13F-HR filed by HMS Capital Management, LLC
HMS Capital Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 169 holding rows worth $237,639,000.
- Accession
- 0001689470-20-000002
- Filer
- CIK 1689470
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 169 entries on the cover page, a total value of $237,639,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,639,000 with VALUE read as thousands by filing date, 13F file number 028-17553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 125,826 | $40,498,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 67,200 | $21,629,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 57,954 | $7,416,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 162,366 | $7,285,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 59,929 | $5,270,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 24,689 | $5,249,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 31,718 | $3,504,000 | thousands by filing date | |
| VTI | 922908769 | COM | 20,983 | $3,433,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 16,100 | $3,423,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 20,494 | $3,127,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,554 | $2,926,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,816 | $2,908,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,602 | $2,688,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 23,224 | $2,660,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 56,700 | $2,544,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 15,072 | $2,542,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,305 | $2,480,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 9,302 | $2,463,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,693 | $2,406,000 | thousands by filing date | |
| VTI | 922908769 | COM | 14,400 | $2,356,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 39,216 | $2,338,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,227 | $2,267,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,049 | $2,169,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,509 | $2,115,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 57,719 | $2,033,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 18,922 | $2,020,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 6,805 | $2,014,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,430 | $1,990,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 20,289 | $1,772,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 16,539 | $1,697,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 18,429 | $1,676,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,318 | $1,663,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,903 | $1,644,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,300 | $1,624,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,387 | $1,623,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 7,427 | $1,470,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,055 | $1,413,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 14,987 | $1,387,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,353 | $1,364,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,616 | $1,356,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,520 | $1,337,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,568 | $1,334,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,413 | $1,321,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,993 | $1,292,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,191 | $1,292,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 19,697 | $1,264,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,973 | $1,258,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23,644 | $1,251,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,730 | $1,217,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,987 | $1,202,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,613 | $1,191,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,900 | $1,183,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 18,318 | $1,163,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4,300 | $1,138,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,000 | $1,124,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 5,546 | $1,096,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,382 | $1,092,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,300 | $1,088,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19,251 | $1,081,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,589 | $1,067,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,600 | $1,066,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 6,300 | $1,063,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 8,446 | $1,011,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 23,399 | $1,004,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,200 | $955,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,874 | $943,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,300 | $912,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 7,455 | $868,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,731 | $863,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,191 | $788,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 7,000 | $778,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,950 | $765,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $740,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 5,200 | $725,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 8,500 | $723,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,800 | $722,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 7,386 | $722,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,000 | $715,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,588 | $697,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,900 | $696,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,400 | $692,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 6,200 | $689,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,500 | $686,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 12,900 | $683,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,300 | $683,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,100 | $682,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 2,800 | $678,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 3,200 | $674,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 2,700 | $651,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 4,400 | $642,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 7,300 | $637,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 2,995 | $635,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,126 | $625,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,800 | $622,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,000 | $617,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,445 | $613,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,700 | $609,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,900 | $605,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,083 | $588,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,515 | $585,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,500 | $576,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,700 | $573,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,700 | $570,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,480 | $561,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,100 | $560,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 12,900 | $554,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,400 | $542,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 4,500 | $539,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 8,400 | $539,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,421 | $539,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 5,800 | $527,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,793 | $527,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $514,000 | thousands by filing date | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,600 | $514,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 4,808 | $510,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,379 | $465,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,880 | $464,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,800 | $455,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 1,400 | $442,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,422 | $427,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 10,468 | $425,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,449 | $409,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 6,808 | $402,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,942 | $400,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 13,939 | $398,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 15,943 | $396,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,700 | $385,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 6,411 | $384,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 5,548 | $383,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,800 | $372,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 200 | $370,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 10,990 | $365,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,118 | $363,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,188 | $362,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,090 | $352,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,288 | $314,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 11,027 | $306,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 899 | $298,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,776 | $266,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,406 | $264,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,451 | $248,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,046 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,600 | $228,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 1,394 | $227,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 948 | $223,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,002 | $219,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 962 | $197,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 862 | $188,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $188,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 2,600 | $181,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 387 | $151,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 700 | $144,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,507 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,200 | $137,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 759 | $134,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,050 | $125,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 300 | $117,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,700 | $102,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 400 | $87,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 700 | $83,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 340 | $77,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $76,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 400 | $71,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 400 | $71,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 700 | $64,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 300 | $64,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $56,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $56,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 300 | $47,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001689470-20-000002 | this filing | 2020-01-29 | acceptance time not in the bulk data set |