13F-HR filed by Mutual Advisors, LLC
Mutual Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 735 holding rows worth $1,346,200,000.
- Accession
- 0001694080-21-000001
- Filer
- CIK 1694080
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 737 entries on the cover page, a total value of $1,346,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,346,200,000 with VALUE read as thousands by filing date, 13F file number 028-18374. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REDFIN CORP | 75737F108 | COM | 6,325 | $434,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 541 | $433,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,746 | $432,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,068 | $431,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 13,048 | $431,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,718 | $430,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,802 | $426,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,000 | $425,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 20,858 | $422,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,740 | $420,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,478 | $416,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,963 | $413,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 29,000 | $412,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,667 | $411,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,737 | $410,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,340 | $405,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,669 | $404,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 5,611 | $404,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 13,129 | $402,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,057 | $402,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 13,088 | $402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 16,145 | $402,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 64,911 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,393 | $399,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,460 | $399,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,646 | $397,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 14,550 | $397,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,954 | $395,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,413 | $395,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 17,973 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,918 | $392,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,601 | $391,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,115 | $391,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,547 | $388,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,086 | $387,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,501 | $386,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 43,792 | $385,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,483 | $384,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,650 | $381,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,183 | $381,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 21,875 | $375,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,909 | $375,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,334 | $374,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,178 | $372,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,960 | $370,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,635 | $370,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,777 | $369,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,750 | $362,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 18,399 | $362,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 24,637 | $362,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,790 | $360,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 488 | $359,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,314 | $359,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,980 | $358,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,342 | $355,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,561 | $355,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,724 | $355,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,160 | $354,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 299 | $354,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,804 | $354,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 14,181 | $353,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,009 | $351,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,346 | $351,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,683 | $350,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 9,232 | $348,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,041 | $348,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,668 | $348,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,039 | $346,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,293 | $344,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 50,963 | $344,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 9,100 | $344,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 14,335 | $343,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,402 | $342,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,374 | $341,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,580 | $341,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 8,276 | $335,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 663 | $332,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,791 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,103 | $329,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 33,911 | $328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 6,086 | $326,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,484 | $325,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,614 | $323,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,788 | $322,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,244 | $321,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,678 | $321,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,389 | $320,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,763 | $320,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 31,358 | $318,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,631 | $318,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,383 | $317,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,068 | $315,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 5,498 | $314,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 11,900 | $314,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 16,654 | $312,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,290 | $307,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 12,091 | $306,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,310 | $306,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,348 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,201 | $304,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,318 | $304,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,899 | $303,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,895 | $302,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,736 | $298,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,556 | $298,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 604 | $295,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 25,959 | $295,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,941 | $293,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,239 | $291,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 12,705 | $290,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,886 | $288,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 923 | $282,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,896 | $282,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 7,434 | $280,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 683 | $280,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 9,173 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,371 | $279,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 26,396 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 14,212 | $275,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 9,413 | $275,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,041 | $274,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 10,736 | $272,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,165 | $271,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,683 | $270,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,959 | $268,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,553 | $267,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,852 | $264,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,202 | $261,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,812 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,730 | $261,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 13,764 | $261,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,058 | $260,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,271 | $260,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 15,485 | $260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,814 | $257,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 6,435 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,493 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,080 | $253,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 7,628 | $253,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 914 | $252,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,935 | $252,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,311 | $251,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,520 | $250,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,157 | $250,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,793 | $250,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,975 | $249,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,664 | $248,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 585 | $246,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,010 | $245,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 723 | $245,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,746 | $241,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 5,891 | $241,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,735 | $240,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,802 | $235,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,874 | $234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,544 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,575 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 19,850 | $234,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,561 | $233,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 6,850 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,740 | $232,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,363 | $231,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,255 | $231,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,451 | $231,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,680 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 20,354 | $229,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,112 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 4,192 | $227,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,095 | $226,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,601 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,945 | $223,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,002 | $223,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 5,869 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,690 | $218,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 852 | $217,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,838 | $217,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 380 | $217,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,311 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,409 | $216,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 787 | $214,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,896 | $214,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 16,344 | $213,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,257 | $212,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,258 | $212,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,208 | $211,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,348 | $211,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 5,756 | $210,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,668 | $210,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,671 | $209,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 3,306 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 543 | $206,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 4,825 | $206,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,425 | $206,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 283 | $206,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,427 | $205,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,180 | $205,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,000 | $205,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,561 | $203,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 12,379 | $203,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 3,271 | $202,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,886 | $202,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 5,580 | $202,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 5,286 | $202,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 517 | $201,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 949 | $201,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 29,377 | $187,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,400 | $186,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,711 | $184,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,329 | $180,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,757 | $178,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 15,451 | $171,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,837 | $168,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 15,406 | $164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,100 | $148,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,359 | $147,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,522 | $139,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,860 | $132,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 10,000 | $125,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 20,148 | $122,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 14,440 | $116,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,937 | $105,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 31,400 | $96,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,145 | $95,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,028 | $90,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 27,954 | $85,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,264 | $83,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,640 | $73,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 18,896 | $55,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 19,800 | $52,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,397 | $45,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,300 | $41,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 14,500 | $24,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,960 | $20,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,300 | $19,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 38,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694080-21-000001 | this filing | 2021-02-11 | acceptance time not in the bulk data set |