13F-HR filed by Mutual Advisors, LLC
Mutual Advisors, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 596 holding rows worth $940,064,000.
- Accession
- 0001694080-20-000001
- Filer
- CIK 1694080
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 599 entries on the cover page, a total value of $940,064,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $940,064,000 with VALUE read as thousands by filing date, 13F file number 028-18374. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,330 | $256,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,436 | $256,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,278 | $253,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,338 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,176 | $252,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,221 | $252,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 9,729 | $252,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,706 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,359 | $251,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,389 | $249,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 660 | $248,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,308 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,253 | $248,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,046 | $247,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,750 | $247,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,465 | $245,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,798 | $243,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 483 | $243,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 20,700 | $243,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,105 | $242,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 22,149 | $241,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,670 | $240,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 16,439 | $240,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,572 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,592 | $238,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,554 | $237,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,731 | $237,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,116 | $235,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,468 | $234,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,255 | $233,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,175 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,747 | $229,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,718 | $229,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,952 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 6,625 | $227,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 4,978 | $227,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,254 | $225,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,284 | $225,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,484 | $225,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 15,000 | $224,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,845 | $223,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,580 | $223,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,039 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,858 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,942 | $218,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,671 | $215,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,020 | $215,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,444 | $215,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,103 | $214,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 60,200 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,040 | $213,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,986 | $213,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,363 | $209,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,125 | $207,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,192 | $206,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,895 | $206,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,431 | $204,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 962 | $203,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,296 | $202,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 16,550 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,552 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,999 | $200,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,014 | $200,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,547 | $200,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 78,484 | $196,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 44,340 | $187,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,700 | $183,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,288 | $181,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 55,654 | $179,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,105 | $174,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,341 | $169,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,298 | $165,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,409 | $164,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,700 | $150,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,478 | $144,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,008 | $141,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,065 | $139,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,886 | $139,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,847 | $137,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,296 | $130,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,132 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,434 | $127,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,142 | $122,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,407 | $104,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,580 | $99,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,922 | $91,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,169 | $90,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,067 | $65,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 30,149 | $65,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,718 | $57,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,300 | $44,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,450 | $36,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,427 | $31,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,043 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,418 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694080-20-000001 | this filing | 2020-02-11 | acceptance time not in the bulk data set |