13F-HR filed by Mutual Advisors, LLC
Mutual Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-01, with 544 holding rows worth $756,953,000.
- Accession
- 0001694080-19-000004
- Filer
- CIK 1694080
- Filed
- 2019-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 547 entries on the cover page, a total value of $756,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $756,953,000 with VALUE read as thousands by filing date, 13F file number 028-18374. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 390,000 | $207,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,855 | $207,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,624 | $205,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,308 | $205,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,257 | $204,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,170 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,040 | $203,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,380 | $201,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,935 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,951 | $200,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,861 | $188,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,389 | $180,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,332 | $180,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,185 | $173,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,055 | $173,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 54,496 | $172,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,116 | $168,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,341 | $163,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,110 | $157,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,065 | $142,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,836 | $136,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,347 | $135,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,142 | $127,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,008 | $125,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 27,637 | $121,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,471 | $119,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,125 | $106,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,075 | $105,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,663 | $102,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,049 | $100,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,000 | $92,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,600 | $86,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,725 | $81,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,209 | $73,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,080 | $71,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,717 | $59,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,422 | $59,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,000 | $55,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,401 | $46,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,300 | $43,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,450 | $30,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 28,000 | $17,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,293 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001694080-19-000004 | this filing | 2019-11-01 | acceptance time not in the bulk data set |