13F-HR filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-03, with 633 holding rows worth $880,840,000.
- Accession
- 0001691766-21-000004
- Filer
- CIK 1691766
- Filed
- 2021-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 633 entries on the cover page, a total value of $880,840,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $880,840,000 with VALUE read as thousands by filing date, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,157 | $274,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,688 | $274,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,199 | $273,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 4,321 | $273,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,295 | $273,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 942 | $272,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18,738 | $272,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,285 | $271,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,062 | $271,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 4,934 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 5,609 | $270,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,379 | $269,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 10,000 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 6,630 | $267,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,968 | $266,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,000 | $266,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,399 | $265,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,250 | $265,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 65,320 | $265,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,496 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,727 | $264,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,066 | $263,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,837 | $262,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,873 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 10,260 | $262,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,941 | $259,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 16,162 | $259,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,411 | $258,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 15,321 | $258,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 6,860 | $257,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,738 | $257,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,872 | $256,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 29,774 | $256,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,885 | $255,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,430 | $255,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,166 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,527 | $254,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 180 | $253,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,301 | $253,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,192 | $252,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,584 | $251,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 8,380 | $251,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 9,970 | $250,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 520 | $248,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 2,928 | $248,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,007 | $246,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,025 | $246,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,397 | $245,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 586 | $244,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 36,181 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,630 | $241,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,000 | $241,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,456 | $239,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,811 | $239,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,507 | $238,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 5,191 | $238,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,030 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,564 | $236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,253 | $235,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 22,923 | $234,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,239 | $233,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,441 | $233,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,126 | $233,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,339 | $230,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,000 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,702 | $230,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 155 | $228,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 714 | $228,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,232 | $227,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 9,663 | $226,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 8,660 | $225,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,179 | $225,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,686 | $224,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,959 | $222,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 602 | $221,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 801 | $220,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,330 | $220,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,834 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,413 | $219,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 607 | $218,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,058 | $218,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,271 | $218,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,441 | $218,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,391 | $218,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,606 | $216,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,557 | $216,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,463 | $215,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,428 | $215,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 739 | $215,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,954 | $215,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 5,323 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 5,017 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,780 | $213,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 59,000 | $211,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,809 | $210,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,145 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,651 | $207,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,003 | $204,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,043 | $204,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 732 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,699 | $203,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,228 | $202,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,996 | $201,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,149 | $142,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 14,550 | $140,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,248 | $135,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,961 | $135,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 12,450 | $105,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,251 | $80,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,386 | $80,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,939 | $79,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 8,655 | $68,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,400 | $57,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 35,000 | $55,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 50,000 | $52,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,600 | $50,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,505 | $46,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,000 | $44,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 900 | $41,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 12,123 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,000 | $16,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,500 | $12,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $12,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 400 | $7,000 | thousands by filing date | call |
| LEMONADEINC | 52567D107 | STOK | 1,000 | $6,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,400 | $4,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,000 | $4,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 200 | $3,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 200 | $1,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,000 | $1,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001691766-21-000004 | this filing | 2021-05-03 | acceptance time not in the bulk data set |