13F-HR filed by OneDigital Investment Advisors LLC
OneDigital Investment Advisors LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-09, with 742 holding rows worth $2,428,649,000 by the sum of the rows.
- Accession
- 0001690370-21-000003
- Filer
- CIK 1690370
- Filed
- 2021-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 848 entries on the cover page, a total value of $2,429,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,428,649,000 with VALUE read as thousands by filing date, 13F file number 028-18121. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,429,000, about 1/1,000 of the sum of the rows, $2,428,649,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATASYS LTD | M85548101 | SHS | 49,500 | $359,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,074 | $358,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,357 | $358,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,851 | $356,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 6,803 | $354,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,645 | $353,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 16,595 | $351,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,415 | $350,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,926 | $350,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,328 | $349,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,530 | $349,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,015 | $347,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,484 | $347,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,391 | $347,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,301 | $346,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 220 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,691 | $343,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,091 | $342,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,647 | $341,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,550 | $341,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,557 | $341,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 11,107 | $339,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,342 | $338,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 609 | $335,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,643 | $335,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,752 | $335,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,176 | $334,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 807 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,320 | $330,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 9,713 | $327,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,065 | $327,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 886 | $323,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,590 | $323,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 30,380 | $322,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,824 | $321,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,665 | $318,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,264 | $318,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,542 | $318,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 668 | $314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,689 | $313,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,554 | $313,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,456 | $312,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 9,257 | $312,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 789 | $311,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 11,236 | $310,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,696 | $309,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,070 | $308,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,838 | $307,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,545 | $307,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 887 | $306,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,111 | $306,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,554 | $305,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 802 | $304,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,332 | $304,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,799 | $303,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,017 | $301,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,750 | $300,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,343 | $298,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,221 | $297,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 8,900 | $296,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,815 | $294,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,388 | $294,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 11,172 | $292,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,196 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,840 | $288,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,751 | $287,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,605 | $287,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,656 | $285,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,429 | $285,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,690 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,712 | $284,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,238 | $284,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,068 | $283,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,307 | $278,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,426 | $278,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,741 | $277,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,422 | $276,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,856 | $274,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 23,789 | $274,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,098 | $272,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 14,150 | $271,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 25,289 | $271,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,754 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,149 | $269,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,890 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,376 | $267,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,391 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,013 | $267,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 8,721 | $265,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 69,300 | $263,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,184 | $262,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,953 | $262,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,416 | $262,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,474 | $260,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 8,346 | $259,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,096 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,932 | $257,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 617 | $256,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,810 | $255,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,397 | $254,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 7,674 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 15,459 | $254,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,047 | $253,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,562 | $253,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,890 | $252,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,912 | $252,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,623 | $251,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,884 | $251,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,568 | $249,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,367 | $248,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 392 | $248,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,428 | $247,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,881 | $247,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,008 | $246,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,503 | $246,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 4,516 | $245,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,638 | $243,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,107 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,308 | $241,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 24,492 | $241,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 20,382 | $241,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,700 | $240,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 3,315 | $240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,573 | $238,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,048 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,140 | $234,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,827 | $233,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 779 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,785 | $233,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,780 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 904 | $232,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,117 | $231,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 597 | $231,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,688 | $230,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,055 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 10,407 | $230,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 35,962 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,818 | $229,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,000 | $228,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 407 | $227,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 4,055 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,116 | $224,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 12,025 | $224,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,295 | $223,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 6,801 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,470 | $223,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,931 | $219,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,115 | $219,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,254 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,250 | $218,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,276 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,971 | $217,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,625 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 7,015 | $217,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,320 | $217,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,066 | $215,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,399 | $215,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 6,352 | $214,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,315 | $214,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,563 | $213,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,294 | $213,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 4,959 | $212,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,796 | $212,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 99,000 | $212,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,223 | $212,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,989 | $211,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 4,426 | $211,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 26,625 | $210,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 7,989 | $210,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,729 | $207,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,600 | $207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,870 | $207,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,251 | $206,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,390 | $206,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 6,392 | $206,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 7,727 | $206,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,260 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,100 | $205,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 840 | $204,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 853 | $203,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,675 | $203,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 17,102 | $203,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,836 | $202,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,921 | $201,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,263 | $200,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,504 | $200,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,111 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 24,700 | $198,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 52,450 | $195,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 45,075 | $190,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,594 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,830 | $183,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,670 | $175,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 11,184 | $173,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,623 | $171,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 17,045 | $161,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,773 | $160,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,865 | $155,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 29,700 | $150,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 28,681 | $134,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 37,000 | $132,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,108 | $129,000 | thousands by filing date | call |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 14,083 | $121,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,296 | $119,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,374 | $119,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 117,000 | $119,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,514 | $116,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,100 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 128,700 | $93,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,018 | $91,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 16,713 | $86,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,027 | $85,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,900 | $80,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 17,300 | $79,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 62,750 | $73,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,000 | $68,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,325 | $60,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 99,000 | $59,000 | thousands by filing date | call |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 11,462 | $53,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 13,798 | $46,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 13,000 | $41,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 11,675 | $40,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 18,925 | $37,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 227,700 | $31,000 | thousands by filing date | call |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,940 | $27,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 25,000 | $25,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 10,900 | $19,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 25,000 | $18,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,200 | $14,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 17,000 | $13,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $10,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 500 | $6,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 2,300 | $6,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 100 | $5,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,000 | $4,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 1,000 | $3,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,000 | $3,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 108,900 | $3,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 200 | $2,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $1,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 164 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001690370-21-000003 | this filing | 2021-08-09 | acceptance time not in the bulk data set |