13F-HR filed by HMS Capital Management, LLC
HMS Capital Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 120 holding rows worth $212,583,000.
- Accession
- 0001689470-21-000004
- Filer
- CIK 1689470
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 120 entries on the cover page, a total value of $212,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,583,000 with VALUE read as thousands by filing date, 13F file number 028-17553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 89,775 | $38,526,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 67,571 | $10,576,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 67,727 | $9,010,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,661 | $7,396,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 110,329 | $5,747,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 171,603 | $5,720,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 63,108 | $5,521,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 101,756 | $5,259,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 129,093 | $5,010,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,628 | $4,273,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,401 | $3,746,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,267 | $3,740,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 31,563 | $3,537,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,039 | $3,413,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,910 | $3,377,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,814 | $3,297,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,260 | $3,288,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,204 | $3,176,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,358 | $3,085,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,652 | $2,721,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,365 | $2,576,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 17,447 | $2,420,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,930 | $2,396,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,873 | $2,390,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,809 | $2,356,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,350 | $2,155,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 19,903 | $2,029,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 16,273 | $1,966,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,721 | $1,929,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14,389 | $1,907,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,426 | $1,852,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 14,563 | $1,672,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 17,860 | $1,500,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 28,597 | $1,498,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 13,840 | $1,497,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,649 | $1,379,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 31,898 | $1,305,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 12,599 | $1,298,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,530 | $1,241,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,107 | $1,214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,176 | $1,175,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,411 | $1,107,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,902 | $1,066,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,174 | $1,054,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 28,106 | $1,003,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,433 | $976,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,420 | $945,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,001 | $903,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,862 | $903,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,618 | $885,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,151 | $872,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,988 | $837,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,570 | $822,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,440 | $821,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,061 | $813,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,256 | $807,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,973 | $783,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,427 | $767,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 8,530 | $731,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,074 | $714,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,215 | $713,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,835 | $685,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,312 | $649,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,657 | $645,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,616 | $637,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,332 | $636,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,861 | $630,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 6,520 | $627,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,928 | $573,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,847 | $571,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,557 | $568,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,224 | $561,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,264 | $552,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,642 | $549,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,092 | $545,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,930 | $542,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,870 | $539,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,741 | $534,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,202 | $518,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 13,861 | $515,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,684 | $514,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,516 | $512,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,579 | $511,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,252 | $506,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,370 | $505,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 5,736 | $500,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,580 | $499,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,957 | $497,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 200 | $475,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,732 | $475,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,777 | $474,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,202 | $458,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,893 | $454,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,609 | $453,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 4,411 | $451,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,488 | $440,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,566 | $438,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,841 | $438,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,600 | $437,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,031 | $434,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 19,633 | $426,000 | thousands by filing date | |
| RH | 74967X103 | COM | 629 | $419,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,498 | $413,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,683 | $397,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,321 | $397,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,813 | $386,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,863 | $378,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,719 | $338,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,227 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,127 | $327,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 522 | $325,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,735 | $321,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,024 | $294,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,866 | $283,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 612 | $275,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,322 | $263,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 945 | $256,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,110 | $247,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,500 | $147,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 1,995 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001689470-21-000004 | this filing | 2021-11-02 | acceptance time not in the bulk data set |