13F-HR filed by Financial Gravity Asset Management, Inc.
Financial Gravity Asset Management, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-09, with 1,652 holding rows worth $36,740,809.
- Accession
- 0001683168-23-005431
- Filer
- CIK 1741736
- Filed
- 2023-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 2,601 entries on the cover page, a total value of $36,740,809 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,740,809 with VALUE read as dollars as filed, 13F file number 028-18797. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 69 | $16 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 462 | $16 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 375 | $16 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MILLERKNOLL INC | 600544100 | COM | 15 | $16 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 600 | $16 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ANDERSON CNTY S C S 5 28GO UTX DUE 03/01/28 | 033753QX5 | MUNI BONDS | 15 | $16 | dollars as filed | principal |
| SOUTH CAROLINA ST 5 30DB UTX DUE 04/01/30 | 83710RSJ7 | MUNI BONDS | 15 | $16 | dollars as filed | principal |
| STATE BANK OF IN 3.55 24 | 856285NR8 | CERTIFICATE DEPOSIT | 16 | $16 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 503 | $15 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 666 | $15 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MORGAN STANLEY FIN 0 PFD DUE 05/06/27SUBJ TO XTRO REDEMPTION | 61772X287 | PREFERRED DEBT | 1,500 | $15 | dollars as filed | |
| BEAUFORT CNTY S C 4 26GO UTX DUE 03/01/26 | 074347F75 | MUNI BONDS | 15 | $15 | dollars as filed | principal |
| SC JOBS-EDA HOSP 5 24 | 83703FHV7 | MUNI BONDS | 15 | $15 | dollars as filed | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13 | $14 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 500 | $14 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12 | $14 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 10 | $14 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 34 | $13 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 35 | $13 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 5 | $13 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 300 | $13 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 7 | $12 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 3,892 | $12 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5 | $11 | dollars as filed | |
| EBAY INC. 6.3 32 DUE 11/22/32 | 278642BB8 | CORPORATE BONDS | 10 | $11 | dollars as filed | principal |
| YORK CNTY S C SCH D 5 29GO UTX DUE 03/01/29 | 986525WP4 | MUNI BONDS | 10 | $11 | dollars as filed | principal |
| CLEMSON UNIV S C HI 5 26PUB EDUC DUE 05/01/26 | 185633BF0 | MUNI BONDS | 10 | $11 | dollars as filed | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 145 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SYSCOCORP | 871829107 | COM | 140 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 81 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 97 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 42 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 41 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 226 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 36 | $10 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9 | $10 | dollars as filed | |
| CLARK CNTY NEV 4 34DB LTX DUE 06/01/34 | 180848F40 | MUNI BONDS | 10 | $10 | dollars as filed | principal |
| SIMON PROPERTY GR 5.5 33 DUE 03/08/33 | 828807DU8 | CORPORATE BONDS | 10 | $10 | dollars as filed | principal |
| ILLINOIS SPORTS FAC 5 26COMB TAX DUE 06/15/26ASSURED GUARANTY MUN | 452143EY2 | MUNI BONDS | 10 | $10 | dollars as filed | principal |
| LOUISIANA LOC GOVT 525EDUC EDR DUE 10/01/25XTRO | 5462825V2 | MUNI BONDS | 10 | $10 | dollars as filed | principal |
| ATLANTIC CNTY N J I 5 24FAC EDR DUE 11/01/24XTRO | 048506DC0 | MUNI BONDS | 10 | $10 | dollars as filed | principal |
| DORCHESTER CNTY SC 5 24 | 258165TS8 | MUNI BONDS | 10 | $10 | dollars as filed | principal |
| BLACKROCK TCP CAP 3.9 24 | 09259EAA6 | CORPORATE BONDS | 10 | $10 | dollars as filed | principal |
| LANCASTER CNTY SC S 5 24 | 514120LD4 | MUNI BONDS | 10 | $10 | dollars as filed | principal |
| CISCO SYSTEMS, 3.625 24 | 17275RAN2 | CORPORATE BONDS | 10 | $10 | dollars as filed | principal |
| ESTRELLA MTN RANCH CMNTY FACS GO REF BDS | 29758ABC3 | GO REF BDS | 10 | $10 | dollars as filed | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 4 | $9 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 8 | $9 | dollars as filed | |
| NORTHROP GRUMMAN 3.25 28 DUE 01/15/28 | 666807BN1 | CORPORATE BONDS | 10 | $9 | dollars as filed | principal |
| THE GOLDMAN SACHS 3.5 25 DUE 01/23/25 | 38148LAC0 | CORPORATE BONDS | 9 | $9 | dollars as filed | principal |
| FS KKR CAPITAL | 302635ae7 | FIXED | 10 | $9 | dollars as filed | principal |
| NATIONAL RURAL UTILITIES COOPE NOTE MTHLY | 63743FZD1 | NOTE MTHLY | 10 | $9 | dollars as filed | principal |
| REALTY INCOME CORP NOTE M/W CLBL | 756109AW4 | NOTE M/W CLBL | 10 | $9 | dollars as filed | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 26 | $8 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 2 | $8 | dollars as filed | |
| THE ALLSTATE CO 6.125 32 DUE 12/15/32 | 020002AP6 | CORPORATE BONDS | 8 | $8 | dollars as filed | principal |
| GILEAD SCIENCES, 3.65 26 DUE 03/01/26 | 375558BF9 | CORPORATE BONDS | 8 | $8 | dollars as filed | principal |
| JOHNSON & JOHNSO 2.45 26 DUE 03/01/26 | 478160BY9 | CORPORATE BONDS | 9 | $8 | dollars as filed | principal |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 141 | $7 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STITCH FIX INC | 860897107 | COM CL A | 1,850 | $7 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 2 | $7 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1 | $7 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 3 | $7 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4 | $7 | dollars as filed | |
| UNUM GROUP 4 29 DUE 06/15/29 | 91529YAN6 | CORPORATE BONDS | 8 | $7 | dollars as filed | principal |
| MICROSOFT CORP 3.3 27 DUE 02/06/27 | 594918BY9 | CORPORATE BONDS | 7 | $7 | dollars as filed | principal |
| STARBUCKS CORP 3.55 29 DUE 08/15/29 | 855244AT6 | CORPORATE BONDS | 7 | $7 | dollars as filed | principal |
| UNITED STATES TREAS NTS 2.25 11/15/2025 | 912828M56 | Govt Bond | 7 | $7 | dollars as filed | principal |
| DUKE ENERGY CARO | 26442CBB9 | BCO | 8 | $7 | dollars as filed | principal |
| UST INFL IDX | 912828XL9 | INFLATION PROTECTED | 6 | $7 | dollars as filed | principal |
| ABBOTT LABORATOR 2.95 25 DUE 03/15/25 | 002824BB5 | CORPORATE BONDS | 7 | $7 | dollars as filed | principal |
| ENTERGY LOUISIANA LLC BOND M/W CLBL | 29364WAX6 | BOND M/W CLBL | 8 | $7 | dollars as filed | principal |
| NATIONAL RURAL UTILITIES COOPE NOTE MTHLY | 63743FWH5 | NOTE MTHLY | 8 | $7 | dollars as filed | principal |
| ORACLE CORP NOTE M/W CLBL | 68389XBV6 | NOTE M/W CLBL | 8 | $7 | dollars as filed | principal |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 26 | $6 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 109 | $6 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 225 | $6 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WALMART INC. 5.875 27 DUE 04/05/27 | 931142CH4 | CORPORATE BONDS | 6 | $6 | dollars as filed | principal |
| MORGAN STANLEY 3.591 28 DUE 07/22/28 | 61744YAK4 | CORPORATE BONDS | 6 | $6 | dollars as filed | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 59 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 59 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 120 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KODIAK SCIENCES INC | 50015M109 | COM | 7 | $5 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 109 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO DYNAMIC BOND FUND INSTITUTIONAL CLASS | 72201M487 | Mutual Fund | 10 | $5 | dollars as filed | |
| MORGAN STANLEY | 61746BEF9 | BCO | 5 | $5 | dollars as filed | principal |
| CALIFORNIA ST 5 26GO UTX DUE 09/01/26 | 13063CB66 | MUNI BONDS | 5 | $5 | dollars as filed | principal |
| PG&E CORP 3.15 26 | 694308JP3 | CORPORATE BONDS | 5 | $5 | dollars as filed | principal |
| GENERAL ELECTRIC CO 3 23 DUE 09/15/23 | 36966TGQ9 | CORPORATE BONDS | 5 | $5 | dollars as filed | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 34 | $4 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 209 | $4 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 4 | $4 | dollars as filed | |
| FINL GRAVITY COS INC | 31754E102 | COMMON STOCK | 44,890 | $4 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 45 | $3 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 11 | $3 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 35 | $3 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 45 | $3 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 8 | $3 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 6 | $3 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 1 | $3 | dollars as filed | |
| ACCELLERON INDUSTRIES AG | 00449R109 | Common Stock | 24 | $3 | dollars as filed | |
| L OREAL SA ISIN #FR0000120321 SEDOL #4057808 | F58149133 | Equities | 7 | $3 | dollars as filed | |
| ORACLE CORP 3.25 27 DUE 11/15/27 | 68389XBN4 | CORPORATE BONDS | 3 | $3 | dollars as filed | principal |
| COMCAST CORP 3.15 28 DUE 02/15/28 | 20030NCA7 | CORPORATE BONDS | 3 | $3 | dollars as filed | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3 | $3 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 7 | $3 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 37 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 61 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 19 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 47 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CELLECTIS ADS | 15117K103 | COM | 2 | $2 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 1 | $2 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1 | $2 | dollars as filed | |
| GILEAD SCIENCES, 2.95 27 DUE 03/01/27 | 375558BM4 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| JPMORGAN CHASE & 2.95 26 DUE 10/01/26 | 46625HRV4 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| THE HOME DEPOT, 2.125 26 DUE 09/15/26 | 437076BN1 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| CISCO SYSTEMS, IN 2.5 26 DUE 09/20/26 | 17275RBL5 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| US TREASURY 2.875 11/46UST BOND DUE 11/15/46 | 912810RU4 | TREASURY BONDS | 3 | $2 | dollars as filed | principal |
| SHELL INTERNATIONAL FIN BV 3.25 05/11/2025 | 822582BD3 | Corp Bond | 2 | $2 | dollars as filed | principal |
| VERIZON COMMUNICATIONS INC 3.5 11/01/2024 | 92343VCR3 | Corp Bond | 2 | $2 | dollars as filed | principal |
| APPLE INC. 3.25 26 DUE 02/23/26 | 037833BY5 | BCO | 2 | $2 | dollars as filed | principal |
| PEPSICO, INC. 2.375 26 DUE 10/06/26 | 713448DN5 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| GILEAD SCIENCES, 3.5 25 DUE 02/01/25 | 375558AZ6 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| THE GOLDMAN SACH 3.85 24 DUE 07/08/24 | 38141EC23 | CORPORATE BONDS | 2 | $2 | dollars as filed | principal |
| Allspring VT Opportunity Fund | 0P0000TY3 | Fixed Income | 113 | $2 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 8 | $1 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288620 | SHS | 11 | $1 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIGNATURE BANK | 82669G104 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GNMA PL 780656 6.5 27 DUE 10/15/27 | 36225AWR7 | GNMA | 25 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| FNMA PL 346951 7.5 26 DUE 05/01/26 | 31375WL82 | FNMA | 10 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| LEHMAN BROTHERS HOL 6XXXESC PEND POSS FUTR DISTREFF: 03/06/12 | 525ESCDC0 | REORG BOND | 16 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| MOUNTAIN HIGH ACQ CO XXXREGISTRATION REVOKED BY THE SEC EFF: 11/13/23 | 62405W100 | COMMON STOCK | 700 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FNMA PL 303585 7 25 DUE 10/01/25 | 31373UF28 | FNMA | 10 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| SINOVAC BIOTECH LT ORDF | P86990028 | UNLSTD FOREIGN ORDRY | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHESAPEAKE OILF 6.625XXXESC PEND POSS FUTR DISTR | 165ESCAB0 | ESCROW POSITION | 41 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| WINDSTREAM HOLDIN 7.5XXX | 97381WAX2 | CORPORATE BONDS | 19 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| GWG HOLDINGS INC BOND MTHLY IN DEFAULT | 36250CFD1 | BOND MTHLY IN DEFAULT | 200 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001683168-23-005431 | this filing | 2023-08-09 | acceptance time not in the bulk data set |