13F-HR filed by DEBUSSY CAPITAL MANAGEMENT LP
DEBUSSY CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 228 holding rows worth $359,713,000.
- Accession
- 0001682021-19-000006
- Filer
- CIK 1682021
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 229 entries on the cover page, a total value of $359,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $359,713,000 with VALUE read as thousands by filing date, 13F file number 028-18047. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVALDI OPPORTUNITIES FD | 92853C207 | Equity | 4,285,931 | $60,089,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 43,070 | $12,166,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 240,939 | $9,725,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 28,568 | $8,129,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 115,256 | $7,475,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 225,128 | $6,851,000 | thousands by filing date | |
| VTI | 922908769 | COM | 47,078 | $6,813,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 181,419 | $6,029,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 118,964 | $5,056,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,299 | $4,616,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 111,525 | $4,558,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,010,753 | $4,245,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 145,275 | $4,243,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 250,000 | $4,173,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 292,449 | $3,907,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,872 | $3,837,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,374 | $3,731,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 254,119 | $3,603,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 141,324 | $3,566,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 69,924 | $3,517,000 | thousands by filing date | |
| IJH | 464287507 | COM | 17,803 | $3,372,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 109,743 | $3,318,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 265,911 | $3,297,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 132,828 | $3,284,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 32,312 | $3,271,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 33,189 | $3,258,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 223,030 | $3,216,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 247,822 | $3,209,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,644 | $3,154,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 125,921 | $3,130,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 93,385 | $3,113,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 123,105 | $3,079,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 118,042 | $2,940,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 61,444 | $2,866,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,777 | $2,676,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 192,478 | $2,650,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 42,625 | $2,590,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 23,003 | $2,558,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 46,233 | $2,442,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 65,146 | $2,330,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 70,444 | $2,305,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 97,733 | $2,297,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,227 | $2,281,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 42,055 | $2,277,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 10,571 | $2,221,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,693 | $2,205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 45,421 | $2,202,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 211,879 | $2,174,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 184,347 | $2,081,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 148,256 | $2,067,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 424,556 | $2,051,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 324,001 | $2,041,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 174,986 | $2,028,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 26,191 | $2,021,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 297,214 | $1,926,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 11,168 | $1,838,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 124,392 | $1,688,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 103,010 | $1,651,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 29,144 | $1,572,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8,560 | $1,553,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 13,440 | $1,530,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,904 | $1,481,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,255 | $1,473,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 20,603 | $1,456,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22,491 | $1,399,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,360 | $1,382,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 113,926 | $1,373,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 35,195 | $1,357,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 4,110 | $1,357,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,092 | $1,352,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 26,106 | $1,350,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,193 | $1,348,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,632 | $1,332,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,825 | $1,319,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,507 | $1,298,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,001 | $1,212,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,813 | $1,194,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 26,838 | $1,142,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,130 | $1,130,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,980 | $1,108,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 26,785 | $1,095,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 35,536 | $1,092,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,064 | $1,079,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 83,273 | $1,079,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,141 | $1,054,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18,295 | $1,051,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 41,684 | $1,049,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 86,598 | $1,049,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 30,168 | $999,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 36,794 | $957,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 10,000 | $954,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 93,161 | $934,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,733 | $915,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,986 | $885,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,487 | $873,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,194 | $869,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 15,411 | $854,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,642 | $854,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 21,482 | $825,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,341 | $825,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,503 | $809,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 70,668 | $808,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 453 | $807,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,944 | $805,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 14,770 | $784,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 42,950 | $780,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,598 | $771,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,720 | $761,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,164 | $761,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 7,716 | $761,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,490 | $748,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,686 | $745,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 48,266 | $707,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 27,737 | $705,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,737 | $700,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 44,874 | $661,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,835 | $646,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,906 | $624,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,409 | $618,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,989 | $593,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 11,885 | $586,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 16,760 | $576,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,739 | $541,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,172 | $539,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,624 | $507,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,505 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,696 | $484,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,165 | $483,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,445 | $463,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 30,144 | $462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,635 | $462,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,641 | $462,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,874 | $454,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,163 | $454,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,498 | $450,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 50,550 | $448,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 33,696 | $446,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,325 | $439,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,826 | $428,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,432 | $425,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 358 | $421,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,290 | $414,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 9,000 | $413,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 16,188 | $413,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,592 | $408,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,438 | $407,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 15,960 | $406,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,828 | $405,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 25,000 | $399,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 15,503 | $398,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,213 | $394,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,513 | $392,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,116 | $384,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,457 | $382,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 14,741 | $382,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 37,615 | $380,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,139 | $377,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 6,735 | $359,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 10,795 | $355,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 47,559 | $352,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,842 | $351,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 25,165 | $351,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,367 | $348,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,219 | $348,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,170 | $339,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,093 | $337,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 13,114 | $334,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,093 | $332,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,234 | $329,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,725 | $328,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,799 | $326,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,855 | $325,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,681 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,868 | $319,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,880 | $316,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,297 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,000 | $307,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 29,106 | $307,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,740 | $306,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,638 | $302,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,585 | $301,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $301,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,665 | $300,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,901 | $295,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,827 | $294,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 22,777 | $292,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,815 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,495 | $282,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,750 | $271,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,936 | $270,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,227 | $268,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,286 | $267,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,012 | $248,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,220 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,214 | $246,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 131 | $229,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,264 | $228,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 958 | $226,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 9,236 | $225,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,384 | $222,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,953 | $221,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,782 | $218,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,930 | $212,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,493 | $211,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,341 | $210,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,754 | $209,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,934 | $208,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,479 | $207,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,139 | $206,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,100 | $201,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 15,395 | $195,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,000 | $191,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 70,000 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,783 | $172,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,284 | $159,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,400 | $120,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,000 | $108,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 20,000 | $23,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 20,000 | $22,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 20,000 | $20,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 20,000 | $20,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,000 | $15,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 15,000 | $15,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 15,000 | $15,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 15,000 | $14,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 15,000 | $13,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 10,000 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001682021-19-000006 | this filing | 2019-05-15 | acceptance time not in the bulk data set |