13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-11-02, with 4,673 holding rows worth $4,424,928,000.
- Accession
- 0001681115-17-000011
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 12,911 entries on the cover page, a total value of $4,424,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,424,928,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 86 | $4,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 71 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 60 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,500 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 363 | $4,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 146 | $4,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 125 | $4,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 66 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 102 | $4,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 171 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,760 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 575 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 148 | $4,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 241 | $4,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $4,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 161 | $4,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $4,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 200 | $4,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 258 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 300 | $4,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 308 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 500 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 285 | $4,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 340 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 194 | $4,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 290 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 638 | $4,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 222 | $4,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 160 | $4,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 140 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $4,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 243 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 100 | $4,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 400 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 102 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 250 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 154 | $4,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 186 | $4,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 540 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 183 | $4,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 86 | $4,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 358 | $4,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 856 | $4,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 278 | $4,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2,095 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 200 | $4,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 212 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 364 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 850 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 508 | $4,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 300 | $4,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 580 | $4,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 137 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,500 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 130 | $4,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 8,425 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 697 | $4,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 287 | $4,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 77 | $4,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,200 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,250 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 950 | $4,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 300 | $4,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 278 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 81 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 197 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 158 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $4,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 163 | $4,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4 | $4,000 | thousands by filing date | principal |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 959 | $4,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,000 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $4,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 268 | $4,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 502 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $4,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 150 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 200 | $4,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 150 | $4,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 380 | $4,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 1,800 | $4,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 103 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 800 | $3,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 57 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 354 | $3,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 132 | $3,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 382 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 122 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 100 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 266 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 79 | $3,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 109 | $3,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 76 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 79 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 200 | $3,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 207 | $3,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 165 | $3,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 389 | $3,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 600 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 317 | $3,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 195 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 102 | $3,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 100 | $3,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 178 | $3,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 84 | $3,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 150 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 266 | $3,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 267 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 100 | $3,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 77 | $3,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 62 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 980 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 38 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 441 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 287 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 221 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 272 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,504 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 101 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 91 | $3,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 241 | $3,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 147 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 670 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 237 | $3,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 66 | $3,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,660 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 200 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,149 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3 | $3,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 140 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 365 | $3,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 75 | $3,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,000 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 117 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 90 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 384 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 36 | $3,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,000 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 100 | $3,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 75 | $3,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 200 | $3,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 646 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 140 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 137 | $3,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 282 | $3,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 20 | $3,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 568 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 324 | $3,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 72 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 65 | $3,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,000 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 195 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 147 | $3,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,300 | $3,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 210 | $3,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 375 | $3,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 700 | $3,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 525 | $3,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,000 | $3,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 520 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3 | $3,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 3 | $3,000 | thousands by filing date | principal |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $3,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 212 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 430 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,174 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 220 | $2,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 165 | $2,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 68 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 32 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 300 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 175 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 97 | $2,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 53 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 33 | $2,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 168 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 100 | $2,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 74 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 433 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 42 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 124 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 196 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 15 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 160 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 28 | $2,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 200 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 73 | $2,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 67 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 272 | $2,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 132 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 60 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 97 | $2,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 107 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 205 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 170 | $2,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 376 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 172 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 45 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 50 | $2,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 43 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 86 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 79 | $2,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 77 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 27 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 53 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 118 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 122 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,216 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 50 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 31 | $2,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 250 | $2,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 80 | $2,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 37 | $2,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 45 | $2,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 49 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 241 | $2,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 166 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,916 | $2,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3 | $2,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,850 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 198 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 300 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 41 | $2,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60 | $2,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 175 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 116 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 114 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 73 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,000 | $2,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 342 | $2,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 100 | $2,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,795 | $2,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $2,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,767 | $2,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 154 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 800 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 281 | $2,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 200 | $2,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,075 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,500 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 162 | $2,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 60 | $2,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 40 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,033 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 500 | $2,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 65 | $2,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 40 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 100 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 194 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,600 | $2,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 302 | $2,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 147 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 55 | $2,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 90 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 100 | $2,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,100 | $2,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 209 | $2,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 371 | $2,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 100 | $2,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 350 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 602 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 314 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 916 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 528 | $2,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 737 | $2,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 54 | $2,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 3,760 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 183 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $2,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 100 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 2 | $2,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 5,500 | $2,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 100 | $2,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 100 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 50 | $1,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 50 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 90 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 35 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 52 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 37 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 61 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 39 | $1,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 173 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 26 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 67 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 50 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 57 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 24 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 114 | $1,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 17 | $1,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 12 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 112 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 14 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 500 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 47 | $1,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 40 | $1,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 28 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 111 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 113 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 109 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 161 | $1,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 25 | $1,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 58 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 153 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 51 | $1,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 58 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 24 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 122 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 100 | $1,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 45 | $1,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 77 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 74 | $1,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50 | $1,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 98 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36 | $1,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 31 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 109 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 478 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 144 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 73 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 34 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 28 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 100 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 197 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 250 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 71 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 231 | $1,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 11 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 11 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 200 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 164 | $1,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 47 | $1,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411R958 | PUT | 16 | $1,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 320 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W900 | COM NEW | 20 | $1,000 | thousands by filing date | call |
| MATADOR RES CO | 576485955 | COM | 20 | $1,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 100 | $1,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 19 | $1,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 100 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 54 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 80 | $1,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 45 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 64 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 39 | $1,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 150 | $1,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 655 | $1,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 106 | $1,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 66 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 161 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R901 | SHRT HGH YIELD | 20 | $1,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 41 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 54 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 100 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 200 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 120 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 155 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 235 | $1,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 21 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 150 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,000 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 343 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 300 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 414 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 199 | $1,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 25 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 758 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,020 | $1,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 88 | $1,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 76 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 40 | $1,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 67 | $1,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 100 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,000 | $1,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 180 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 112 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,000 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 100 | $1,000 | thousands by filing date | |
| PANERA BREAD COMPANY-CLASS A | 69840W958 | COM | 3 | $1,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 30 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 271 | $1,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 70 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 1,400 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 134 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 30 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 144 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 195 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 588 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 562 | $1,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 34 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 337 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 61 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 100 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 50 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 471 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 100 | $1,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 1,507 | $1,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 140 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 19 | $1,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 279 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 105 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 762 | $1,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 53 | $1,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 8,344 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 200 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 225 | $1,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 29 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 400 | $1,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 35 | $1,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 1,000 | $1,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STOCK YDS BANCORP INC | 861025104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000001 | superseded | 2017-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000011 | this filing | 2017-11-02 | acceptance time not in the bulk data set |