13F-HR/A filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-17, with 657 holding rows worth $1,056,694,000.
- Accession
- 0001691766-22-000002
- Filer
- CIK 1691766
- Filed
- 2022-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 657 entries on the cover page, a total value of $1,056,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,056,694,000 with VALUE read as thousands by filing date, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,566 | $296,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,441 | $294,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 6,949 | $293,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,316 | $289,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,141 | $289,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 744 | $289,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,324 | $287,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,304 | $286,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,180 | $285,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,125 | $285,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,087 | $283,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,505 | $283,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,116 | $283,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 5,365 | $281,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 34,889 | $280,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 758 | $279,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,251 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,638 | $278,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,314 | $276,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,572 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,508 | $274,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,642 | $274,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,511 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,727 | $273,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,006 | $270,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,383 | $269,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 199 | $268,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,919 | $268,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,621 | $266,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 984 | $265,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,006 | $264,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,639 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,096 | $262,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 562 | $261,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,500 | $261,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,064 | $261,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 6,544 | $260,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,770 | $260,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,799 | $259,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,059 | $258,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,896 | $257,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,182 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,095 | $257,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,417 | $257,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,874 | $256,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,516 | $256,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,456 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,208 | $256,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,475 | $254,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,946 | $253,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,683 | $253,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,228 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,538 | $251,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,764 | $249,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,733 | $248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 3,172 | $247,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,120 | $246,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,800 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 4,827 | $245,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,182 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 6,190 | $245,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,929 | $244,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,401 | $243,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,786 | $243,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 706 | $242,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,305 | $239,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,658 | $238,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,812 | $237,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 720 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,958 | $235,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,488 | $235,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,047 | $235,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,486 | $234,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,309 | $234,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,400 | $232,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,294 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,646 | $230,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,103 | $230,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 599 | $229,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,227 | $229,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 524 | $229,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,711 | $229,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,619 | $228,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,071 | $227,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,462 | $227,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,756 | $225,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,505 | $224,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 931 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,780 | $223,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,232 | $222,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,155 | $222,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 130 | $221,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 497 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,065 | $219,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,381 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 20,000 | $217,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,544 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 8,146 | $216,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,949 | $215,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,786 | $214,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,989 | $214,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,031 | $213,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,290 | $213,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,591 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,567 | $213,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,053 | $210,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,903 | $210,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 7,060 | $210,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 617 | $209,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,542 | $209,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 688 | $208,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,923 | $208,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 5,733 | $205,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,000 | $205,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,699 | $204,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,149 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,711 | $204,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 506 | $203,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 856 | $201,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 372 | $200,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 30,106 | $193,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,543 | $176,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,059 | $173,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 69,000 | $167,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,400 | $160,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,058 | $140,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 16,730 | $134,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 21,500 | $131,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,911 | $130,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,248 | $129,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,753 | $120,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,018 | $108,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,000 | $85,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,960 | $82,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 14,101 | $82,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,619 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,427 | $71,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 10,113 | $47,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,428 | $41,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,400 | $33,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 46,942 | $27,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,123 | $18,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,220 | $17,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 800 | $12,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 300 | $11,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,950 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,000 | $8,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,000 | $7,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,500 | $6,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 3,200 | $6,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $3,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $3,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 2,500 | $3,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,000 | $1,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 10,000 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001691766-22-000001 | superseded | 2022-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001691766-22-000002 | this filing | 2022-02-17 | acceptance time not in the bulk data set |