13F-HR filed by Harbour Capital Advisors, LLC
Harbour Capital Advisors, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-10-03, with 223 holding rows worth $183,682,000 by the sum of the rows.
- Accession
- 0001682501-16-000003
- Filer
- CIK 1682501
- Filed
- 2016-10-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 223 entries on the cover page, a total value of $175,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,682,000 with VALUE read as thousands by filing date, 13F file number 028-17525. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $175,332,000, 5% less than the sum of the rows, $183,682,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOGO INC | 38046C109 | COM | 384,203 | $6,839,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 61,693 | $5,550,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 80,690 | $4,738,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 48,375 | $4,734,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 47,753 | $3,722,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 34,150 | $3,397,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 29,485 | $3,104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 20,700 | $2,346,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,134 | $2,320,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,528 | $2,109,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 64,955 | $2,091,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,526 | $2,068,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,452 | $2,044,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 27,305 | $2,009,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,165 | $1,933,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,040 | $1,927,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 13,089 | $1,893,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walt Disney Co | 254687106 | COM | 16,775 | $1,763,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 23,640 | $1,672,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,130 | $1,636,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,000 | $1,585,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 29,004 | $1,577,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,422 | $1,553,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,798 | $1,550,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,545 | $1,522,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,016 | $1,499,000 | thousands by filing date | |
| AUTODESK INC | 52769106 | COMMON | 23,885 | $1,455,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UnitedHealth Group Inc | 91324P102 | COM | 12,328 | $1,450,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,586 | $1,371,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,602 | $1,346,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,914 | $1,338,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,045 | $1,323,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 33,690 | $1,311,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,586 | $1,299,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,770 | $1,284,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,100 | $1,272,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,622 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,505 | $1,224,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,540 | $1,198,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,059 | $1,198,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,820 | $1,193,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 14,900 | $1,183,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 27,575 | $1,181,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 33,450 | $1,178,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 13,529 | $1,160,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,818 | $1,157,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,475 | $1,132,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,524 | $1,086,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 5,555 | $1,086,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,803 | $1,054,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,095 | $1,047,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,160 | $1,024,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,110 | $1,003,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 12,288 | $1,000,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 15,385 | $972,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,441 | $970,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 17,775 | $956,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 26,300 | $952,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 13,935 | $936,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,395 | $928,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,361 | $925,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,503 | $920,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,502 | $918,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,362 | $907,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,467 | $901,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,427 | $894,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 20,500 | $870,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,552 | $862,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,000 | $851,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,191 | $850,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,952 | $848,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,200 | $847,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 7,885 | $841,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,413 | $828,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 13,739 | $825,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,356 | $817,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 9,380 | $811,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 28,975 | $810,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 23,315 | $806,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 11,210 | $806,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 30,725 | $798,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 13,205 | $789,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,961 | $779,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,791 | $764,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,309 | $764,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,225 | $740,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,005 | $735,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 26,850 | $733,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 24,755 | $729,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 22,540 | $727,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,758 | $720,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,046 | $707,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,100 | $703,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,100 | $700,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 1,034 | $699,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AbbVie,Inc. | 00287Y109 | COM | 11,710 | $694,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,505 | $690,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,156 | $689,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,410 | $685,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 17,410 | $681,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 8,755 | $680,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 20,225 | $675,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,815 | $642,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,227 | $638,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 14,825 | $627,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 20,210 | $607,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,765 | $601,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,800 | $599,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 8,240 | $599,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 34,475 | $580,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,625 | $566,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,683 | $560,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,614 | $557,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,250 | $552,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,990 | $550,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,856 | $543,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 11,182 | $543,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 7,762 | $533,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,510 | $523,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,050 | $518,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 3,231 | $516,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Salesforce.com, Inc | 79466L302 | COM | 6,430 | $504,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 20,100 | $500,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,260 | $497,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 8,017 | $497,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Netflix, Inc | 64110L106 | COM | 4,300 | $492,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,398 | $486,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 30,650 | $478,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,450 | $476,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,500 | $467,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,750 | $467,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,690 | $466,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,830 | $456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 22,750 | $452,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,989 | $447,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 61,750 | $440,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,735 | $438,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 7,900 | $437,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,250 | $431,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,124 | $431,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 52,825 | $428,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,650 | $426,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,158 | $422,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,725 | $422,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 6,815 | $421,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 19,125 | $413,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,750 | $412,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,434 | $411,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,967 | $408,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 27,149 | $405,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,950 | $397,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,235 | $397,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,355 | $393,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,642 | $393,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,265 | $392,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,250 | $387,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 4,095 | $384,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,223 | $382,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,500 | $381,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 27,857 | $379,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,152 | $378,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 14,500 | $370,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,935 | $363,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,890 | $354,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 53484101 | COM | 1,905 | $351,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORECIVIC INC | 22025Y407 | COM | 13,150 | $348,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,288 | $346,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,870 | $346,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,943 | $345,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,170 | $343,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,550 | $337,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,991 | $337,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 24,175 | $334,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 6,175 | $333,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,163 | $331,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,730 | $308,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,325 | $306,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,236 | $303,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,335 | $302,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,536 | $302,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,900 | $302,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,700 | $297,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,940 | $296,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,540 | $294,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,114 | $292,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 2,180 | $288,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Adobe Inc | 00724F101 | COM | 3,050 | $287,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,010 | $285,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,500 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,450 | $278,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,621 | $276,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,850 | $264,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,165 | $259,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,900 | $258,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 18581108 | COM | 895 | $248,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EPAM SYS INC COM | 29414B104 | Stock | 3,125 | $246,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 778 | $238,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,900 | $237,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,470 | $232,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 200 | $232,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,250 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,375 | $219,000 | thousands by filing date | |
| Bank of America Corp. | 60505682 | PFD CV | 200 | $219,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMGEN INC. | 31162100 | COM | 1,334 | $217,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,900 | $210,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 14,400 | $210,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,573 | $209,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 13,250 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,744 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,200 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,510 | $202,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,000 | $192,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,860 | $182,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 12,800 | $182,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,800 | $181,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,670 | $164,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,694 | $164,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,897 | $162,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,316 | $144,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,710 | $124,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,050 | $113,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,000 | $101,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,910 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001682501-16-000003 | this filing | 2016-10-03 | acceptance time not in the bulk data set |