13F-HR filed by Clearwater Capital Advisors, LLC
Clearwater Capital Advisors, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-04, with 169 holding rows worth $859,411,000.
- Accession
- 0001690531-21-000005
- Filer
- CIK 1690531
- Filed
- 2021-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 170 entries on the cover page, a total value of $859,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $859,411,000 with VALUE read as thousands by filing date, 13F file number 028-17575. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,183,240 | $70,604,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,181,609 | $54,425,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,066,003 | $45,657,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 883,463 | $44,319,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,400,624 | $37,018,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,134,023 | $34,077,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,571,030 | $32,363,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 856,245 | $32,135,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 507,972 | $27,862,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 868,250 | $26,612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 312,377 | $24,434,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 230,808 | $23,997,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 668,870 | $21,992,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 290,001 | $15,714,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 436,373 | $15,583,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 478,844 | $15,515,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 173,736 | $14,477,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 212,805 | $13,456,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 122,553 | $13,029,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 138,889 | $12,847,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 121,005 | $12,606,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 230,852 | $10,795,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 290,600 | $10,156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 118,600 | $9,909,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 276,729 | $9,403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 176,439 | $9,210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 158,310 | $8,848,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 209,606 | $8,818,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 111,845 | $8,754,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 29,737 | $8,529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 69,528 | $8,366,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,656 | $8,307,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 152,607 | $8,258,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 190,434 | $7,922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 340,133 | $7,533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 143,348 | $7,510,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 52,505 | $6,867,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 50,888 | $5,964,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 119,726 | $5,597,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 76,494 | $4,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 37,050 | $4,067,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 97,336 | $3,972,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 43,037 | $3,702,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 53,511 | $3,585,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 222,989 | $3,416,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 88,790 | $3,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 49,718 | $2,850,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 26,082 | $2,812,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 74,124 | $2,568,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 32,930 | $2,511,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,036 | $2,494,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 16,865 | $2,462,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,046 | $2,374,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 28,648 | $2,125,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,992 | $2,081,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,666 | $2,006,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 31,661 | $2,003,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,797 | $1,841,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 34,341 | $1,780,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 31,033 | $1,778,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 33,328 | $1,694,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 23,254 | $1,527,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 38,313 | $1,507,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 5,020 | $1,456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 12,278 | $1,455,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 36,725 | $1,449,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,372 | $1,443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 16,595 | $1,425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 22,164 | $1,352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 46,221 | $1,216,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 352 | $1,211,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 24,273 | $1,178,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 17,567 | $1,117,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,501 | $1,108,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 72,026 | $1,029,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 27,893 | $1,023,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 5,516 | $1,016,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 15,435 | $1,007,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,977 | $991,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 30,019 | $957,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,991 | $929,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,200 | $926,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 15,197 | $926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 12,549 | $920,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 14,848 | $901,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,314 | $891,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 40,039 | $879,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 20,689 | $868,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 18,619 | $851,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,328 | $786,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 7,023 | $738,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14,318 | $707,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 18,037 | $657,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,912 | $651,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,902 | $607,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,084 | $604,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,369 | $584,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,233 | $562,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,167 | $558,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,442 | $548,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 14,009 | $544,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,350 | $533,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,300 | $518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 5,825 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,637 | $510,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,168 | $483,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,704 | $475,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,833 | $447,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,878 | $434,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,689 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 9,762 | $425,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 41,798 | $418,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,641 | $415,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 6,790 | $402,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,802 | $401,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 14,256 | $399,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 572 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,414 | $395,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,206 | $357,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 8,090 | $353,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,600 | $350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 7,522 | $350,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 691 | $339,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,279 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,340 | $323,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,072 | $322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,540 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,880 | $315,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 128 | $313,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 899 | $313,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,920 | $312,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,289 | $312,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,123 | $312,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,862 | $310,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,325 | $304,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,780 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,840 | $301,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,703 | $300,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 118 | $296,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,579 | $296,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 363 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,531 | $286,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,521 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,704 | $273,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,792 | $272,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,133 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,956 | $265,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,517 | $264,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,824 | $263,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 563 | $259,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,838 | $257,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,593 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,155 | $251,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,372 | $242,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $240,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,084 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,000 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,245 | $233,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 16,700 | $230,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,573 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,720 | $228,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 6,398 | $216,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 26,201 | $216,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 774 | $215,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,751 | $211,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 305 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,663 | $201,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 10,117 | $142,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 14,500 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001690531-21-000005 | this filing | 2021-08-04 | acceptance time not in the bulk data set |