13F-HR filed by DEBUSSY CAPITAL MANAGEMENT LP
DEBUSSY CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 281 holding rows worth $450,288,000.
- Accession
- 0001682021-20-000008
- Filer
- CIK 1682021
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 281 entries on the cover page, a total value of $450,288,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $450,288,000 with VALUE read as thousands by filing date, 13F file number 028-18047. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 552,853 | $28,411,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 324,194 | $27,988,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1,181,650 | $20,029,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 48,090 | $17,221,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 532,560 | $16,877,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 362,609 | $15,262,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 605,638 | $8,630,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 594,427 | $8,185,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 67,104 | $8,003,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,407 | $7,692,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 472,886 | $6,531,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 59,718 | $6,446,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 90,949 | $6,309,000 | thousands by filing date | |
| VTI | 922908769 | COM | 34,144 | $6,259,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 540,946 | $6,053,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 182,937 | $5,828,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 143,640 | $5,725,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 145,463 | $5,400,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 349,270 | $5,127,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 349,330 | $5,104,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 352,353 | $4,979,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 109,826 | $4,864,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 372,941 | $4,457,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 148,726 | $4,343,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,102,577 | $4,190,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 48,634 | $4,170,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 228,501 | $4,113,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 470,603 | $3,920,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,240 | $3,775,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,882 | $3,655,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,105 | $3,654,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 261,182 | $3,518,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 72,613 | $3,422,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 37,763 | $3,256,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 37,011 | $3,183,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 33,849 | $3,108,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 90,307 | $3,077,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,506 | $3,005,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 238,094 | $2,969,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 196,434 | $2,968,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,380 | $2,875,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 72,464 | $2,720,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 252,964 | $2,709,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 268,825 | $2,624,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,151 | $2,619,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 473,188 | $2,470,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,597 | $2,464,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 190,693 | $2,424,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,422 | $2,409,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 161,857 | $2,408,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 61,336 | $2,363,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,360 | $2,318,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,026 | $2,284,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,239 | $2,201,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 32,962 | $2,102,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 50,240 | $2,017,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 140,051 | $2,010,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 46,329 | $1,930,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 172,916 | $1,793,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 59,492 | $1,737,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 44,904 | $1,734,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,083 | $1,609,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 25,594 | $1,599,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 14,528 | $1,595,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 135,303 | $1,565,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,790 | $1,544,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 62,267 | $1,541,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 111,528 | $1,503,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,039 | $1,485,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 22,316 | $1,459,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,406 | $1,451,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,399 | $1,433,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,822 | $1,379,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 16,292 | $1,374,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,768 | $1,324,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 24,237 | $1,320,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,037 | $1,281,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,815 | $1,276,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 89,614 | $1,262,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 64,506 | $1,259,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 93,468 | $1,238,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,005 | $1,177,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 20,193 | $1,168,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,787 | $1,152,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,090 | $1,130,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,798 | $1,103,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 75,243 | $1,086,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,048 | $1,084,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,824 | $1,083,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,871 | $1,077,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,095 | $1,064,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 589 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,787 | $952,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,418 | $947,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,388 | $940,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,753 | $907,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 16,673 | $830,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,219 | $820,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,661 | $819,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,619 | $802,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,867 | $799,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,760 | $798,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 54,392 | $796,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 13,655 | $778,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 13,210 | $771,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 5,508 | $771,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 51,888 | $765,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 244 | $763,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,752 | $763,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,559 | $757,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 75,690 | $757,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 27,710 | $726,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 28,568 | $719,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 68,600 | $713,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,902 | $701,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,967 | $700,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 27,700 | $692,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,755 | $671,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,983 | $662,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,650 | $652,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,436 | $639,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,084 | $624,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 60,977 | $621,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 12,022 | $607,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 60,000 | $601,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,173 | $597,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,924 | $591,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,005 | $578,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,399 | $569,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,950 | $564,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,286 | $564,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,677 | $563,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,635 | $547,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,531 | $540,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 21,107 | $540,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,926 | $538,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,017 | $517,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,000 | $510,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 47,168 | $478,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 13,890 | $469,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,571 | $461,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,199 | $459,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 45,295 | $455,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,245 | $453,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,422 | $450,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,002 | $439,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,119 | $427,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,252 | $425,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,708 | $421,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,425 | $417,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7,441 | $415,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,495 | $406,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 40,202 | $405,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,344 | $404,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,300 | $401,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,194 | $400,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 38,625 | $395,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,571 | $392,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 38,961 | $392,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,459 | $385,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,750 | $385,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,702 | $379,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,562 | $379,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,693 | $376,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 36,682 | $370,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 36,800 | $366,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,091 | $364,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,280 | $364,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,556 | $364,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,747 | $361,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,281 | $355,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 34,494 | $353,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 524 | $351,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,194 | $347,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,013 | $346,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $342,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,597 | $340,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 18,092 | $340,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,248 | $339,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 2,481 | $336,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,933 | $330,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,616 | $329,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 10,953 | $328,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,956 | $327,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,600 | $324,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,496 | $320,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 31,604 | $319,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,932 | $312,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,210 | $309,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,842 | $305,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,545 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,838 | $298,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 15,000 | $296,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,072 | $295,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,627 | $295,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,742 | $292,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,392 | $289,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 5,489 | $288,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7,200 | $281,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 12,188 | $280,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,818 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,986 | $279,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 26,573 | $279,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,480 | $278,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,997 | $270,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 498 | $265,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,501 | $256,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,400 | $255,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,676 | $254,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,066 | $254,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 7,956 | $250,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 24,397 | $250,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,920 | $249,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 20,011 | $249,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,330 | $248,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,642 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,408 | $240,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,500 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,976 | $237,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 115 | $236,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,000 | $233,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,006 | $231,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,098 | $229,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,934 | $226,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 21,462 | $220,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 576 | $218,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 21,396 | $214,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 20,000 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,505 | $212,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 20,000 | $212,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,586 | $209,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 20,000 | $209,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 19,970 | $209,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 20,000 | $207,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 20,000 | $206,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 20,100 | $206,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 20,000 | $206,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 20,000 | $206,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 20,000 | $206,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,455 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,330 | $203,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 20,000 | $203,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 20,000 | $203,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,800 | $202,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 20,000 | $201,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 20,000 | $201,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,145 | $200,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 20,000 | $200,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 20,000 | $200,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 20,000 | $199,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 20,000 | $199,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 18,352 | $186,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,100 | $179,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 17,500 | $174,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 16,954 | $173,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 17,300 | $172,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 15,842 | $172,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 15,000 | $163,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 15,100 | $160,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 15,478 | $154,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 14,225 | $147,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 14,250 | $144,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,703 | $142,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 13,972 | $139,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,863 | $134,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 13,676 | $134,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 12,511 | $131,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 13,000 | $130,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 87,500 | $121,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 11,098 | $112,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 10,223 | $104,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 10,100 | $101,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 10,000 | $100,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 81,500 | $95,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,439 | $42,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,600 | $25,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 18,782 | $24,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 12,703 | $19,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,000 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 10,000 | $8,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001682021-20-000008 | this filing | 2020-11-16 | acceptance time not in the bulk data set |