,916 | $1,571,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,892 | $1,560,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 80,689 | $1,527,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 18,760 | $1,496,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 34,107 | $1,476,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 21,042 | $1,473,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,212 | $1,253,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,771 | $1,178,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,772 | $1,129,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,890 | $1,090,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,250 | $1,028,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 730 | $1,002,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,194 | $991,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 52,949 | $962,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 41,334 | $958,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 49,642 | $931,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,994 | $929,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,607 | $864,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,010 | $844,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,535 | $831,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,080 | $831,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,602 | $820,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,505 | $806,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,284 | $785,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,730 | $721,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,556 | $720,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,704 | $713,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,688 | $709,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,379 | $706,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,596 | $701,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,526 | $698,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,043 | $695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 14,440 | $695,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 15,760 | $687,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 34,793 | $678,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,120 | $666,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,546 | $662,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 24,720 | $611,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,488 | $608,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 24,652 | $602,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 12,287 | $587,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 34,693 | $585,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,867 | $573,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,223 | $572,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,792 | $571,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 19,053 | $559,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,953 | $526,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,149 | $520,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,329 | $518,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 50,655 | $489,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 5,031 | $488,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,412 | $477,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,167 | $473,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,306 | $464,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,390 | $448,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,292 | $441,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,321 | $420,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,824 | $417,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,256 | $411,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,131 | $411,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 24,832 | $401,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,744 | $391,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,384 | $389,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,089 | $388,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 7,388 | $384,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,240 | $381,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,378 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,066 | $366,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,659 | $363,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 14,574 | $363,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,141 | $360,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,800 | $353,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,001 | $351,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,179 | $346,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,950 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,677 | $344,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 5,449 | $338,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,750 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,120 | $334,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,130 | $333,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,964 | $332,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 24,547 | $331,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,760 | $312,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 6,177 | $301,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,319 | $297,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,231 | $295,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 15,245 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 7,162 | $290,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 21,655 | $287,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,589 | $285,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,498 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 8,092 | $283,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,043 | $269,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 15,436 | $269,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 11,279 | $267,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,866 | $265,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,837 | $264,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,946 | $262,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,275 | $261,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,000 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,214 | $257,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,547 | $256,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,057 | $244,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,618 | $243,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,164 | $243,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,962 | $242,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,118 | $241,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,331 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,054 | $232,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,946 | $229,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,383 | $223,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 7,535 | $221,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,449 | $220,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,318 | $220,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,525 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,000 | $217,000 | thousands by filing date | |
| JPMORGAN CHASE FINL CO LLC | 48129G703 | CUSHING MLP 37 | 12,979 | $217,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,387 | $216,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,760 | $213,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,766 | $210,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,522 | $208,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,851 | $207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,097 | $206,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 8,532 | $204,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 7,869 | $199,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,086 | $198,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,020 | $198,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 7,822 | $198,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,520 | $192,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 877 | $191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,800 | $190,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,697 | $189,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 3,257 | $187,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,870 | $182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,628 | $182,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,992 | $182,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 5,221 | $182,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,610 | $181,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,758 | $176,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 6,910 | $174,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 14,962 | $173,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,135 | $170,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,282 | $169,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 967 | $167,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 5,754 | $166,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,634 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,402 | $164,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 770 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 13,832 | $160,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,244 | $155,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,083 | $152,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,785 | $151,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 9,680 | $150,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 800 | $149,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,479 | $147,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 7,317 | $147,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,379 | $143,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,230 | $143,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,501 | $143,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,237 | $143,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 5,596 | $143,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,416 | $142,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,506 | $140,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,200 | $140,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,296 | $139,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,525 | $139,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 8,306 | $139,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,322 | $136,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 2,003 | $132,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,584 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,469 | $131,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,287 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,882 | $130,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,334 | $129,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 4,520 | $127,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,150 | $124,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,042 | $123,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,000 | $118,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,464 | $117,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 412 | $116,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 7,168 | $116,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,125 | $114,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,562 | $114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,913 | $113,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,500 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 3,875 | $112,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,750 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 982 | $110,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,947 | $107,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 3,550 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,246 | $106,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 739 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,127 | $106,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,122 | $105,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,942 | $105,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 7,258 | $105,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,076 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 4,014 | $104,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 8,495 | $103,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 6,171 | $101,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 4,459 | $101,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 954 | $100,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 98 | $99,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,985 | $99,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,943 | $98,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 3,550 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,393 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 750 | $96,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,690 | $95,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 910 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,874 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,081 | $94,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,772 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 410 | $93,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 91 | $92,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 4,677 | $91,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,637 | $90,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,694 | $90,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,702 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,340 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,896 | $89,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,306 | $88,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,717 | $88,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,715 | $88,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 400 | $88,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,844 | $88,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,569 | $86,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,660 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,433 | $85,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,355 | $84,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,749 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,033 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,485 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,081 | $80,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3,216 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,054 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,331 | $79,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 837 | $79,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,544 | $78,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,239 | $78,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,808 | $78,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 5,550 | $78,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 670 | $77,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 499 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,978 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,755 | $75,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 3,262 | $75,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,410 | $74,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 948 | $74,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 960 | $74,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,071 | $73,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,020 | $72,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,600 | $72,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,232 | $71,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 332 | $70,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,567 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,796 | $70,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 417 | $69,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,346 | $69,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 350 | $68,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 310 | $68,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 841 | $68,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7,050 | $68,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,708 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 1,841 | $68,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,500 | $66,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 675 | $65,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,574 | $64,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,427 | $64,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 576 | $62,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,200 | $62,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 681 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,300 | $61,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,402 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 526 | $60,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 265 | $60,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,500 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,245 | $58,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 892 | $58,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,300 | $57,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,950 | $57,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,036 | $56,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 889 | $56,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 430 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,189 | $55,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,152 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 353 | $55,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,393 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 651 | $54,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,083 | $53,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,363 | $53,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,600 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,177 | $53,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 9,578 | $53,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,858 | $52,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 662 | $51,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 251 | $51,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 681 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,686 | $51,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 3,243 | $51,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 559 | $50,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,450 | $50,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 7,347 | $50,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 3,101 | $50,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 2,855 | $50,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 197 | $49,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 919 | $49,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 750 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,260 | $49,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 530 | $48,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 961 | $48,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 467 | $48,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,423 | $48,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,000 | $48,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,117 | $47,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,558 | $47,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,380 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 446 | $46,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,473 | $46,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,055 | $46,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 240 | $44,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 544 | $44,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 186 | $44,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 401 | $44,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,325 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,425 | $44,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 812 | $43,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 521 | $43,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 649 | $43,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 425 | $43,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 710 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 349 | $43,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 2,750 | $43,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 231 | $42,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 771 | $42,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,786 | $42,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 703 | $41,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,331 | $41,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,950 | $41,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,814 | $41,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 911 | $40,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 990 | $40,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 4,291 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,062 | $40,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 272 | $39,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,199 | $39,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,551 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 359 | $39,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 96 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 300 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 2,400 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,025 | $37,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,100 | $37,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $36,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 690 | $36,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 662 | $36,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 750 | $36,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,250 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 589 | $36,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,750 | $36,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,400 | $36,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 496 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,115 | $35,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,500 | $35,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 563 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 722 | $34,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 666 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 387 | $34,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,083 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 217 | $33,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 425 | $32,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,750 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 201 | $32,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,600 | $32,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 470 | $32,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,411 | $32,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 723 | $32,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,271 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,294 | $32,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 582 | $31,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 800 | $31,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,028 | $31,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,999 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,350 | $30,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 323 | $29,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 363 | $29,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 137 | $29,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,255 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 434 | $29,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,312 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 640 | $29,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,000 | $29,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 702 | $29,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,017 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 258 | $28,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 351 | $28,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 213 | $28,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 496 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 165 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 600 | $28,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 230 | $27,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 432 | $27,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 636 | $27,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 451 | $27,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,107 | $27,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 625 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 172 | $26,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 400 | $26,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 424 | $26,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 922 | $26,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,900 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 675 | $26,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,636 | $26,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,017 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 686 | $26,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,100 | $26,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 298 | $26,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,896 | $26,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 136 | $25,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 641 | $25,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,166 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 150 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 296 | $25,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,020 | $25,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 240 | $24,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 85 | $24,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 221 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 791 | $24,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,005 | $24,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 237 | $23,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 468 | $23,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,370 | $23,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 224 | $23,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 498 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 450 | $23,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 561 | $23,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,000 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 524 | $23,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,218 | $22,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 250 | $22,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 270 | $22,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 509 | $22,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,056 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 218 | $22,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,450 | $22,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 800 | $22,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 153 | $22,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 84 | $21,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 154 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 416 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 244 | $21,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $21,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 300 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 879 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 346 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 370 | $21,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,250 | $21,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,142 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,322 | $20,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 150 | $20,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 300 | $20,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,970 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 434 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 492 | $20,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 14,598 | $20,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 110 | $19,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 286 | $19,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 277 | $19,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 475 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 281 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 221 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 101 | $19,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 800 | $19,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 356 | $19,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,900 | $19,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 107 | $18,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 350 | $18,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 214 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $18,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 66 | $18,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,400 | $18,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 505 | $18,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 653 | $18,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 132 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 557 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 300 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 695 | $18,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 78 | $17,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 557 | $17,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 974 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694883-18-000005 | this filing | 2018-05-14 | acceptance time not in the bulk data set |