13F-HR filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-28, with 1,990 holding rows worth $411,482,000.
- Accession
- 0001691766-19-000001
- Filer
- CIK 1691766
- Filed
- 2019-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,990 entries on the cover page, a total value of $411,482,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,482,000 with VALUE read as thousands by filing date, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASELLA WASTE SYS INC | 147448104 | CL A | 761 | $21,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 365 | $21,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 5,000 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,461 | $21,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 402 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,285 | $21,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 3,000 | $21,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,030 | $21,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 700 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 2,133 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 900 | $21,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 148 | $20,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,330 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 207 | $20,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 190 | $20,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 500 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,300 | $20,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 147 | $20,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 622 | $20,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 865 | $20,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 375 | $20,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,885 | $20,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 522 | $20,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 589 | $20,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,357 | $20,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 469 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 500 | $20,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 351 | $20,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 300 | $20,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 401 | $20,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 219 | $20,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 275 | $20,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 350 | $20,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 117 | $20,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 825 | $20,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 176 | $19,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,742 | $19,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,021 | $19,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 366 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 670 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,331 | $19,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,013 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 466 | $19,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 679 | $19,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,050 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,758 | $19,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 244 | $18,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 366 | $18,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,734 | $18,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 51 | $18,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 406 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 485 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 675 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,005 | $18,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 745 | $18,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 259 | $18,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 534 | $18,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,300 | $18,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 450 | $18,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 366 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $18,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 290 | $18,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,375 | $18,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 335 | $17,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 378 | $17,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 388 | $17,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 122 | $17,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 832 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 947 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 315 | $17,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 800 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 424 | $17,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 78 | $17,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 166 | $17,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 142 | $17,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 310 | $17,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,061 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,538 | $17,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 167 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 200 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 618 | $17,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 697 | $17,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 3,065 | $17,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 825 | $17,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 95 | $16,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 330 | $16,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 302 | $16,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 480 | $16,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 350 | $16,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,406 | $16,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,263 | $16,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 750 | $16,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 286 | $16,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 150 | $16,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 802 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 309 | $16,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 328 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 600 | $16,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,211 | $16,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,495 | $16,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,001 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 345 | $16,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 168 | $16,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 92 | $16,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,641 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 705 | $16,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 3,000 | $16,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,600 | $16,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 145 | $15,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,075 | $15,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 975 | $15,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 224 | $15,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 185 | $15,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 200 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 364 | $15,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 132 | $15,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 131 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 311 | $15,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 137 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 575 | $15,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200 | $15,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 680 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 470 | $15,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,456 | $14,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,139 | $14,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 210 | $14,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 119 | $14,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 331 | $14,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,041 | $14,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,421 | $14,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 312 | $14,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 547 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 150 | $14,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,135 | $14,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 273 | $14,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 891 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 190 | $14,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 867 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 299 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 775 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 250 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 364 | $14,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 495 | $14,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 777 | $14,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,125 | $14,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 665 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 967 | $13,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 132 | $13,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 220 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 402 | $13,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 803 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 103 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 75 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 500 | $13,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 266 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 370 | $13,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 115 | $13,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,036 | $13,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 172 | $13,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 267 | $13,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 657 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 331 | $13,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 112 | $13,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 435 | $13,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 164 | $12,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 200 | $12,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 85 | $12,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 100 | $12,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 300 | $12,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 463 | $12,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 128 | $12,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 101 | $12,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 708 | $12,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 416 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,270 | $12,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 361 | $12,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 48 | $12,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 673 | $12,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 13 | $12,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 578 | $12,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 500 | $12,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C903 | CALL | 230 | $12,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 387 | $11,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 121 | $11,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 335 | $11,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 294 | $11,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 51 | $11,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,337 | $11,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 98 | $11,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 258 | $11,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 215 | $11,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 133 | $11,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 555 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 74 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 106 | $11,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 700 | $11,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,980 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 246 | $11,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 500 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 594 | $11,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 700 | $11,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 220 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 100 | $11,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 73 | $11,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 406 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 300 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 900 | $11,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 238 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 400 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 235 | $11,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 400 | $11,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 160 | $10,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 206 | $10,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 300 | $10,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 755 | $10,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 518 | $10,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 200 | $10,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 124 | $10,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 127 | $10,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 335 | $10,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 338 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $10,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 88 | $10,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 54 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 496 | $10,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 126 | $10,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $10,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 296 | $10,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 250 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 800 | $10,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 650 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,700 | $10,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 646 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 387 | $10,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,000 | $10,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,550 | $10,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 347 | $10,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 323 | $10,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,599 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 300 | $10,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 400 | $10,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 300 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 424 | $10,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 65 | $9,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 72 | $9,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 72 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 346 | $9,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 74 | $9,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $9,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 34 | $9,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 122 | $9,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 115 | $9,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 209 | $9,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 80 | $9,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 120 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 146 | $9,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 382 | $9,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 265 | $9,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 450 | $9,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 300 | $9,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 192 | $9,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 900 | $9,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 27 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 326 | $9,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 330 | $9,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 757 | $9,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 700 | $9,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 541 | $9,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 147 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 225 | $9,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 625 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 200 | $9,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 400 | $9,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E903 | CALL | 26 | $9,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,405 | $9,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,633 | $9,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 500 | $9,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 230 | $9,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 472 | $9,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 516 | $9,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 198 | $8,000 | thousands by filing date | |
| MGC | 921910873 | COM | 100 | $8,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 340 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 117 | $8,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 425 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 118 | $8,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $8,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 178 | $8,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 82 | $8,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 260 | $8,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 80 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 74 | $8,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,500 | $8,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 89 | $8,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 295 | $8,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 500 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 200 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,500 | $8,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 330 | $8,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 170 | $8,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 580 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 374 | $8,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 419 | $8,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 795 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 700 | $8,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 61 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 116 | $8,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 560 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,800 | $8,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 635 | $8,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 184 | $8,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 684 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 273 | $8,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 300 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 350 | $8,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 721 | $8,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 363 | $8,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 139 | $8,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 10 | $8,000 | thousands by filing date | call |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 205 | $8,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,650 | $8,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,402 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 200 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 200 | $8,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,330 | $8,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 218 | $7,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 70 | $7,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 297 | $7,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 166 | $7,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 150 | $7,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 69 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 105 | $7,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 240 | $7,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 86 | $7,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 200 | $7,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 101 | $7,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 286 | $7,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 638 | $7,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 483 | $7,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 63 | $7,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 125 | $7,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 100 | $7,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 122 | $7,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 252 | $7,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 275 | $7,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,100 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 161 | $7,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 92 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 226 | $7,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 50 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 118 | $7,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 367 | $7,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 150 | $7,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 88 | $7,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 641 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 125 | $7,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 250 | $7,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 220 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 384 | $7,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 386 | $7,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 550 | $7,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 250 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 450 | $7,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 10 | $7,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 248 | $7,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 335 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14,891 | $7,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 500 | $7,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 200 | $7,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 310 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 267 | $7,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T903 | CALL | 16 | $7,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 168 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 88 | $6,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 30 | $6,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 146 | $6,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 129 | $6,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 200 | $6,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 57 | $6,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 100 | $6,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 76 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,039 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 185 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 140 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $6,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 300 | $6,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 630 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 141 | $6,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 250 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 498 | $6,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 654 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 630 | $6,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 339 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 95 | $6,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 625 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 68 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 192 | $6,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 600 | $6,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 250 | $6,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 100 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,903 | $6,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,100 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,500 | $6,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 611 | $6,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 175 | $6,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 100 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 100 | $5,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 254 | $5,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 282 | $5,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 133 | $5,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 39 | $5,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 107 | $5,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 60 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 665 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 223 | $5,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 104 | $5,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 102 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 51 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 222 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 150 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 33 | $5,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 143 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 200 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 125 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 749 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 115 | $5,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 414 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 202 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 110 | $5,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 184 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 145 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 237 | $5,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 177 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 163 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 300 | $5,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 101 | $5,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 300 | $5,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 127 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 156 | $5,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 50 | $5,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 90 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 136 | $5,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 185 | $5,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 240 | $5,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 240 | $5,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,150 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 100 | $5,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 500 | $5,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 113 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 130 | $5,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 57 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 200 | $5,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 4 | $5,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS I | 55405Y900 | COM | 45 | $5,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 175 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 8,000 | $5,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 615 | $5,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,120 | $5,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 150 | $5,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 2,904 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 125 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G901 | OPTION | 30 | $5,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 265 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 500 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K904 | CALL | 50 | $5,000 | thousands by filing date | call |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 450 | $5,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 220 | $4,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 116 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $4,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 36 | $4,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 33 | $4,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 154 | $4,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 92 | $4,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 91 | $4,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 161 | $4,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 69 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 303 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 40 | $4,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 350 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 73 | $4,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 90 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 59 | $4,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 111 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 371 | $4,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 59 | $4,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 13 | $4,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 40 | $4,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 45 | $4,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 211 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 280 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001691766-19-000001 | this filing | 2019-01-28 | acceptance time not in the bulk data set |