13F-HR filed by Patriot Financial Group Insurance Agency, LLC
Patriot Financial Group Insurance Agency, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-26, with 905 holding rows worth $111,924,000.
- Accession
- 0001694883-17-000004
- Filer
- CIK 1694883
- Filed
- 2017-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 905 entries on the cover page, a total value of $111,924,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,924,000 with VALUE read as thousands by filing date, 13F file number 028-17988. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 130 | $13,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,300 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 76 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 300 | $13,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 125 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 450 | $13,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 149 | $12,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 80 | $12,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $12,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 884 | $12,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 267 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 214 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 310 | $12,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 194 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 629 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $12,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $12,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 217 | $12,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 400 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 300 | $12,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 300 | $12,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $11,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 125 | $11,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 73 | $11,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 75 | $11,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 101 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 217 | $11,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 116 | $11,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 795 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 325 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 250 | $11,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 508 | $11,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,100 | $11,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 231 | $11,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 500 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 530 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 313 | $11,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,445 | $11,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 152 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 267 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200 | $10,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 383 | $10,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 157 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 107 | $10,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 109 | $10,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 199 | $10,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 759 | $10,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 865 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 173 | $10,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 319 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 212 | $10,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 116 | $10,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 705 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 228 | $10,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 100 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 313 | $10,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 433 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 111 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 400 | $10,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 585 | $10,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 62 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 91 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 482 | $9,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 182 | $9,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 187 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 75 | $9,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 328 | $9,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 75 | $9,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 475 | $9,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,041 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 98 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 108 | $9,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 600 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 320 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 248 | $9,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 154 | $9,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 201 | $9,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,150 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 52 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,989 | $9,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 200 | $9,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,300 | $9,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 100 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 55 | $8,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200 | $8,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 142 | $8,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 112 | $8,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 108 | $8,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 425 | $8,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 444 | $8,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 100 | $8,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,875 | $8,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $8,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,150 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 74 | $8,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 81 | $8,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 250 | $8,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 450 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 106 | $8,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 421 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 61 | $8,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 501 | $8,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 500 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,000 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 76 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 285 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $8,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 5,464 | $8,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 300 | $8,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 787 | $8,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 200 | $8,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 600 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,840 | $8,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 323 | $8,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 403 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,507 | $8,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 327 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 168 | $7,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 214 | $7,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 144 | $7,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $7,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $7,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,035 | $7,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 175 | $7,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 35 | $7,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 60 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 333 | $7,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $7,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 124 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 500 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $7,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 16 | $7,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 460 | $7,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 150 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 980 | $7,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 205 | $7,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 54 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 131 | $7,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,221 | $7,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3,422 | $7,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 755 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 800 | $7,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 289 | $7,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $7,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 130 | $7,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 200 | $7,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 46 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $6,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 50 | $6,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 16 | $6,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25 | $6,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 99 | $6,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 169 | $6,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 200 | $6,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 150 | $6,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 75 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 102 | $6,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 54 | $6,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 250 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 50 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 70 | $6,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 392 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 100 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 350 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 40 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 142 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 294 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 162 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 47 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 10 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 319 | $6,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 350 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 241 | $6,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 102 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 12,987 | $6,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 400 | $6,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 196 | $6,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 94 | $5,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 115 | $5,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 44 | $5,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 200 | $5,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26 | $5,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,225 | $5,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 109 | $5,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 100 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 70 | $5,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 7 | $5,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 97 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 56 | $5,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 337 | $5,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 200 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 150 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 212 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 207 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 232 | $5,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 500 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 89 | $5,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 462 | $5,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 25 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 316 | $5,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 150 | $5,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 249 | $5,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 136 | $5,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 264 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,030 | $5,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 55 | $5,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 41 | $5,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 40 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 200 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 800 | $5,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 300 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 87 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 51 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 44 | $4,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 29 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 70 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 200 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 170 | $4,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 26 | $4,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 95 | $4,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 33 | $4,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 68 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8 | $4,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 51 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 73 | $4,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 50 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 24 | $4,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 35 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 67 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 36 | $4,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 27 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 30 | $4,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 33 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 24 | $4,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 117 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 23 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 51 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 71 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 54 | $4,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 71 | $4,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 32 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 40 | $4,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 16 | $4,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 390 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 28 | $4,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 75 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 500 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 24 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 350 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,023 | $4,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 415 | $4,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 400 | $4,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,565 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 47 | $4,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 9,708 | $4,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 34 | $3,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 58 | $3,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 27 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 18 | $3,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 44 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 411 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50 | $3,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 23 | $3,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 27 | $3,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 18 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 16 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 42 | $3,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 20 | $3,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 31 | $3,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 66 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 52 | $3,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 72 | $3,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 46 | $3,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 89 | $3,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 30 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 29 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 28 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 163 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 59 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 41 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 25 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 76 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 150 | $3,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 55 | $3,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 59 | $3,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 65 | $3,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 46 | $3,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 27 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 22 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 43 | $3,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 28 | $3,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 63 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 200 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 102 | $3,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 41 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 34 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 613 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 284 | $3,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 32 | $3,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 650 | $3,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 250 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 404 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,550 | $3,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,695 | $3,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 100 | $3,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,180 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 100 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 24 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 16 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 20 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7 | $2,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 15 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 22 | $2,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 27 | $2,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 14 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 216 | $2,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 27 | $2,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 10 | $2,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10 | $2,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 30 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 110 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 28 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 62 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 25 | $2,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 16 | $2,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 35 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 31 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 31 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 26 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 17 | $2,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 55 | $2,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 24 | $2,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 500 | $2,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 30 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 47 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 39 | $2,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 13 | $2,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 17 | $2,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 27 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 25 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 35 | $2,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 140 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 300 | $2,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6 | $1,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 23 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 17 | $1,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 39 | $1,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10 | $1,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 18 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 59 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 100 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 14 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 10 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 19 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 20 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 33 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 100 | $1,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6 | $1,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 13 | $1,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 11 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 11 | $1,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 38 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 16 | $1,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3 | $1,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 14 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 13 | $1,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8 | $1,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 15 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 41 | $1,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 21 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 72 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 25 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 47 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 100 | $1,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 42 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 200 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 51 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 100 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 100 | $1,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 35 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694883-17-000004 | this filing | 2017-10-26 | acceptance time not in the bulk data set |