13F-HR filed by Connecticut Wealth Management, LLC
Connecticut Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-13, with 203 holding rows worth $906,071,000.
- Accession
- 0001689829-20-000005
- Filer
- CIK 1689829
- Filed
- 2020-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 203 entries on the cover page, a total value of $906,071,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $906,071,000 with VALUE read as thousands by filing date, 13F file number 028-17557. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,629,290 | $169,023,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 667,108 | $40,213,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 523,816 | $36,788,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 637,164 | $36,662,000 | thousands by filing date | |
| IJH | 464287507 | COM | 195,987 | $36,318,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 127,985 | $35,559,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 152,693 | $35,284,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 272,558 | $35,067,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 848,677 | $34,711,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 163,413 | $28,803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 302,190 | $28,393,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 102,574 | $23,347,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 95,982 | $20,006,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 319,106 | $19,919,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 115,904 | $17,826,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 311,874 | $15,628,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 74,397 | $13,402,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 115,900 | $9,328,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 50,963 | $8,810,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 38,033 | $8,249,000 | thousands by filing date | |
| VTI | 922908769 | COM | 47,959 | $8,168,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 139,983 | $7,783,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 95,867 | $7,750,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,445 | $7,344,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 129,476 | $7,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 246,069 | $7,116,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 59,163 | $6,444,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 160,796 | $6,398,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 29,405 | $6,320,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 200,186 | $6,046,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,172 | $5,742,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 94,501 | $5,578,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 44,699 | $5,177,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 45,970 | $5,086,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 98,034 | $4,834,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20,900 | $4,748,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,302 | $4,470,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,341 | $4,068,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22,537 | $3,976,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 44,031 | $3,809,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 117,265 | $3,581,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 28,889 | $3,519,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 20,817 | $3,507,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 42,856 | $3,495,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 68,191 | $3,448,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,557 | $3,291,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 32,084 | $2,965,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 894 | $2,815,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 68,820 | $2,680,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 73,650 | $2,623,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 22,101 | $2,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 112,035 | $2,362,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,228 | $2,224,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,928 | $2,222,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,037 | $2,207,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,561 | $2,163,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 19,918 | $2,156,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,317 | $2,141,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 14,200 | $2,073,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,448 | $2,065,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,236 | $1,771,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 33,922 | $1,699,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,875 | $1,550,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 19,113 | $1,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 32,725 | $1,433,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,122 | $1,380,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 27,956 | $1,370,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,638 | $1,346,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,982 | $1,325,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 11,475 | $1,290,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,729 | $1,270,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 18,356 | $1,265,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,451 | $1,235,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 18,686 | $1,186,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 6,828 | $1,157,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,534 | $1,148,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,949 | $1,087,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,012 | $1,025,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,116 | $1,018,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 12,140 | $1,014,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,938 | $1,005,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,632 | $965,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,396 | $943,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,038 | $935,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 17,520 | $925,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,915 | $924,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,841 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,025 | $893,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,914 | $875,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,840 | $846,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,691 | $832,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,068 | $825,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,123 | $818,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,582 | $797,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 13,785 | $791,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,226 | $773,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,313 | $768,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,508 | $745,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 507 | $743,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,625 | $741,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,049 | $715,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,110 | $713,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,137 | $688,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,932 | $686,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,232 | $684,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,206 | $679,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 47,280 | $658,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,359 | $640,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,079 | $607,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,795 | $595,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,019 | $570,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,285 | $569,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,533 | $555,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,563 | $534,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,225 | $526,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,937 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 20,000 | $521,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,323 | $515,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,007 | $510,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,597 | $498,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,378 | $491,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,695 | $487,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,120 | $486,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,744 | $481,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,184 | $480,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 321 | $472,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,420 | $470,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,645 | $469,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,412 | $460,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,338 | $457,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,630 | $456,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,220 | $446,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,753 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,989 | $437,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,330 | $430,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,923 | $427,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 599 | $418,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,035 | $409,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,455 | $404,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,696 | $383,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 19,841 | $382,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,920 | $380,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 17,516 | $380,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,337 | $376,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,092 | $370,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,779 | $355,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,005 | $354,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,886 | $350,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,096 | $348,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,900 | $345,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,175 | $333,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,949 | $322,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 891 | $321,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,125 | $316,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,129 | $316,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 640 | $314,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,580 | $309,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 491 | $306,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,295 | $297,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,078 | $294,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 11,124 | $294,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,549 | $290,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,000 | $281,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 55,250 | $281,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,640 | $280,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 8,482 | $278,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 858 | $271,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 42,860 | $267,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,435 | $266,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 806 | $265,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,228 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,418 | $257,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,872 | $253,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,670 | $250,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,901 | $249,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,108 | $248,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 43,690 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,390 | $242,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 998 | $241,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,176 | $240,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,643 | $227,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,576 | $226,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,843 | $225,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,805 | $224,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,533 | $223,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 444 | $222,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,111 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 920 | $220,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 743 | $218,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,547 | $210,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,176 | $209,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,961 | $208,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 611 | $204,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,692 | $203,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 809 | $203,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,615 | $203,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 607 | $202,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30,099 | $181,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,674 | $153,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,667 | $151,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,700 | $121,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,025 | $112,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,201 | $111,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001689829-20-000005 | this filing | 2020-10-13 | acceptance time not in the bulk data set |