13F-HR filed by Financial Gravity Asset Management, Inc.
Financial Gravity Asset Management, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-16, with 1,233 holding rows worth $9,074,989,201.
- Accession
- 0001683168-23-008208
- Filer
- CIK 1741736
- Filed
- 2023-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 57,510 entries on the cover page, a total value of $9,074,989,201 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,074,989,201 with VALUE read as dollars as filed, 13F file number 028-18797. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHUBB LTD | 0000000NA | Common Stock | 0 | $1,595,335,460 | dollars as filed | Amount filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,653,711 | $267,425,919 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,844,352 | $198,394,385 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,880,351 | $189,970,816 | dollars as filed | |
| NESTLE SA ADR | 641069406 | COM | 401,521 | $180,609,576 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,677,104 | $180,182,085 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 362,236 | $170,014,507 | dollars as filed | |
| Apple Inc | 037833100 | COM | 204,144 | $168,037,166 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,087,644 | $161,783,425 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,825,639 | $149,032,255 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 254,996 | $145,765,369 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 288,058 | $145,545,507 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,147,629 | $139,405,231 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 558,350 | $137,143,811 | dollars as filed | |
| ADIDAS AG ADR | 00687A107 | ADUS | 217,851 | $129,453,229 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 92,391 | $127,324,630 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 144,218 | $126,636,693 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,042,548 | $124,217,573 | dollars as filed | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 418,839 | $121,683,821 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 31,034 | $120,059,080 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,535,232 | $120,026,972 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 87,357 | $112,559,002 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 194,589 | $106,720,336 | dollars as filed | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 517,463 | $105,063,558 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,871,452 | $102,384,692 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 226,310 | $99,276,533 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 208,574 | $99,007,767 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 124,848 | $98,178,430 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,906,663 | $97,215,773 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 183,953 | $96,412,987 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 12,654 | $95,703,825 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,605 | $94,973,999 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 160,639 | $93,671,487 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,877,647 | $91,416,879 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 107,299 | $91,391,959 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,861,729 | $90,403,664 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,079,161 | $89,302,340 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 48,617 | $88,119,852 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 184,042 | $87,466,166 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 57,277 | $86,821,093 | dollars as filed | |
| SIEMENS A G - ADR | 826197501 | COM | 288,682 | $86,060,521 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 3,893,556 | $85,690,749 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 117,105 | $85,199,312 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 922,016 | $85,025,667 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,966,496 | $82,910,553 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 95,900 | $82,471,188 | dollars as filed | |
| Boeing Company | 097023105 | COM | 104,065 | $81,884,195 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 150,308 | $80,220,813 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 313,548 | $79,461,187 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 396,915 | $78,292,558 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 763,122 | $76,453,258 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 171,767 | $75,138,830 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 135,673 | $73,727,373 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 87,509 | $69,741,076 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 281,067 | $68,943,648 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 3,604,534 | $68,815,327 | dollars as filed | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 143,476 | $54,809,164 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,539 | $54,576,780 | dollars as filed | |
| BNP PARIBAS SA 0 24F DUE 11/04/24 | 05592QGU3 | FOREIGN BONDS (US $) | 1,520,000 | $51,988,263 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 462,030 | $29,647,380 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 600,478 | $27,524,905 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 693,124 | $22,714,802 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 692,303 | $22,644,561 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 767,374 | $20,954,308 | dollars as filed | |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 171 | $16,280,350 | dollars as filed | |
| BNP PARIBAS SA 0 25F DUE 04/07/25 | 05592Q7J8 | FOREIGN BONDS (US $) | 3,800,000 | $15,274,981 | dollars as filed | |
| IMPAX GLOBAL ENVIRONMENTAL MARKETS INV | 704223783 | NTF EQUITY FUNDS | 11,837 | $14,392,839 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 531,654 | $14,261,772 | dollars as filed | |
| AB HIGH INCOME A | 01859M101 | NTF BOND FUNDS | 0 | $14,168,225 | dollars as filed | Amount filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 21 | $14,148,727 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 4,570 | $13,946,728 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 38 | $13,395,052 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CITIGROUP GLOBAL MA 0 27 DUE 09/03/27 | 17330PPQ6 | CORPORATE BONDS | 1,900,000 | $13,364,718 | dollars as filed | |
| Southern Company | 842587107 | COM | 285 | $13,300,449 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Visa Inc | 92826C839 | COM | 8,599 | $12,216,589 | dollars as filed | |
| Navigator Tactical Fixed Income I | 66538B578 | Mutual Fund | 553 | $11,708,249 | dollars as filed | |
| LEHMAN BROTHERS HOL 6XXXESC PEND POSS FUTR DISTREFF: 03/06/12 | 525ESCDC0 | REORG BOND | 304,000 | $11,126,381 | dollars as filed | |
| FINL GRAVITY COS INC | 31754E102 | COMMON STOCK | 883,500 | $10,881,582 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 93 | $9,614,821 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB INTERNATIONAL INDEX | 808509830 | SCHWAB MUTL FUNDS | 10,412 | $9,469,264 | dollars as filed | |
| ORACLE CORP 3.25 27 DUE 11/15/27 | 68389XBN4 | CORPORATE BONDS | 57,000 | $9,300,690 | dollars as filed | |
| BNP PARIBAS SA 0 27F DUE 08/04/27 | 05601WW64 | FOREIGN BONDS (US $) | 14,725,000 | $9,176,744 | dollars as filed | |
| PROVINCE OF BRIT1.3 31F DUE 01/29/31 | 110709AE2 | FOREIGN BONDS (US $) | 190,000 | $9,101,888 | dollars as filed | |
| UNITED STATES TREAS NTS 2.25 11/15/2025 | 912828M56 | Govt Bond | 133,000 | $8,951,634 | dollars as filed | |
| CITIGROUP GLOBAL MA 0 26 DUE 11/05/26 | 17330RFT7 | CORPORATE BONDS | 1,520,000 | $8,049,504 | dollars as filed | |
| LORD ABBETT HIGH YIELD F | 54400N508 | BOND FUNDS | 57 | $8,007,737 | dollars as filed | |
| CITIGROUP GLOBAL MA 0 27 DUE 06/01/27 | 17330FJJ1 | CORPORATE BONDS | 950,000 | $7,807,365 | dollars as filed | |
| INVESCO STEELPATH MLP INCOME A | 00143K343 | NTF EQUITY FUNDS | 562,679 | $7,700,299 | dollars as filed | |
| PIMCO FOREIGN BD FD P | 72201M784 | MUTUAL | 19 | $7,613,072 | dollars as filed | |
| BARCLAYS BANK PLC 0 25F DUE 08/05/25 | 06749NEN8 | FOREIGN BONDS (US $) | 6,441,000 | $7,422,757 | dollars as filed | |
| BNP PARIBAS SA 0 27F DUE 10/06/27 | 05592Q7K5 | FOREIGN BONDS (US $) | 8,550,000 | $6,914,545 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 181 | $6,635,335 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 1,182 | $6,617,898 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 23 | $6,520,941 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,223 | $6,513,028 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 2,280 | $6,317,940 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 38 | $6,209,965 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNUM GROUP 4 29 DUE 06/15/29 | 91529YAN6 | CORPORATE BONDS | 152,000 | $5,893,900 | dollars as filed | |
| LOUISIANA LOC GOVT 525EDUC EDR DUE 10/01/25XTRO | 5462825V2 | MUNI BONDS | 190,000 | $5,861,962 | dollars as filed | |
| BLUEROCK TOTAL INCOME REAL ESTATE A | 09630D209 | NTF EQUITY FUNDS | 52,119 | $5,789,561 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,141 | $5,675,989 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 145,160 | $5,570,847 | dollars as filed | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 32,300 | $5,544,646 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 414 | $5,523,388 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 123,550 | $5,358,158 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 142,506 | $5,344,427 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 68,343 | $5,342,292 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 730 | $5,304,427 | dollars as filed | |
| BNP PARIBAS SA 0 27F DUE 09/07/27 | 05601WYR6 | FOREIGN BONDS (US $) | 3,800,000 | $5,078,134 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 540 | $5,063,427 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,765 | $4,999,169 | dollars as filed | |
| Intel Corp | 458140100 | COM | 364,512 | $4,846,100 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 222,274 | $4,801,338 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 784,303 | $4,766,645 | dollars as filed | |
| PGIM TOTAL RETURN BOND R6 | 74440B884 | BOND FUNDS | 0 | $4,700,182 | dollars as filed | Amount filed as zero, left out of ratios. |
| SHELL INTERNATIONAL FIN BV 3.25 05/11/2025 | 822582BD3 | Corp Bond | 38,000 | $4,641,923 | dollars as filed | |
| TOYOTA MOTOR CRE 1.65 31 DUE 01/10/31 | 89236THX6 | CORPORATE BONDS | 152,000 | $4,537,586 | dollars as filed | |
| CLARK CNTY NEV 4 34DB LTX DUE 06/01/34 | 180848F40 | MUNI BONDS | 190,000 | $4,476,397 | dollars as filed | |
| JPMORGAN CHASE BANK 0 25CD FDIC INS DUE 06/05/25US | 48128WTZ8 | NON-MARKETPLACE CDS | 950,000 | $4,343,395 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 774 | $4,271,566 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,923 | $4,194,896 | dollars as filed | |
| EBAY INC. 6.3 32 DUE 11/22/32 | 278642BB8 | CORPORATE BONDS | 190,000 | $4,180,586 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 2,708 | $4,163,314 | dollars as filed | |
| PIMCO FDS INCOME FD CL A | 72201F474 | MUTUAL | 0 | $4,137,110 | dollars as filed | Amount filed as zero, left out of ratios. |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 56,207 | $4,100,946 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 121 | $4,091,216 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| L OREAL SA ISIN #FR0000120321 SEDOL #4057808 | F58149133 | Equities | 133 | $4,030,741 | dollars as filed | |
| BNP PARIBAS SA 0 28F DUE 02/07/28 | 05592QZ81 | FOREIGN BONDS (US $) | 4,446,000 | $4,012,400 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 56,097 | $3,858,824 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 4,369 | $3,834,342 | dollars as filed | |
| RYDEX S&P 500 H | 78356A632 | NTF EQUITY FUNDS | 2,299 | $3,776,446 | dollars as filed | |
| AMERICAN NEW WORLD FUND CLASS F2 | 649280823 | Mutual Fund | 114 | $3,756,403 | dollars as filed | |
| FNMA PL 346951 7.5 26 DUE 05/01/26 | 31375WL82 | FNMA | 190,000 | $3,754,381 | dollars as filed | |
| NEW MEXICO FIN AUTH 5 36POOL AUTH DUE 06/01/36 | 64711NP41 | MUNI BONDS | 475,000 | $3,725,624 | dollars as filed | |
| DORCHESTER CNTY SC 5 24 | 258165TS8 | MUNI BONDS | 190,000 | $3,713,133 | dollars as filed | |
| BNP PARIBAS MEDIUM0 24F DUE 08/06/24 | 05592QZ65 | FOREIGN BONDS (US $) | 3,800,000 | $3,712,076 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 93,803 | $3,700,894 | dollars as filed | |
| OCEAN PARK TACTICAL MUNICIPAL INSTL | 66538J555 | BOND FUNDS | 1,002 | $3,655,166 | dollars as filed | |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 122,132 | $3,624,898 | dollars as filed | |
| CISCO SYSTEMS, IN 2.5 26 DUE 09/20/26 | 17275RBL5 | CORPORATE BONDS | 38,000 | $3,605,063 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 152 | $3,523,911 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE HIGH-YIELD M | 27826M882 | NTF BOND FUNDS | 828 | $3,497,411 | dollars as filed | |
| FIDELITY 500 INDEX | 315911750 | MFD | 17,727 | $3,375,987 | dollars as filed | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 164,103 | $3,369,959 | dollars as filed | |
| PEPSICO, INC. 2.375 26 DUE 10/06/26 | 713448DN5 | CORPORATE BONDS | 38,000 | $3,365,577 | dollars as filed | |
| Apollo Diversified Re Fd Cl A | 39822J102 | 0 | 4,441 | $3,357,736 | dollars as filed | |
| O FALLON ILL CMNTY 425GO LTX DUE 12/01/25ASSURED GUARANTY MUN | 67084SAQ9 | MUNI BONDS | 570,000 | $3,330,453 | dollars as filed | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 4,560 | $3,307,648 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 228,373 | $3,293,274 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,596 | $3,250,519 | dollars as filed | |
| Fidelity Fund | 316153105 | COM | 32,357 | $3,248,653 | dollars as filed | |
| ESC GWG SERIES A1 WDT IN | 3BG997102 | COMMON STOCK | 3,924,726 | $3,220,753 | dollars as filed | |
| JOHNSON & JOHNSO 2.45 26 DUE 03/01/26 | 478160BY9 | CORPORATE BONDS | 171,000 | $3,213,571 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 988 | $3,197,686 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 73,663 | $3,161,042 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 855 | $3,135,076 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 204,775 | $3,101,204 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 15 | $3,090,297 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 27 | $3,060,036 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,294 | $3,045,006 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13,547 | $3,044,724 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 596 | $3,026,074 | dollars as filed | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 19 | $3,025,213 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 703 | $3,013,438 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 242,566 | $3,004,206 | dollars as filed | |
| FNMA PL 303585 7 25 DUE 10/01/25 | 31373UF28 | FNMA | 190,000 | $3,001,220 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 140,594 | $2,934,160 | dollars as filed | |
| FIDELITY ADVISOR MID CAP II I | 315807487 | FIIMX | 43,624 | $2,913,372 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,805 | $2,853,546 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,014 | $2,852,049 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 22 | $2,846,446 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,106 | $2,844,092 | dollars as filed | |
| JPMORGAN CHASE & 2.95 26 DUE 10/01/26 | 46625HRV4 | CORPORATE BONDS | 38,000 | $2,694,226 | dollars as filed | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 663,335 | $2,640,388 | dollars as filed | |
| PARNASSUS VALUE EQUITY INVESTOR | 701765869 | NTF EQUITY FUNDS | 5,529 | $2,613,341 | dollars as filed | |
| TOEWS TACTICAL INCOME FUND | 66537V617 | BOND FUNDS | 57 | $2,612,480 | dollars as filed | |
| HARTFORD WORLD BOND F | 41664T222 | BOND FUNDS | 0 | $2,574,141 | dollars as filed | Amount filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 2,160 | $2,561,068 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 346,045 | $2,545,427 | dollars as filed | |
| QUANTIFIED MANAGED INCOME INVESTOR | 00771F400 | NTF BOND FUNDS | 988 | $2,519,956 | dollars as filed | |
| FIDELITY STOCK SELEC | 316066307 | EQUITY FUNDS | 4,541 | $2,508,718 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 402,995 | $2,499,744 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 85,631 | $2,497,983 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 295,070 | $2,465,500 | dollars as filed | |
| PRINCETON LONG/SHORT TREASURY I | 66539A868 | EQUITY FUNDS | 9,818 | $2,429,144 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 641 | $2,405,684 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,063 | $2,403,242 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 286,360 | $2,400,290 | dollars as filed | |
| MORGAN STANLEY FIN 0 PFD DUE 05/06/27SUBJ TO XTRO REDEMPTION | 61772X287 | PREFERRED DEBT | 28,500 | $2,398,656 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 35,587 | $2,392,651 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 4,423 | $2,381,953 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 3,021 | $2,318,579 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 17,214 | $2,316,401 | dollars as filed | |
| STATE BANK OF IN 3.55 24 | 856285NR8 | CERTIFICATE DEPOSIT | 304,000 | $2,302,673 | dollars as filed | |
| GNMA PL 780656 6.5 27 DUE 10/15/27 | 36225AWR7 | GNMA | 475,000 | $2,285,657 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,774 | $2,262,965 | dollars as filed | |
| VERIZON COMMUNICATIONS INC 3.5 11/01/2024 | 92343VCR3 | Corp Bond | 38,000 | $2,253,214 | dollars as filed | |
| SC JOBS-EDA HOSP 5 24 | 83703FHV7 | MUNI BONDS | 285,000 | $2,248,951 | dollars as filed | |
| CALIFORNIA ST 5 26GO UTX DUE 09/01/26 | 13063CB66 | MUNI BONDS | 95,000 | $2,229,982 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,346 | $2,228,373 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,207 | $2,203,038 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 7,695 | $2,191,018 | dollars as filed | |
| PG&E CORP 3.15 26 | 694308JP3 | CORPORATE BONDS | 95,000 | $2,115,125 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 494 | $2,103,201 | dollars as filed | |
| NYLI MACKAY HIGH YIELD CORPORATE BD CL I | 56062X708 | COM | 19 | $2,100,972 | dollars as filed | |
| Vanguard Developed Markets Ind | 921943809 | COM | 0 | $2,084,099 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 16,017 | $2,053,399 | dollars as filed | |
| FRANKLIN CORE PLUS BOND | 354713505 | NTF BOND FUNDS | 76 | $2,033,799 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,118 | $2,023,379 | dollars as filed | |
| UST INFL IDX | 912828XL9 | INFLATION PROTECTED | 114,000 | $2,021,624 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,328 | $2,014,612 | dollars as filed | |
| SPDW | 78463X889 | COM | 221,229 | $1,986,731 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 407 | $1,975,964 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,132 | $1,974,194 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 561,165 | $1,970,404 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 310,777 | $1,926,513 | dollars as filed | |
| BEAUFORT CNTY S C 4 26GO UTX DUE 03/01/26 | 074347F75 | MUNI BONDS | 285,000 | $1,924,617 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 955 | $1,909,971 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 259 | $1,909,952 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CALVERT GREEN BOND I | 13161P714 | BOND FUNDS | 7,088 | $1,908,514 | dollars as filed | |
| APPLE INC. 3.25 26 DUE 02/23/26 | 037833BY5 | BCO | 38,000 | $1,893,595 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 261,851 | $1,889,932 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 19,202 | $1,881,704 | dollars as filed | |
| FIDELITY ADVISOR STRATEGIC INCOME I | 315920801 | BOND FUNDS | 112,516 | $1,880,769 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 703 | $1,872,272 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,716 | $1,871,132 | dollars as filed | |
| BLUEROCK TOTAL INCOME REAL ESTATE C | 09630D308 | LOAD EQUITY FUND | 25,966 | $1,865,845 | dollars as filed | |
| UNITEDHEALTH GROU 5.3 30 DUE 02/15/30 | 91324PEQ1 | CORPORATE BONDS | 152,000 | $1,827,155 | dollars as filed | |
| GILEAD SCIENCES, 2.95 27 DUE 03/01/27 | 375558BM4 | CORPORATE BONDS | 38,000 | $1,795,319 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 54,222 | $1,783,776 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 385 | $1,766,628 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 72,447 | $1,755,134 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,045 | $1,751,970 | dollars as filed | |
| ILLINOIS SPORTS FAC 5 26COMB TAX DUE 06/15/26ASSURED GUARANTY MUN | 452143EY2 | MUNI BONDS | 190,000 | $1,750,199 | dollars as filed | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 2,641 | $1,735,309 | dollars as filed | |
| CISCO SYSTEMS, 3.625 24 | 17275RAN2 | CORPORATE BONDS | 190,000 | $1,721,377 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 32,946 | $1,717,157 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 171 | $1,710,253 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST PORTFOLIOS UNIT 10065 DIVIDEND INCOME TR SER 20 MONTHLY REI | 30326G231 | UIT STOCK | 57 | $1,693,364 | dollars as filed | |
| GILEAD SCIENCES, 3.5 25 DUE 02/01/25 | 375558AZ6 | CORPORATE BONDS | 38,000 | $1,670,745 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,045 | $1,670,738 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,828 | $1,665,212 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 266,969 | $1,637,549 | dollars as filed | |
| SOUTH CAROLINA ST 5 30DB UTX DUE 04/01/30 | 83710RSJ7 | MUNI BONDS | 285,000 | $1,629,662 | dollars as filed | |
| YORK CNTY S C SCH D 5 29GO UTX DUE 03/01/29 | 986525WP4 | MUNI BONDS | 190,000 | $1,607,830 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,362 | $1,605,674 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 35,150 | $1,602,262 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,824 | $1,587,491 | dollars as filed | |
| IJH | 464287507 | COM | 7,674 | $1,582,017 | dollars as filed | |
| HONEYWELL INTERN 4.25 29 DUE 01/15/29 | 438516CL8 | CORPORATE BONDS | 133,000 | $1,580,778 | dollars as filed | |
| PGIM GLOBAL TOTAL RETURN A | 74439A103 | NTF BOND FUNDS | 0 | $1,571,918 | dollars as filed | Amount filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 8,839 | $1,567,135 | dollars as filed | |
| MORGAN STANLEY FIN 0 27 DUE 05/04/27 | 61773QYB9 | CORPORATE BONDS | 5,700,000 | $1,563,762 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 779 | $1,560,014 | dollars as filed | |
| ATLANTIC CNTY N J I 5 24FAC EDR DUE 11/01/24XTRO | 048506DC0 | MUNI BONDS | 190,000 | $1,554,581 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12 | $1,554,075 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CION INVT CORP | 17259U204 | COM | 472,055 | $1,534,701 | dollars as filed | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 9,367 | $1,533,707 | dollars as filed | |
| T. ROWE PRICE US TREASURY MONEY I | 77957T602 | MARKETPLACE MMF | 0 | $1,523,363 | dollars as filed | Amount filed as zero, left out of ratios. |
| PIMCO FDS PAC INVT MGMT SER ST | 693390403 | MF | 57 | $1,520,428 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 543,680 | $1,516,425 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,327 | $1,515,644 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,500 | $1,501,174 | dollars as filed | |
| ENERPULSE TECH XXXREGISTRATION REVOKED BY THE SEC EFF: 10/24/18 | 29278A101 | COMMON STOCK | 28,063 | $1,498,453 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 994 | $1,495,961 | dollars as filed | |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 551 | $1,484,987 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,129 | $1,474,545 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 2,071 | $1,464,026 | dollars as filed | |
| HARVEST NAT RES | 41754v202 | COM | 1,178 | $1,463,764 | dollars as filed | |
| MORGAN STANLEY FIN 0 27 DUE 11/04/27 | 61774HLB2 | CORPORATE BONDS | 760,000 | $1,439,787 | dollars as filed | |
| MORGAN STANLEY FIN 0 28 DUE 01/03/28 | 61774H5W4 | CORPORATE BONDS | 3,800,000 | $1,438,922 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 28,304 | $1,428,242 | dollars as filed | |
| BNP PARIBAS SA 0 24F DUE 10/07/24 | 05592Q7H2 | FOREIGN BONDS (US $) | 8,550,000 | $1,423,671 | dollars as filed | |
| BLACKROCK TCP CAP 3.9 24 | 09259EAA6 | CORPORATE BONDS | 190,000 | $1,423,486 | dollars as filed | |
| QUANTIFIED TACTICAL SECTORS INVESTOR | 00771F574 | NTF EQUITY FUNDS | 32,642 | $1,420,731 | dollars as filed | |
| WALTON US LAND FUND 1 LP | 0NONUMBER | PVT LIMITED PARTNER | 285,000 | $1,420,198 | dollars as filed | |
| SIMON PROPERTY GR 5.5 33 DUE 03/08/33 | 828807DU8 | CORPORATE BONDS | 190,000 | $1,419,460 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,610 | $1,418,435 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 30 | $1,413,180 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,085 | $1,401,535 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,096,776 | $1,400,330 | dollars as filed | |
| Tauriga Sciences Inc Com | 87669X205 | COM | 50,692 | $1,388,759 | dollars as filed | |
| CHESAPEAKE OILF 6.625XXXESC PEND POSS FUTR DISTR | 165ESCAB0 | ESCROW POSITION | 779,000 | $1,385,384 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 28,690 | $1,383,783 | dollars as filed | |
| CALIFORNIA ST 4 37 CALLED @100 EFF: 07/01/2024 | 13063BD90 | MUNI BONDS | 380,000 | $1,383,680 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 82,425 | $1,381,994 | dollars as filed | |
| Lazard Global Infra Inst | 52106N459 | ETF | 1,052 | $1,373,986 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,898 | $1,358,072 | dollars as filed | |
| SILA REALTY TRUST | 146280102 | UNIT INVESTMENT | 27,569 | $1,353,903 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 259,757 | $1,346,167 | dollars as filed | |
| PACIFIC OAK STRATEGIC OPPORTUNITY REIT INC | 694701103 | REAL ESTATE INVESTME | 28,196 | $1,330,427 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 79,896 | $1,313,191 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,248 | $1,306,434 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,672 | $1,303,535 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 65 | $1,289,927 | dollars as filed | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 133 | $1,269,665 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 325,585 | $1,266,374 | dollars as filed | |
| NEW YORK LIFE INVTS FDS TR | 56063J179 | S&P 500 INDEX A | 6,403 | $1,247,205 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8,489 | $1,246,883 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29,564 | $1,244,215 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 134 | $1,243,978 | dollars as filed | |
| MORGAN STANLEY FIN 0 27 DUE 04/05/27 | 61773QGX1 | CORPORATE BONDS | 1,900,000 | $1,237,788 | dollars as filed | |
| V.F. CORP 6 33 DUE 10/15/33 | 918204AR9 | CORPORATE BONDS | 275,000 | $1,237,641 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 19,304 | $1,227,197 | dollars as filed | |
| GILEAD SCIENCES, 3.65 26 DUE 03/01/26 | 375558BF9 | CORPORATE BONDS | 152,000 | $1,222,827 | dollars as filed | |
| CITIBANK, N.A. 0 24 | 17294X2E5 | NON-MARKETPLACE CDS | 950,000 | $1,222,585 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,014 | $1,222,018 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 242,516 | $1,217,181 | dollars as filed | |
| VANGUARD LARGE CAP INDEX ADMIRAL | 922908579 | EQUITY FUNDS | 26,336 | $1,214,103 | dollars as filed | |
| FS KKR CAPITAL | 302635ae7 | FIXED | 190,000 | $1,205,658 | dollars as filed | |
| Wits Basin Prec Minerals Inc | 977427103 | COM | 19,000 | $1,203,755 | dollars as filed | |
| FIRST TR PORTFOLIOS | 30319K652 | UIT STOCK | 152 | $1,199,859 | dollars as filed | |
| STARBUCKS CORP 3.55 29 DUE 08/15/29 | 855244AT6 | CORPORATE BONDS | 133,000 | $1,195,451 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 39 | $1,184,552 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CITIMORTGAGE, INC., 0 24 | 17294XY67 | NON-MARKETPLACE CDS | 1,900,000 | $1,183,811 | dollars as filed | |
| INTEL CORP 5.125 30 DUE 02/10/30 | 458140CF5 | CORPORATE BONDS | 152,000 | $1,181,888 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 115,539 | $1,175,827 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 950 | $1,174,257 | dollars as filed | |
| UNITED STATES TREAS NTS 2.75 02/15/2024 | 912828B66 | Govt Bond | 380,000 | $1,169,412 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,023 | $1,168,689 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 209 | $1,158,010 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,196 | $1,152,017 | dollars as filed | |
| JPMORGAN GOVERNMENT BOND I | 4812C0423 | BOND FUNDS | 54 | $1,151,116 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 162,374 | $1,141,166 | dollars as filed | |
| APOLLO DIVERSIFIED RE FD CL C | 39822J201 | LOAD EQUITY FUND | 14,502 | $1,139,912 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70,155 | $1,138,193 | dollars as filed | |
| WINDSTREAM HOLDIN 7.5XXX | 97381WAX2 | CORPORATE BONDS | 361,000 | $1,135,089 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 16,226 | $1,134,671 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 177,175 | $1,131,120 | dollars as filed | |
| UNITED CANNABIS CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 02/02/22 | 909747107 | COMMON STOCK | 1,672 | $1,129,114 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 495 | $1,126,856 | dollars as filed | |
| PIMCO INVESTMENT GRADE CORP BOND FUND CLASS P | 72201M685 | Mutual Fund | 19 | $1,125,585 | dollars as filed | |
| BNP PARIBAS MEDIUM0 24F DUE 08/05/24 | 05601WW49 | FOREIGN BONDS (US $) | 14,250,000 | $1,111,007 | dollars as filed | |
| QUANTIFIED TACTICAL FIXED INC INVESTOR | 00771F673 | NTF BOND FUNDS | 5,985 | $1,108,672 | dollars as filed | |
| PGIM TOTAL RETURN BOND A | 74440B108 | NTF BOND FUNDS | 0 | $1,101,788 | dollars as filed | Amount filed as zero, left out of ratios. |
| CITIGROUP INC. 6 33 DUE 10/31/33 | 172967CC3 | CORPORATE BONDS | 132,000 | $1,100,122 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 8,678 | $1,086,302 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,121 | $1,082,083 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 15,399 | $1,070,744 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,510 | $1,070,413 | dollars as filed | |
| MORGAN STANLEY 3.591 28 DUE 07/22/28 | 61744YAK4 | CORPORATE BONDS | 114,000 | $1,055,631 | dollars as filed | |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 1,786 | $1,052,143 | dollars as filed | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 | 140194101 | Mutual Fund | 0 | $1,040,410 | dollars as filed | Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC 0 25F DUE 01/03/25 | 06749NBW1 | FOREIGN BONDS (US $) | 950,000 | $1,039,543 | dollars as filed | |
| ABBOTT LABORATOR 2.95 25 DUE 03/15/25 | 002824BB5 | CORPORATE BONDS | 133,000 | $1,037,739 | dollars as filed | |
| ANDERSON CNTY S C S 5 28GO UTX DUE 03/01/28 | 033753QX5 | MUNI BONDS | 285,000 | $1,036,348 | dollars as filed | |
| CREDIT SUISSE GROU0 25F DUE 05/02/25 | 22553PRR2 | FOREIGN BONDS (US $) | 1,900,000 | $1,028,449 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 898 | $1,025,948 | dollars as filed | |
| US TREASURY 2.875 11/46UST BOND DUE 11/15/46 | 912810RU4 | TREASURY BONDS | 57,000 | $1,025,173 | dollars as filed | |
| BLACKROCK MULTI-ASSET INCOME PORTFOLIO K | 09257E662 | EQUITY FUNDS | 19 | $1,024,511 | dollars as filed | |
| GOLD BULLION STRATEGY INVESTOR | 00771F202 | NTF EQUITY FUNDS | 6,920 | $1,022,134 | dollars as filed | |
| MICROSOFT CORP 3.3 27 DUE 02/06/27 | 594918BY9 | CORPORATE BONDS | 133,000 | $1,020,769 | dollars as filed | |
| THE ALLSTATE CO 6.125 32 DUE 12/15/32 | 020002AP6 | CORPORATE BONDS | 152,000 | $1,015,896 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 153,586 | $1,015,297 | dollars as filed | |
| PGIM JENNISON GLOBAL EQUITY INCOME A | 74441L808 | NTF EQUITY FUNDS | 551 | $1,013,606 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,346 | $1,004,620 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 133 | $1,004,246 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,520 | $1,003,427 | dollars as filed | |
| HEALTHCARE TRUST INC | 42226B105 | REAL ESTATE INVESTME | 197,961 | $999,297 | dollars as filed | |
| CREDIT SUISSE AG L0 25F DUE 08/01/25 | 22553QBX4 | FOREIGN BONDS (US $) | 14,250,000 | $992,164 | dollars as filed | |
| COLUMBIA INTERMEDIATE DUR MUNI BD A | 19765L686 | NTF BOND FUNDS | 26 | $982,523 | dollars as filed | |
| RYDEX GOVERNMENT LONG BD 1.2X STRAT H | 78356C588 | NTF BOND FUNDS | 5,321 | $970,096 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,087 | $962,223 | dollars as filed | |
| DIREXION MTHLY S&P 500 BULL 1.75X INV | 254939705 | NTF EQUITY FUNDS | 1,273 | $958,902 | dollars as filed | |
| DEERE & CO 5.375 29 DUE 10/16/29 | 244199BD6 | CORPORATE BONDS | 190,000 | $956,988 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 3,971 | $956,698 | dollars as filed | |
| PR ELEC PWR AUTH 5 24PWR UTIL DUE 07/01/24ASSURED GUARANTY MUN | 74526QLU4 | MUNI BONDS | 1,425,000 | $944,232 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,269 | $914,164 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 24,073 | $905,335 | dollars as filed | |
| CREDIT SUISSE GROU0 25F DUE 06/04/25 | 22553PVF3 | FOREIGN BONDS (US $) | 950,000 | $895,151 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 53,247 | $891,045 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 57 | $883,144 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 26 | $862,958 | dollars as filed | |
| PGIM GLOBAL TOTAL RETURN Z | 74439A400 | NTF BOND FUNDS | 19 | $861,444 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 494 | $860,481 | dollars as filed | |
| DFA GLOBAL ALLOCATION 60/40 I | 25434D658 | EQUITY FUNDS | 10,260 | $859,127 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6 | $857,307 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNDISCOVERED MANAGERS FDS | 904504842 | BEHAVIORAL VLU L | 0 | $851,700 | dollars as filed | Amount filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 288 | $845,466 | dollars as filed | |
| EATON VANCE TX GWTH 1.1 CL A | 277911830 | MUTUAL FUNDS | 8,341 | $839,295 | dollars as filed | |
| MORGAN STANLEY FIN 0 27 DUE 12/03/27 | 61774HA73 | CORPORATE BONDS | 1,900,000 | $832,866 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 133 | $830,219 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,258 | $830,113 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 62 | $828,285 | dollars as filed | |
| COMCAST CORP 3.15 28 DUE 02/15/28 | 20030NCA7 | CORPORATE BONDS | 57,000 | $806,152 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 1,027,102 | $802,501 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 228 | $800,232 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WALMART INC. 5.875 27 DUE 04/05/27 | 931142CH4 | CORPORATE BONDS | 114,000 | $798,829 | dollars as filed | |
| STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND | 861729101 | SHS | 10,480 | $794,675 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 439 | $792,461 | dollars as filed | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 9,272 | $779,402 | dollars as filed | |
| MOUNTAIN HIGH ACQ CO XXXREGISTRATION REVOKED BY THE SEC EFF: 11/13/23 | 62405W100 | COMMON STOCK | 13,300 | $778,349 | dollars as filed | |
| LIGHTSTONE VALUE PLUS REIT V INC | 53227M107 | REAL ESTATE INVESTME | 532 | $778,040 | dollars as filed | |
| NORTHROP GRUMMAN 3.25 28 DUE 01/15/28 | 666807BN1 | CORPORATE BONDS | 190,000 | $770,434 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,275 | $768,944 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,121 | $766,517 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 7,125 | $765,424 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 17,670 | $763,300 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 7,578 | $745,956 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 685,030 | $735,881 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 40,347 | $734,559 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 248 | $733,755 | dollars as filed | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 240,350 | $732,909 | dollars as filed | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 0 | $724,226 | dollars as filed | Amount filed as zero, left out of ratios. |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 1,102 | $722,025 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,516 | $718,087 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 12,160 | $715,471 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,834 | $705,237 | dollars as filed | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 19 | $704,977 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 849 | $699,526 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 73,929 | $694,275 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 36 | $688,029 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 183,328 | $680,642 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,905 | $678,448 | dollars as filed | |
| WESTERN ASSET CORE PLUS BOND I | 957663503 | WACPX | 19 | $672,090 | dollars as filed | |
| BMO BANK NTNL ASS 4.8 24 | 05600XNV8 | CERTIFICATE DEPOSIT | 285,000 | $659,244 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 30 | $650,619 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 19,095 | $649,066 | dollars as filed | |
| Fidelity Advisor International Discovery Fund Class I | 315910620 | COM | 17,195 | $639,975 | dollars as filed | |
| AMERICAN FUNDS AMERICAN HIGH-INC A | 026547109 | LOAD BOND FUND | 33,297 | $637,953 | dollars as filed | |
| THE GOLDMAN SACH 3.85 24 DUE 07/08/24 | 38141EC23 | CORPORATE BONDS | 38,000 | $636,479 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 348 | $624,157 | dollars as filed | |
| COHEN & STEERS INSTL RLTY SHS COM | 19247U106 | COM | 16,310 | $622,345 | dollars as filed | |
| INVESCO CAPITAL MARKET UNIT 10 MONTHLY | 54289T287 | UIT STOCK | 110 | $620,780 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 669 | $612,904 | dollars as filed | |
| MFS MUNICIPAL HIGH INCOME A | 552984304 | BOND FUNDS | 98,813 | $604,247 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,700 | $599,743 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,570 | $587,499 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 25 | $584,717 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VTI | 922908769 | COM | 42 | $578,014 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $564,440 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 375 | $555,859 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 2,679 | $539,608 | dollars as filed | |
| PIMCO INCOME | 72201F490 | COM | 53,804 | $538,576 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 960,693 | $529,135 | dollars as filed | |
| Pimco High Yield Fun-Instl | 693390841 | SH BEN INT | 57 | $513,130 | dollars as filed | |
| MORGAN STANLEY BK N 0 25CD FDIC INS DUE 11/05/25US | 61773TCC5 | NON-MARKETPLACE CDS | 760,000 | $511,203 | dollars as filed | |
| GOLDMAN SACHS TR | 38144N593 | INTL SCINS INSTL | 826 | $509,786 | dollars as filed | |
| VANGUARD DIVIDEND APPRECIATION | 921908828 | Equity Mutual Fu | 73,511 | $504,699 | dollars as filed | |
| CLEMSON UNIV S C HI 5 26PUB EDUC DUE 05/01/26 | 185633BF0 | MUNI BONDS | 190,000 | $501,725 | dollars as filed | |
| BELLSOUTH CAPITAL F 6 34 DUE 11/15/34 | 079860AK8 | CORPORATE BONDS | 60,000 | $501,157 | dollars as filed | |
| PUTNAM TAX-FREE HIGH YIELD A | 746872407 | NTF BOND FUNDS | 35,024 | $495,776 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 133 | $465,576 | dollars as filed | |
| VWO | 922042858 | SHS | 427 | $464,908 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,735 | $443,691 | dollars as filed | |
| MORGAN STANLEY | 61746BEF9 | BCO | 95,000 | $431,966 | dollars as filed | |
| AMERICAN BALANCED FD | 024071102 | MFD | 49,975 | $394,304 | dollars as filed | |
| LANCASTER CNTY SC S 5 24 | 514120LD4 | MUNI BONDS | 190,000 | $393,238 | dollars as filed | |
| PGIM TOTAL RETURN BOND Z | 74440B405 | NTF BOND FUNDS | 19 | $382,428 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,071 | $378,768 | dollars as filed | |
| THE HOME DEPOT, 2.125 26 DUE 09/15/26 | 437076BN1 | CORPORATE BONDS | 38,000 | $369,420 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,371 | $352,861 | dollars as filed | |
| BNP PARIBAS SA 0 27F DUE 11/04/27 | 05592QGV1 | FOREIGN BONDS (US $) | 1,900,000 | $349,536 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 2,185 | $330,650 | dollars as filed | |
| PIMCO INCOME FUND CLASS P | 72201M719 | SHS | 1,640 | $313,217 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 685 | $296,475 | dollars as filed | |
| FORD MOTOR CO 7.45 31 DUE 07/16/31 | 345370CA6 | CORPORATE BONDS | 40,000 | $296,195 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 70,675 | $286,003 | dollars as filed | |
| THE GOLDMAN SACHS 3.5 25 DUE 01/23/25 | 38148LAC0 | CORPORATE BONDS | 171,000 | $285,305 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,235 | $274,143 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 20,638 | $271,807 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 25 | $266,850 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15 | $262,711 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,134 | $259,707 | dollars as filed | |
| AMERICAN FUNDS AMCAP A | 023375108 | LOAD EQUITY FUND | 10,703 | $245,978 | dollars as filed | |
| BLACKROCK HIGH YIELD INSTL | 09260B630 | NTF BOND FUNDS | 37,362 | $245,465 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 12 | $239,103 | dollars as filed | |
| OCEAN PARK TACTICAL CORE INCOME INSTL | 66537Y488 | BOND FUNDS | 12,444 | $236,931 | dollars as filed | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 5,030 | $234,510 | dollars as filed | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 866 | $203,411 | dollars as filed | |
| KENSINGTON MANAGED INCOME INST | 56167N324 | EQUITY FUNDS | 20,839 | $198,591 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,754 | $161,067 | dollars as filed | |
| GENERAL ELECTRIC CO 3 23 DUE 09/15/23 | 36966TGQ9 | CORPORATE BONDS | 40,000 | $161,034 | dollars as filed | |
| Total Cash and Sweep | X00000002 | Cash | 159,000 | $159,000 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 957 | $155,936 | dollars as filed | |
| Parametric Commodity Strategy Fd USD Cls I | 277923223 | UNKNOWN | 24,353 | $153,911 | dollars as filed | |
| FIDELITY ADVISOR TOTAL BOND I | 31617K832 | BOND FUNDS | 1,414 | $151,402 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 4,936 | $140,471 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22 | $139,674 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 120 | $136,541 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 998 | $123,859 | dollars as filed | |
| OCEAN PARK TACTICAL BOND INSTL | 66538J472 | BOND FUNDS | 4,800 | $119,421 | dollars as filed | |
| AMERICAN HIGH-INCOME MUNICIPAL BOND A | 026545103 | BOND | 12,830 | $118,086 | dollars as filed | |
| BOND FUND OF AMERICA (THE) | 097873103 | Corporate, Intermediate-Term | 5,418 | $116,628 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 191 | $115,036 | dollars as filed | |
| COHEN & STEERS REAL ESTATE SECURITIES I | 191912401 | NTF EQUITY FUNDS | 566 | $102,514 | dollars as filed | |
| AMERICAN FUNDS NEW ECONOMY A | 643822109 | LOAD EQUITY FUND | 1,420 | $102,455 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 1,292 | $92,600 | dollars as filed | |
| THE GOLDMAN SACH 6.45 36 DUE 05/01/36 | 38143YAC7 | CORPORATE BONDS | 220,000 | $90,562 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,677 | $83,256 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 443 | $80,980 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 18 | $80,390 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,671 | $80,080 | dollars as filed | |
| AMERICAN BEACON AHL MGD FUTS STRAT Y | 024525677 | EQUITY FUNDS | 7,803 | $78,885 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 886 | $77,448 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,001 | $73,346 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,081 | $69,672 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 869 | $62,995 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 880 | $59,466 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 706 | $57,341 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001683168-23-008208 | this filing | 2023-11-16 | acceptance time not in the bulk data set |