13F-HR filed by Mutual Advisors, LLC
Mutual Advisors, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 560 holding rows worth $737,122,000.
- Accession
- 0001694080-20-000002
- Filer
- CIK 1694080
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 560 entries on the cover page, a total value of $737,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $737,122,000 with VALUE read as thousands by filing date, 13F file number 028-18374. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,097 | $202,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 7,988 | $201,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,844 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,751 | $200,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,175 | $199,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 20,700 | $199,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,134 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 26,527 | $198,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,099 | $187,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,889 | $183,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 24,970 | $180,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 25,169 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,611 | $166,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,130 | $164,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,000 | $163,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 22,468 | $158,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,729 | $157,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,341 | $148,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 19,662 | $146,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 20,808 | $146,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 76,238 | $140,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,699 | $137,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 17,313 | $136,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,065 | $130,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 53,664 | $128,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,142 | $123,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,900 | $119,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,121 | $118,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 11,026 | $116,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,700 | $115,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,233 | $114,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,632 | $108,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 30,817 | $106,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,291 | $105,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,912 | $101,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 26,002 | $99,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 12,004 | $95,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,405 | $94,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,420 | $88,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,594 | $83,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,508 | $80,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 210,150 | $80,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,319 | $77,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 60,200 | $75,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,356 | $70,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,439 | $65,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,248 | $64,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 14,801 | $53,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 43,100 | $41,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,286 | $39,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,147 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,341 | $35,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,300 | $33,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 32,485 | $29,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,286 | $28,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 16,800 | $23,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 15,964 | $15,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,043 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,993 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694080-20-000002 | this filing | 2020-05-13 | acceptance time not in the bulk data set |