13F-HR filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-17, with 614 holding rows worth $1,202,362,589.
- Accession
- 0001691766-23-000003
- Filer
- CIK 1691766
- Filed
- 2023-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 614 entries on the cover page, a total value of $1,202,362,589 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,202,362,589 with VALUE read as dollars as filed, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MILLS INC COM | 370334104 | Stock | 4,170 | $266,838 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,359 | $264,735 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 840 | $263,546 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,376 | $263,531 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 640 | $261,492 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,291 | $261,468 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,502 | $261,238 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,856 | $261,082 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 3,562 | $260,953 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,955 | $260,923 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 695 | $260,806 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,461 | $260,800 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,477 | $260,768 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 8,733 | $259,715 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,463 | $257,913 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 586 | $257,756 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 7,363 | $257,410 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,191 | $255,003 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,503 | $253,839 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,389 | $252,761 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,550 | $252,730 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 6,750 | $251,084 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 33,771 | $248,894 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 3,257 | $247,258 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 689 | $247,098 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 10,319 | $247,048 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,541 | $245,561 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,650 | $245,055 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,324 | $243,574 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 3,606 | $243,279 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 31,649 | $239,900 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,458 | $239,707 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 9,955 | $236,359 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,727 | $235,895 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,037 | $235,326 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 12,254 | $235,147 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,625 | $233,202 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,281 | $232,742 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 3,429 | $230,977 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,027 | $230,126 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,253 | $229,863 | dollars as filed | |
| CORNING INC | 219350105 | COM | 7,496 | $228,393 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 8,537 | $228,279 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,512 | $227,817 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,652 | $224,214 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 15,884 | $223,326 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 12,102 | $222,553 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,029 | $221,087 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,436 | $220,884 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,466 | $220,654 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,394 | $219,195 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 5,922 | $218,828 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,419 | $218,315 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 498 | $216,758 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 959 | $216,606 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,675 | $215,466 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,400 | $215,072 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,063 | $214,661 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,228 | $213,692 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 965 | $213,334 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,339 | $213,067 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 618 | $212,354 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 23,538 | $212,079 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 7,830 | $211,728 | dollars as filed | |
| Linde plc | G54950103 | COM | 567 | $211,135 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,468 | $210,393 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,273 | $210,375 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,495 | $209,818 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 5,506 | $207,794 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,200 | $207,186 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,630 | $206,823 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,917 | $205,567 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,111 | $204,346 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,237 | $204,337 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 111 | $203,332 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,815 | $202,198 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,554 | $201,410 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,249 | $201,083 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,598 | $197,864 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,399 | $195,835 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 35,641 | $193,173 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,149 | $190,754 | dollars as filed | |
| URBAN-GRO INC | 91704K202 | COM NEW | 129,052 | $175,508 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,225 | $167,809 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 17,490 | $160,208 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,793 | $158,028 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,000 | $146,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,037 | $141,584 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,050 | $132,379 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,143 | $131,660 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 13,570 | $120,910 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 14,350 | $119,537 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,900 | $105,774 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 10,523 | $100,810 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,977 | $98,576 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,088 | $84,270 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 24,000 | $66,961 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 23,500 | $53,580 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,300 | $53,242 | dollars as filed | put |
| GERON CORP | 374163103 | COM | 20,623 | $43,721 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,000 | $37,230 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 30,011 | $28,277 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 11,000 | $21,670 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $10,800 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 11,500 | $6,111 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 7,000 | $5,460 | dollars as filed | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $3,689 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 6,000 | $2,250 | dollars as filed | call |
| Eaton Corp. Plc | G29183103 | COM | 300 | $750 | dollars as filed | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 100 | $730 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $550 | dollars as filed | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $370 | dollars as filed | call |
| FASTENAL CO COM | 311900104 | Stock | 4,000 | $200 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 600 | $6 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001691766-23-000003 | this filing | 2023-10-17 | acceptance time not in the bulk data set |