13F-HR filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-22, with 1,946 holding rows worth $510,250,000.
- Accession
- 0001691766-19-000004
- Filer
- CIK 1691766
- Filed
- 2019-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,946 entries on the cover page, a total value of $510,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,250,000 with VALUE read as thousands by filing date, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEATTLE GENETICS INC | 812578102 | COM | 310 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 650 | $26,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,500 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 530 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,100 | $26,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,142 | $26,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 303 | $26,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 131 | $25,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 627 | $25,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 122 | $25,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 160 | $25,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,217 | $25,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,813 | $25,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 218 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 569 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,136 | $25,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 552 | $25,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,075 | $25,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 2 | $25,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 373 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 200 | $25,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 831 | $24,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 865 | $24,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 826 | $24,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 245 | $24,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,361 | $24,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,265 | $24,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 121 | $24,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 380 | $24,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 400 | $24,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 475 | $24,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 541 | $24,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,855 | $24,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,449 | $24,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,290 | $24,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 593 | $23,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 399 | $23,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 224 | $23,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 271 | $23,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 567 | $23,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,005 | $23,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,885 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,285 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 745 | $23,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,220 | $23,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 247 | $22,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 312 | $22,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 927 | $22,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 445 | $22,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,557 | $22,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 266 | $22,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 161 | $22,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 797 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 485 | $22,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 947 | $22,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 800 | $22,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 521 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 187 | $22,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 771 | $22,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 804 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,758 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 200 | $22,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,925 | $22,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,030 | $22,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 296 | $21,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $21,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 372 | $21,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 497 | $21,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 415 | $21,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 458 | $21,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 670 | $21,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 316 | $21,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 521 | $21,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,709 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 575 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,331 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 655 | $21,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 597 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 650 | $21,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 430 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,833 | $21,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 95 | $20,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 761 | $20,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 133 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 321 | $20,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 118 | $20,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 849 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 677 | $20,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 266 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 775 | $20,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 496 | $20,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,563 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 800 | $20,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 449 | $20,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 825 | $20,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 350 | $19,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 716 | $19,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 130 | $19,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,322 | $19,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,195 | $19,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 113 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,670 | $19,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,010 | $19,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 256 | $19,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 750 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 466 | $19,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,231 | $19,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 390 | $19,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 718 | $19,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 144 | $19,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,300 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 400 | $19,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 617 | $19,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,550 | $19,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 323 | $19,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 800 | $19,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,023 | $19,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 115 | $18,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 200 | $18,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 220 | $18,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 352 | $18,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 430 | $18,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 348 | $18,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,545 | $18,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 378 | $18,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 356 | $18,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 319 | $18,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 414 | $18,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 802 | $18,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,085 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 424 | $18,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 867 | $18,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 135 | $18,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 501 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 250 | $18,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 971 | $17,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 330 | $17,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,711 | $17,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 659 | $17,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 175 | $17,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 70 | $17,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 248 | $17,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 739 | $17,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 310 | $17,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 750 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 901 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 775 | $17,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,310 | $17,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 705 | $17,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 280 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,330 | $16,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 102 | $16,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 365 | $16,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 209 | $16,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 975 | $16,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,076 | $16,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 348 | $16,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 397 | $16,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 278 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 370 | $16,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,525 | $16,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 118 | $16,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 503 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 397 | $16,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 459 | $16,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 3,000 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 697 | $16,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 3,235 | $16,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 493 | $16,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 18 | $15,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 362 | $15,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 127 | $15,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 300 | $15,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 75 | $15,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 105 | $15,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 365 | $15,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 950 | $15,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,900 | $15,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 700 | $15,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 319 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 537 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,286 | $15,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 336 | $15,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 661 | $15,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 400 | $15,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 655 | $15,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 476 | $15,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,575 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 547 | $15,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 490 | $14,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,614 | $14,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 101 | $14,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 201 | $14,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 200 | $14,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 100 | $14,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 129 | $14,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 129 | $14,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 130 | $14,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 709 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 75 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 215 | $14,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 357 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 488 | $14,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,108 | $14,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 255 | $14,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 192 | $14,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,405 | $14,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,633 | $14,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 579 | $14,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 227 | $14,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,765 | $14,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 154 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 106 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 387 | $13,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 202 | $13,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 124 | $13,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 168 | $13,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 86 | $13,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 653 | $13,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 250 | $13,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 135 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 650 | $13,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 141 | $13,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,281 | $13,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 353 | $13,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 546 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 300 | $13,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 900 | $13,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 500 | $13,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 500 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 1,175 | $13,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 83 | $12,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 400 | $12,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 775 | $12,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 52 | $12,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 84 | $12,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 531 | $12,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 93 | $12,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 130 | $12,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,500 | $12,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 304 | $12,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 54 | $12,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,263 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 473 | $12,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 300 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 195 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 64 | $11,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 100 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $11,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 72 | $11,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 300 | $11,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 166 | $11,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 180 | $11,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 178 | $11,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 122 | $11,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 29 | $11,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 91 | $11,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 483 | $11,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 267 | $11,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 577 | $11,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 257 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 427 | $11,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 757 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 800 | $11,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 795 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 167 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,004 | $11,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 471 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 381 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 350 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 199 | $11,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,120 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 400 | $11,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,706 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 52 | $10,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 72 | $10,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 144 | $10,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 63 | $10,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 738 | $10,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 161 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 382 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 70 | $10,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 295 | $10,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 80 | $10,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 125 | $10,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 800 | $10,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 28 | $10,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,730 | $10,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 109 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 326 | $10,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 700 | $10,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 116 | $10,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 290 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 230 | $10,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,800 | $10,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 721 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 596 | $10,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,650 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 465 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 424 | $10,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 121 | $9,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $9,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 69 | $9,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 105 | $9,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 175 | $9,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 450 | $9,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 64 | $9,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 124 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,500 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 864 | $9,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 200 | $9,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 334 | $9,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 95 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 374 | $9,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 419 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $9,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $9,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 564 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 118 | $9,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 200 | $9,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 630 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 700 | $9,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 660 | $9,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 450 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 500 | $9,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 112 | $9,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 155 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 930 | $9,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 298 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 200 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 267 | $9,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 340 | $8,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 70 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 6,253 | $8,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 111 | $8,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 210 | $8,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 666 | $8,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,300 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 140 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 89 | $8,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 57 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 254 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 856 | $8,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 156 | $8,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 500 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 270 | $8,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 537 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 275 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 226 | $8,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 50 | $8,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 132 | $8,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 339 | $8,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 300 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 991 | $8,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 250 | $8,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 10 | $8,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 450 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 4 | $8,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14,891 | $8,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 180 | $8,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 130 | $8,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 550 | $8,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 3,000 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 100 | $7,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 103 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 149 | $7,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 442 | $7,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 425 | $7,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 192 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 115 | $7,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 64 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 106 | $7,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 259 | $7,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 59 | $7,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 475 | $7,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 100 | $7,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 183 | $7,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 163 | $7,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 200 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 183 | $7,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 359 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 227 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 776 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 238 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 184 | $7,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 484 | $7,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 151 | $7,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 117 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 750 | $7,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 250 | $7,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 200 | $7,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 155 | $7,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,500 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 665 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 126 | $7,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 625 | $7,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 450 | $7,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 286 | $7,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 114 | $7,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 625 | $7,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 255 | $7,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 100 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 340 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,503 | $7,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $7,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 386 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 8,000 | $7,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,402 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 524 | $7,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 227 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 50 | $6,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 283 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 439 | $6,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 107 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 270 | $6,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 40 | $6,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 143 | $6,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 200 | $6,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 55 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 113 | $6,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 145 | $6,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 40 | $6,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 190 | $6,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 33 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 243 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 177 | $6,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 220 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 202 | $6,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 124 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 115 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 46 | $6,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 564 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 243 | $6,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 243 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 136 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 86 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 163 | $6,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 300 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 106 | $6,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 143 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 466 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,150 | $6,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 95 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 192 | $6,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 165 | $6,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 86 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 25 | $6,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 700 | $6,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 57 | $6,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 260 | $6,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 196 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 65 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 200 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 175 | $6,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 260 | $6,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 443 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 340 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,500 | $6,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 150 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 180 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 285 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 320 | $6,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 270 | $6,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 96 | $5,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10 | $5,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 118 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 70 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 326 | $5,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 41 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 60 | $5,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 67 | $5,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 42 | $5,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 638 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 32 | $5,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 116 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 200 | $5,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 201 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 200 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 211 | $5,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 123 | $5,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 300 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 203 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 93 | $5,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 414 | $5,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4 | $5,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 70 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 325 | $5,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 444 | $5,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 430 | $5,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001691766-19-000004 | this filing | 2019-10-22 | acceptance time not in the bulk data set |