13F-HR filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 1,952 holding rows worth $500,044,000.
- Accession
- 0001691766-20-000002
- Filer
- CIK 1691766
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,952 entries on the cover page, a total value of $500,044,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,044,000 with VALUE read as thousands by filing date, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 170 | $22,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 499 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 530 | $22,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 378 | $21,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 786 | $21,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 190 | $21,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 493 | $21,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 223 | $21,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 604 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 278 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 447 | $21,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 591 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,331 | $21,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,885 | $21,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,387 | $21,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,683 | $21,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 434 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,758 | $21,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 800 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 683 | $21,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 27,920 | $21,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 95 | $20,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 370 | $20,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 7,350 | $20,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 465 | $20,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 516 | $20,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 557 | $20,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 807 | $20,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,350 | $20,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,526 | $20,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,530 | $20,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 275 | $20,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,951 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 771 | $20,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 457 | $19,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 529 | $19,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,254 | $19,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 784 | $19,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 445 | $19,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 600 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 920 | $19,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 396 | $19,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 414 | $19,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 759 | $19,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 245 | $19,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 523 | $19,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,372 | $19,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 537 | $19,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 788 | $19,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,105 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,000 | $19,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 764 | $19,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 768 | $18,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 204 | $18,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 116 | $18,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 55 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 665 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 106 | $18,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 802 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 485 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 384 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 520 | $18,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 940 | $18,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,100 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 540 | $18,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 160 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 841 | $18,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 127 | $18,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 417 | $18,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,000 | $18,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,881 | $18,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 135 | $18,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 1,755 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,075 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 745 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 650 | $18,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 305 | $18,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,396 | $18,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 166 | $17,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,102 | $17,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 523 | $17,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 300 | $17,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 600 | $17,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 741 | $17,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 757 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 188 | $17,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,184 | $17,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 422 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 650 | $17,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 610 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 305 | $16,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 80 | $16,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 399 | $16,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 598 | $16,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 191 | $16,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 186 | $16,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 221 | $16,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 100 | $16,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 445 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 652 | $16,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 248 | $16,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 405 | $16,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,331 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 582 | $16,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,248 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,707 | $16,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,236 | $16,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 330 | $15,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 470 | $15,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 499 | $15,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 101 | $15,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 175 | $15,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 823 | $15,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,100 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 947 | $15,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 700 | $15,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,165 | $15,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 457 | $15,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 687 | $15,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 867 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 440 | $15,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 200 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 920 | $15,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 16,721 | $15,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 153 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,833 | $15,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 402 | $14,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,166 | $14,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 534 | $14,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 255 | $14,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 130 | $14,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 124 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 75 | $14,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 420 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 424 | $14,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,519 | $14,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 269 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 658 | $14,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 327 | $14,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 75 | $14,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 129 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 970 | $14,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 501 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 300 | $14,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 750 | $14,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 94 | $14,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 560 | $14,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 590 | $13,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 102 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,999 | $13,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 353 | $13,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 8,833 | $13,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 368 | $13,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 950 | $13,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 377 | $13,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 38 | $13,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 3,064 | $13,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 500 | $13,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 482 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,075 | $13,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 270 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 233 | $12,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 971 | $12,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 81 | $12,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 800 | $12,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 167 | $12,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 102 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 130 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 224 | $12,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 122 | $12,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 453 | $12,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 125 | $12,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 320 | $12,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 135 | $12,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 250 | $12,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 299 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 370 | $12,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 255 | $12,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 340 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 250 | $12,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,405 | $12,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 3,081 | $12,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,032 | $12,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 100 | $11,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 145 | $11,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 83 | $11,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 111 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 877 | $11,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 350 | $11,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 786 | $11,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 182 | $11,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 58 | $11,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 85 | $11,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 598 | $11,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 285 | $11,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 130 | $11,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 93 | $11,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 65 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 755 | $11,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $11,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,085 | $11,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 400 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 215 | $11,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 800 | $11,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 60 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 392 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 800 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,281 | $11,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,243 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 169 | $11,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $11,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 476 | $11,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 475 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 954 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 562 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 775 | $11,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,095 | $11,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,072 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 400 | $11,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 465 | $11,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 341 | $11,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,100 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 56 | $10,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 93 | $10,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 106 | $10,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 73 | $10,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 400 | $10,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 88 | $10,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 178 | $10,000 | thousands by filing date | |
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| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 891 | $7,000 | thousands by filing date | |
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| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 185 | $4,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12 | $4,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 132 | $4,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 203 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 285 | $4,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 35 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 444 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 753 | $4,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 250 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 150 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 225 | $4,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 200 | $4,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 69 | $4,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 70 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 432 | $4,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 30 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 170 | $4,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 54 | $4,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 45 | $4,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 25 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,150 | $4,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 244 | $4,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 95 | $4,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 350 | $4,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 521 | $4,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 165 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 87 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 61 | $4,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 354 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 700 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 110 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 467 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 70 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 200 | $4,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 250 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 250 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001691766-20-000002 | this filing | 2020-05-12 | acceptance time not in the bulk data set |